“Inner” and “Outer”

“Inner” and “Outer”

It is with some reluctance that I undertake a discussion of an obscure and elusive topic: what philosophers mean by “inner” and “outer”, if anything. There is a cluster of putative distinctions surrounding the mental: internal and external, private and public, subjective and objective, mental and physical, spiritual and corporeal, inner and outer. I shall only be discussing the last of these; I mean to cast no aspersions on the others. These are distinct distinctions, as the words used indicate, some more viable than others. I am concerned with the alleged distinction between the property of being inner and the property of being outer, construed as both ontological and phenomenological (so distinct from the property of intersubjective knowability or observability). What does it mean to say that the mind is something inner while the material world is something outer? It clearly doesn’t mean the same as the distinction between being internal and external in the spatial sense: that distinction applies to facts about the body—what is spatially within it and spatially outside of it. The heart and brain are within it (“internal”) while clothes and houses are outside it (“external”). But the heart and brain are not “inner”—they are “outer”. Only the mind is inner, not the internal organs of the body.

What does the dictionary have to say about “inner”? The OED (Shorter) gives: “situated (more) within or inside; (more or further) inward; internal”. This is intended to capture such uses as “inner sanctum”, “inner recesses”, “innertube”, “inner regions”, “innermost”, “inner circle”, “inner workings”—not the nature of the mind as an “inner” reality. We also are given “close to the center” by the OED (Concise), also intended in the spatial sense—central as opposed to peripheral. This distinction makes perfect sense, but it is not the distinction as intended by psychologists and philosophers of mind. The mind is not being conceived as closer to some center than the body or the material world outside the body (literally, spatially). Nor do philosophers want to allow for gradations of innerness, as in “more inner”—the mind is not “more inner” than the body. And what exactly is it inside of—the body, the self? No, the idea is that the mind is inner intrinsically, as a matter of its very nature, as material objects are intrinsically extended, or numbers are intrinsically abstract—it isn’t more or less inner relative to some containing entity. If so, shouldn’t the property be phenomenologically detectable—part of everyday consciousness? But do I experience my mind as inner? Does it strike me as something inner? It is hard to know what this might mean, but in so far as it means anything the answer would appear to be no. It strikes me neither as inner nor as outer; it just strikes me as there. For relative to what would it be inner? What center is it closer to? In what sense of “closer”? Granted, material objects strike me as outer relative to my body—both are objects situated in space—but what does it mean to say they each strike me as outer relative to my mind? It isn’t an object in space that other objects could stand in spatial relations to. By the same token, my mind doesn’t strike me as inner relative to objects of perception, because it stands in no spatial relation to those objects (phenomenologically). It doesn’t feel somehow inner. My heart feels inner in relation to my arms or the chair I am sitting in, but my mind doesn’t feel inner in these ways—I don’t perceive it that way, or otherwise so apprehend it. Thus, this alleged innerness is not a phenomenological datum, not a part of one’s normal self-awareness. How then could its ascription be ontologically true—how could the mind be ontologically inner and yet not phenomenologically inner? How could it be inner without my knowing it? Why would we even talk this way if there was no phenomenological basis to the distinction? The natural conclusion, then, is that there is no such property as innerness (and none of outerness either, except in the innocuous “outside my body” sense).

Why do we talk this way if it has no basis in fact? Well, there is a use of “inner” and “inside” that does apply to the mind, as when I say that my beliefs and desires are inside my mind (not outside it)—that they are inner constituents of my mind. In this sense my mental states are “internal” to my mind not “external” to it. And surely, I do experience my mental states as inner parts of my mind, constituents of it, elements within it. Is thatwhat we mean by calling the mind inner? There are two points about this. The first is that there is no entailment from “beliefs are inner parts of the mind” to “the mind is inner”. That is a simple non sequitur: parts can be inner to the thing they are parts of without the whole thing itself being inner to anything, or nothing. Second, the same locution applies to material objects and their parts: the parts of an engine are internal to it (“inner” relative to the engine), but neither they nor the engine are themselves inner—unless parts of something larger. So, there is no basis here for grounding the concept of the inner, construed as a property of the mind considered in itself. This is just another way of talking about the part-whole relation and has no bearing on the supposed inner nature of the mind. The mind is neither inner nor outer; it simply is. The distinction between what is internal to the person and external to the person, where this coincides with the boundaries of the body, is perfectly intelligible and real; but the philosophical inner-outer distinction looks like a myth, a conceptual snarl-up. It is also true that we have a private-public distinction in good standing, but this epistemological distinction is not identical to the inner-outer distinction—neither entails the other. I don’t even experience my mind as analogous to the inner chambers of a building, because there is no contrast analogous to the spatial relation between periphery and center. I do have what I am pleased to call an “inner life”, but this means nothing more than that I have a mental life in addition to an organic physical life. The word “inner” just means “mental” or “psychological” or “spiritual”; it does not connote anything beyond these terms. Interestingly, the OED gives as its second definition of “inner”, “designating the mind or soul; mental; spiritual”, thus regarding the word as simply synonymous with those terms—in which case “the mind is inner” means “the mind is the mind”. It is obvious that philosophers intend more than a tautology when characterizing the mind as “inner”, but it is unclear whether there is anything more they can mean. It looks as if language has been playing tricks on them, mixing up one “language game” with another (architecture and psychology). Yet it is a trick that has proved remarkably tenacious. It is hard to think of the mind as not inner (in some nontrivial sense of the term).[1]

[1] One might think that since the mind is not conceived as in space (whether or not it really is) it is impossible for it to be outer, so it is “inner” by default.  But this is obviously wrong, because not being in space does not entail being inner in any sense (if anything, being inner implies some sort of spatiality); numbers are not in space but not intuitively inner in any way. It is really tremendously obscure what this talk of the inner amounts to. The plain fact is that I experience my mind as neutral with respect to the inner-outer axis; it is simply present. It is not experienced as within anything—the body, the soul, the cosmos. That is why idealism is thought possible.

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Is Language in the Head?

Is Language in the Head?

It has been said that meaning is not in the head, but is language in the head? A naïve response to this odd question might be: “Well, no, because language is speech and speech is in the mouth and throat”. Technically, the mouth is in the head, of course, but the question is really asking whether language is in the brain. The speech organs are not in the brain, so speech is not in the brain, i.e., the sounds that come out of a person’s mouth. A person would not be speaking English, say, if the sounds they made were not the sounds characteristic of English, but of Chinese, even if their brain were in the same state as that of an English speaker (suppose the articulatory organs have been artificially hooked up to a Chinese voice generator). However, if the brain were identical, it would be sending motor commands to the speech organs identical to those sent by an ordinary English speaker, so to that extent the language would be English. And the language employed in silent soliloquy would clearly be English. The speech organs merely externalize internal linguistic operations; they are not what the language fundamentally is.[1] The syntax of the language would also be in the head (brain), even if the articulatory organs were unable to externalize this syntax. Perhaps we are under some sort of perceptual illusion as to the location of language, brought on by the fact that we hear the sounds of language and see the speaker moving his or her lips; but really, language is located in the brain machinery behind these outer manifestations. After all, a person might be a master of English even if the speech organs don’t function at all (and he or she cannot perform the acts of a sign language). Language exists in the brain (e.g., Broca’s area) not in the motor systems by which it is externalized in communication. Speech acts are not the essence of language (unless we mean internal speech acts). A brain in a vat could have mastery of a language, possibly under the illusion of performing speech acts with mouth or hands. Language is like thought in this respect: thought too has modes of externalization (speech and other bodily actions), but these are not the essence of thought. Thought is in the brain, if anywhere, not in the body that expresses thought (and may fail to in cases of paralysis). Only dogmatic behaviorism could deny these virtual truisms. By all means say that speech is the embodiment of language, its vehicle in acts of communication, its overt manifestation, but don’t say that language is speech, i.e., the sounds and marks (let’s not forget writing) produced by the body. Obviously, a machine that merely replicates the sounds of English doesn’t know English. Language is in the human head not in the atmosphere (where soundwaves reside). Nor is it in the hand motions of speakers of Sign. Language is in the head as electricity is in atoms—not in the effects of electricity that we observe. Howlanguage exists in the brain is still a subject of study, and presents many mysteries, but that it does is scarcely deniable. We should therefore be internalists about language. Linguistics and philosophy of language are really discussing an internal property of the human animal not the bodily events that provide the external medium of linguistic expression (the externalization of language mastery). It is acceptable to talk as if speech is the subject of interest, given that it is publicly available and acts as a vehicle of language, but we should not make the mistake of identifying language with speech. And remember that inner speech is itself just another manifestation of language not its indispensable essence. Performance isn’t competence, here and elsewhere.

In the light of the above, we might want to revisit externalism about meaning: is it to be supposed that language is in the head but meaning is not? That sounds fishy, fantastical. First, let’s formulate the thesis more precisely. Instead of saying “in the head” we should say “in the person”: for it might justly be complained that it is a category mistake to say that meanings are in the head; rather, they are attributes of the person (same for language). Then the question is whether meaning is an internal property of the person or an external property—intrinsic or relational (compare being bipedal and being married). Second, we need to clean up the usual formulation of the twin earth thought experiment: so-called twin earth is not a twin of earth but rather a very similar (but not completely similar) variant of earth. This is because “twin” earth contains XYZ not H2O, these being distinct substances that happens to look alike. A real twin is not just a superficial copy but a deep copy—same DNA, same anatomy, a precise duplicate. But twin earth is not an exact duplicate of earth but a partial duplicate, given the difference in its liquid content. A genuine twin planet could not produce a difference of meaning for “water”. We do better to speak of a sister planet—very similar in outward appearance but not the same through and through. Nor is it necessary to the thought experiment to suppose that the planet is otherwise precisely identical to earth; all that is necessary is that “water” designates different substances on the two planets. Indeed, it is not required that we imagine two planets; two sides of this planet will do fine.

But these are minor emendations compared to the main defect in the usual formulation: the thought experiment doesn’t demonstrate that all of meaning is not in the person, only that some of it isn’t.[2] The same goes for the extension of the thesis from meaning to mind: some of the mind is not in the person as an intrinsic non-relational property, but it doesn’t follow that all is.[3] In fact, upon closer analysis we have the much more modest result that the meaning of only some expressions is (only partially) not in the person, namely those that have a demonstrative component (ordinary natural kind terms like “water”). To put it baldly, all we have is the thesis that linguistic context is not in the person—for example, the fact that one object or kind and not another is being pointed to in a given case of reference fixing (“that liquid”). And that is a truism: in this sense perception is not in the person, being determined by causal context. Nor is knowledge located solely within the person (though partially it is), simply because knowledge requires truth. Given that context helps to fix reference for indexical expressions, it of course follows that an aspect of meaning isn’t located in the person (what Kaplan calls “content”)—he or she is located in the context. The context is external to the person and it helps to determine the reference of “water”; so, neither meaning nor mind is wholly within the person. But this isn’t a remarkable metaphysical discovery but rather a platitude dressed up as a startling new insight. It is certainly a truth worth knowing, and admits of solid demonstration, but it isn’t a radical new view of meaning and mind. Yes, two persons can be in the same intrinsic condition and refer to distinct objects with the same indexical term—but that is hardly surprising, given context-dependence. And terms like “water” can be semantically tied to such demonstrative reference via the act of reference-fixing, but that too is not a startling discovery about where meaning and mind are located. For it is entirely compatible with the claim that nearly allof meaning and mind are located within the individual—are completely “individualistic”. The cash-value of “meanings aren’t in the head” is simply “indexical reference is context-dependent”—big effing deal!

Thus: language is in the head, and meaning is mainly in the head. Syntax (grammar) is in the head and so is phonetics, if we mean “voice commands from the brain to the articulatory apparatus”. The lexicon is also in the head, though words can be overtly pronounced on occasion. The meaning of most words is wholly in the head (person), though some words have an indexical component that brings in context. Persons are equipped with an elaborate internal mental apparatus that they bring to the world; but they are also placed within the world, and that provides a linguistic context that can select a particular object as reference. This is all reassuringly obvious and distills the basic truths that have emerged from discussions of internalism and externalism.[4] The rhetoric has outpaced the logic.[5]

[1] I am with Chomsky on this (the “I-language” etc.). See chapter 1 of What Kind of Creatures Are We? (2016).

[2] See my Mental Content (1989) for a detailed discussion.

[3] Can we say that meaning is in the mind? I don’t see why not, even if meaning is not in the person, since the boundaries of the person correspond to the boundaries of the body (roughly). Neither mind nor meaning are (completely) in the person, though they are attributes of the person (partially relational attributes).

[4] I am thinking of Kripke, Putnam, Donnellan, Kaplan, Burge, myself, and others.

[5] To be clear, I think opponents of externalist thought experiments are mistaken, but the externalist thesis is far less momentous than has sometimes been supposed. A modest form of externalism is trivially true—but still true, which is not nothing.

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The Journal of Philosophical Philosophy

I hereby perform the following performative: :”I hereby name this blog “The Journal of Philosophical Philosophy”. There, done. I am the editor and sole contributor (aside from such comments as I deem worthy of inclusion). That wasn’t so difficult.

 

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Existence and Non-Existence

Existence and Non-Existence

We have puzzled over the nature of existence and the nature of non-existence, but we don’t ask how these two categories relate to each other. Does one entail the other? Not in the sense that if something exists then it doesn’t exist, and vice versa, but in the sense that if one thing exists then other things must not exist, and vice versa. If certain things exist in a possible world, must there also be other things that don’t exist in that world? And if certain things don’t exist in a possible world, must there also be things that do exist in that world? Could there be a world of pure existence (no non-existence), and could there be a world of pure non-existence (no existence)? For example, is there a world which contains the usual existent planets but no non-existent planets like Vulcan, and is there a world which contains all the Greek gods but no existing human beings or other entities? I think these alleged possibilities ought to strike us as peculiar, conceptually problematic. There is the feeling that existence and non-existence are parasitic on each other—not identical, to be sure, but mutually dependent. Why might this be?

Two ideas suggest themselves. The first is that these are contrastive concepts: non-existence is by definition the absence of existence, and existence is by definition the absence of non-existence. Thus, the concepts lose their grip in alleged cases of one applying without the other; we would have no use for either concept if its complement concept had no application. To say that Mars exists is to say that it is not like Vulcan being-wise, and to say that Vulcan does not exist is to say that it is not like Mars being-wise. This is suggestive: we do tend to think of each category as the opposite of the other, choosing certain paradigms of each, and we are hard put to come up with anything more substantial than that. The terms have no meaning outside the “language game” of attributions of existence and non-existence (that is their actual use). Isn’t this contrast really what we are thinking when we employ the notions of existence and non-existence? If so, it will not be possible to separate the two concepts: we need instances of both in order to make sense of either. A pure existence world and a pure non-existence world put too much pressure on these concepts as they are ordinarily employed. So, existence always occurs side by side with non-existence, and non-existence always presupposes existence: necessarily, if one, then the other. In fact, we might want to say that in a world consisting of a number of existing objects there must be hugely many non-existent objects—all the objects in other possible worlds that don’t exist in that world. And non-existent objects always imply existing objects: it could not be that the universe contained all the non-existent objects we normally talk about but no existing objects. The world of fiction is surely parasitic on the world of fact.

The second idea is that fictional objects are products of the human mind, so they require the existence of such minds.[1] Unicorns need unicorn thoughts, and thoughts occur in minds, so unicorns require existing minds. To say that there are unicorns but no existing minds is therefore contradictory. So, a world containing fictional objects must contain non-fictional minds: we can deduce existing minds from non-existing unicorns. This gives us an inverted form of the ontological argument: given that God does not exist, we can infer that something else exists, viz. the mind or minds that thought the idea of God up. If I came up with the idea, then I can state, “God does not exist, therefore I do exist”. We can’t perform this kind of inference using a true existential statement as the premise. Thus, existence is implicit in non-existence: in a world containing non-existence there must be existent minds. We can’t seal the concept of non-existence off from the concept of existence: where one is instantiated so must the other be—not in the non-existent object, to be sure, but beside it.

Here is an analogy: the concepts of necessity and contingency are similarly intermingled. In our world we have both necessary and contingent truths, but could there be a world containing only necessary truths or only contingent truths? Again, the idea seems outlandish: don’t the two concepts feed off each other? We can produce examples of both that can be used to ground the contrast, but absent these we lose our grip on the concepts of necessity and contingency. A modally homogeneous world is not really an intelligible world. If everything is necessary, then nothing is; and similarly for contingency. What is necessary is what is notcontingent (and now we give examples), and what is contingent is what is not necessary (more examples). Without the contrast class we are left with the notion of mere non-modal truth (compare generous and miserly). Every possible world must consist partly of necessary truths and partly of contingent truths. Similarly, there can be no possible world consisting only of the future, or only of the past; each presupposes the other. Truth and falsehood are the same: where there is a true proposition there has to be a false one, and vice versa. Or identity and distinctness. Or good and evil. These concepts come in pairs not singly. Presence presupposes absence and absence presupposes presence—which is another way of saying that existence and non-existence necessarily go together. We shouldn’t compartmentalize these categories, as if each member of the pair had an independent identity. Existence and non-existence are really parts of the same package—semantically and metaphysically indissoluble.

[1] I discuss this in Logical Properties (2000), chapter 2. The topic of existence is extremely confusing and I slide over potential pitfalls in this short paper, but be assured that I am well aware of the dangers. In particular, we have to be careful about the interpretation of quantifiers.

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Metaphysical Meaning

Metaphysical Meaning

The positivists declared metaphysical sentences meaningless. This required them to be able to identify a metaphysical sentence. But how could they do that if such sentences literally have no meaning? It could not be by recognizing them as meaningless, though that is certainly an intelligible mental act, because many sentences are meaningless without being metaphysical—not all gibberish is metaphysical gibberish. Being gibberish is not sufficient for being metaphysical, though it may be necessary (according to the positivists). The answer, of course, is that metaphysical sentences are perfectly meaningful and are recognizable as metaphysical by being meaningful: we can see that they are both meaningful and not empirically verifiable. But the positivists are not permitted to say that by their own doctrine, so their position is self-refuting. It would be different if such sentences had a different kind of meaning altogether, as ethical sentences are alleged to; then the positivist could claim them to be meaningless only as construed as fact-stating (assertoric, cognitive). But that is highly implausible—they aren’t merely expressive or imperative. They are straightforward indicative sentences. So, there is really no alternative to the commonsense view that metaphysical sentences are meaningful, though not empirically verifiable (we can all agree that they are not mere tautologies). The simple truth is that the positivists could pick them out as metaphysical only by knowing what they mean, which is surely what they did; but then they can’t turn around and declare them meaningless. How could a meaningless sentence count as metaphysical in meaning?[1]

[1] You might question whether there is any point in flogging the dead mackerel of positivism, since it perished decades ago, but actually the ghost of positivism still lingers, ready to leap from the shadows. It is therefore worthwhile to point out its flaws (many scientists still believe it, if only implicitly).

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Metaphysical Cravings

Metaphysical Cravings

The soul craves metaphysics.[1] The thinking self wants to think about metaphysical questions. Why do they attract us so? I believe it is because we know (clearly and distinctly) that we are thinking beings: we are directly aware of ourselves as thinking beings. Not necessarily infallibly aware, but aware enough that we don’t question it. So, we know our nature—it is transparent to us. But we don’t know the nature of other things, not in the same way at any rate. We don’t know the nature of matter in this way; it is therefore a subject of controversy. Is it extension or solidity or energy or perceptibility? We can’t tell just by looking at it; we can only conjecture—debate, argue. We don’t know the nature of matter as we know the nature of mind. Or consider space, time, causality, necessity, goodness, number, meaning: it is all a matter of dispute. Is space absolute or relative? Is time composed of events or independent of events? Is causality constant conjunction or a type of necessity? Is necessity linguistic or language-independent? Is goodness happiness or justice or something else? Are numbers ideas in the mind or Platonic entities? Is meaning use or inner representation? We don’t know the answers to these age-old questions, not in the way we know the nature of ourselves as thinking beings. Yet we want to have the same kind of knowledge in their case that we have about ourselves. Thus, we are pitched into the subject of metaphysics, naturally, unavoidably. If we had no such knowledge of ourselves, we might be able to leave metaphysics alone, as we leave many questions alone; but each of us is confronted by the contrast between knowledge of self and ignorance of other things. We desire the same kind of knowledge across the board, because we have it in the case of the self. And if we had such knowledge in the areas mentioned, as well as in the case of the self, then we would not need metaphysics as a subject of study—we would already know what we now crave to know. It is the epistemological asymmetry that troubles us, goads us on. Metaphysics is therefore inescapable: it is built into human psychology once we become aware of ourselves as thinking beings. That is why it is so ancient and persistent. Knowledge of ourselves as thinking beings gives us a taste of what real knowledge of reality would be like, so we earnestly seek it, whether we can achieve it or not. I know what I am and I want to know what that is: this thought is the beginning of metaphysics—of the craving for metaphysical knowledge. It is wanting knowledge of what is alien to us as reflective thinkers—distant, removed. If only we could know the rest of reality as we know our own thinking consciousness!

[1] I would bet good money that you have never read sentence like this from an analytical philosopher; and yet it is not just pretentious nonsense but perfectly accurate.

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A Taxonomy of Reference

A Taxonomy of Reference

Wittgenstein would say that reference comes in many varieties, like sentences; the concept of reference is a family resemblance concept. We should be wary of the urge to assimilate, unify; we should respect the multiplicity (his word) of reference, like the multiplicity of language games. Gareth Evans called his book The Varieties of Reference (though without acknowledgment to Wittgenstein—why, I wonder), and he explored these varieties in detail, resisting efforts to reduce one variety to another. At the level of thought, we could say that intentionality comes in varieties: there are irreducibly different ways of mentally representing things—being intentionally “directed” to them. Russell didn’t subscribe to this strong multiplicity thesis, but he firmly distinguished two basic types of reference, which he famously labeled “knowledge by acquaintance” and “knowledge by description”; these are held to underlie different types of linguistic reference (proper names and definite descriptions). He was a two-variety theorist about reference—a referential dualist—as opposed to a radical plurality theorist. What about Frege? He, I think, was a single-variety theorist, at least if we limit ourselves to reference to objects as opposed to concepts (in his sense). Frege took all reference to objects to proceed by way of what he called “sense”, glossed as “mode of presentation”—which includes sentences as referring to truth-values, conceived as objects. He made no principled distinction between different types of referential device; all involve the all-purpose notion of a mode of presentation (whatever quite that amounts to). In Russell’s terminology, he might be said to hold that all reference depends on knowledge by description, i.e., knowledge of truths, or conceptual knowledge. That is certainly the way he has traditionally been understood, though there have been dissenters from this interpretation. Anyway, for Frege, reference is homogeneous, uniform, essentially identical (identical in essence). So, classically, we have a one-variety theory, a two-variety theory, and a multiple-variety theory—monism, dualism, and pluralism (a familiar philosophical division of viewpoint).

I am going to propose a three-variety theory, based on ideas that have been floating around for a while. I want to make explicit and systematize these ideas. Since labels matter, I will fuss a little over how these three varieties are to be characterized. The first variety I shall call (in deference to Russell) “reference by acquaintance”, though the terminology is by no means perfect. We might better call it “reference by perception” using a suitably wide notion of perception, because we want to include not only perception by the five senses but also introspective perception and “intuitive” perception (as in perception of mathematical objects and perception of universals—Russell’s “acquaintance with universals”). The idea is that of direct unmediated awareness of some entity not based on concepts or what Russell calls “knowledge of truths”. It is not inferential or derivative or indirect, but immediate and in-your-face. Sense data are Russell’s favored objects of such acquaintance. This kind of reference could be possessed by a being devoid of concepts or propositional knowledge; we might think of it as primitive animal intentionality. The human mind is capable of such basic apprehension of things—a result of primitive mechanisms of mental representation shared by other creatures. Baby reference, we might call it—reference without thought, reflection, or reasoning. Simple vision is the paradigm, though not the sole instance. It can be, and has been, studied by perceptual psychologists. We know quite a bit about how it works.

The second variety I will call (again in deference to Russell and tradition) “reference by description”, which again is not perfect, because we mean to include non-linguistic concept-mediated reference. It is thought-involving, truth-invoking, inference-implicating, and inherently complex. It works by the mechanism of satisfaction—predication, attribution. It essentially employs the word “the” or its psychological counterpart. It conforms to Russell’s theory of descriptions, so it involves quantification and identity. It is sophisticated compared to reference by acquaintance, requiring ascent to propositional thinking not just brute object awareness. Such reference is typically accomplished by employing causal, spatial, and temporal concepts—”the cause of X”, “the object to the right of Y”, “the event following Z”. Relational concepts are its bread and butter. Inference is its natural home. It belongs to the “higher” animals. It occurs when we say and think things like, “The next in line to the throne had better not be bald”. Cognitively, it goes well beyond reference by acquaintance. Its brain physiology is mysterious.

The third type of reference I will call “reference by location”, which again is not ideal but better than some other labels. I have in mind reference effected by means of context, causality, community, history, environmental embedding, spatiotemporal location, and overt pointing: that is, factors external to the referrer, often unknown by him, and entirely objective. We are now very familiar with this third source of reference through work on indexical terms, causal theories of names, externalist thought experiments, division of linguistic labor, and the role of the community in fixing reference. I won’t defend this body of work here; the point is just that this viewpoint has introduced us to a type of reference distinct from the other two—reference by means of location. Reference can depend not just on what you are currently conscious of, or what descriptions you have in mind, but also on context, causal relations, spatiotemporal location, and community membership. Not on knowledgeof these things, mark, but the objective existence of them—what the external facts actually are. In respect of primitiveness, we might think of reference by location as lying somewhere between reference by acquaintance and reference by description—“adolescent” reference perhaps, or “canine” reference (dogs are not big on reference by means of individuating descriptions, but they are not limited to simple perception). The animal doesn’t need direct perception of the referent, nor the resources of conceptual individuation; the context can provide the necessary grounds for effecting an act of referring. This is reference by means of objective relations.[1]

Once we have this tripartite taxonomy to hand, we can discern further subdivisions: we have the genus Reference, the species Acquaintance, Description, and Location, and now the subspecies corresponding to the different types of perception, description, and location. For example, we might have visual perception of objects, descriptions employing spatial concepts, and actual temporal location. We can also contemplate extending the taxonomy beyond reference to objects to take in reference to properties or even states of affairs and truth-values. Thus, we could distinguish perceiving a state of affairs, describing a state of affairs, and demonstrating a state of affairs (“that fact”, “the actual world”). The same three-part taxonomy carries over to higher-order types of reference. It may also occur to us (as it has to many theorists in the past) that one type of reference might conceivably be reducible to another type. Thus, might all three types be reducible to the perceptual type? Russell clearly thought that reference to universals was a special case of acquaintance, so that reference by description reduces to reference by acquaintance. Some have thought that all reference might turn out to be locational—all reference reduces to causal relations to the environment (nothing referential is “in the head”). Yet others have maintained that it all comes down to concepts—description theories of everything, even perception. I think myself that we have learned enough to be confident that such reductionist projects stand little chance of success: we really do have three distinct varieties of reference (and not any more). It isn’t an open-ended plurality a la Wittgenstein, nor is it monolithic a la Frege, nor dualistic a la Russell, but rather a threefold division—a referential trinity. Nor is any one variety more basic than the others in the sense that the others depend upon it, or grow from it; they aren’t versions or variants of it. To be sure, perceptual reference is basic phylogenetically and ontogenetically, but it doesn’t follow that the other two are simply versions of it, as petals are versions of leaves. They may incorporate perceptual reference in some way, but they add to it substantially; new processes and principles are involved. The psychology of the three varieties is therefore markedly different; the mind is doing different things in each case. Intentionality works differently in the three cases, implicating quite distinct modes of reference determination—direct perception, conceptual individuation, and contextual fixation. The underlying machinery is different in each case. Concepts dominate in one (description), are absent from another (perception), and operate only partially in the third (location). Causation is central to perception, but not the other two. Location is inessential to description and incidental to perception. Elephants, whales, and humans are all mammals, but they are very different from each other; similarly, the three forms of reference are all instances of reference, but they are markedly different from each other. In fact, on my way of looking at things, reference is a biological phenomenon, so the threefold distinction is a biological distinction. Hearts, kidneys, and brains are all internal organs of the body, but they are as different as chalk and cheese. I can even see how Wittgenstein might insist that it is misleading to call each type of reference “reference”, as if they each share a common essence–though I don’t myself believe it is necessary to go that far. Reference is the genus; its varieties are the species. The variety matters, though it is not unlimited.[2]

[1] There is, of course, a huge literature on the topic of reference, to which I make no direct reference; readers can supply appropriate references. What kind of reference does the word “refer” make?

[2] If I were to write a book on the subject, it would be entitled The Three Varieties of Reference. I take the same view of speech acts: there are a small number of basic types (each belonging to the genus Speech Act) with many subspecies, not an indefinite number of basic types (pace Wittgenstein).

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Why Do We Imagine?

Why Do We Imagine?

If we ask why humans perceive and remember, the answer is not far to seek: for the same reason many animals, particularly mammals, perceive and remember, viz. these are obviously useful traits to possess. They enable the reception and storage of information. There is no evolutionary puzzle about the existence of perception and memory in humans (though aspects of these traits can be puzzling). The function of such traits is evident and indisputable (compare muscle and bone). But what about imagination? Imagination isn’t about the reception and storage of information, so it can seem frivolous and surplus to requirements; and it is not so commonly possessed as perception and memory. In fact, it is hard to know which animals possess it—there is no obvious behavioral sign of imaginative mental activity. Do cats and dogs have mental images? If so, can they control them as we can? Can a dog form the image of a horse with a human head? How would we find out? Can a gorilla imagine that he is floating down a river or is hairless? We don’t know. What does seem clear, however, is that human imagination is particularly vivid, extensive, and creative: we are imaginative creatures, endowed with powerful imaginations. The question is why: what led us to acquire such a faculty, and what function did it (and does it) perform? What kind of selective pressure worked on us to develop a brain that permits imaginative mental acts? What’s it for? Why are we so extravagantly imaginative?

We need something specific not just airy handwaving about the glories of the human mind. I think we already have the materials with which to answer the question: it is because we are explorers and travelers, geographically curious and peripatetic; and also, we are builders of artifacts, particularly homes. We are nomadic and industrious: we go on journeys and we make useful objects. To do these things, and to do them intentionally, we need to envisage and anticipate the intended goal: a new habitat, a new dwelling. And this involves the use of imagination—conjuring up in the mind’s eye what it is we seek to achieve. We dream of foreign lands and commodious residences, even if they are only on the other side of that mountain or a modest bamboo shack (we are to think of early humans with realistic goals). Animals that stay put and don’t build anything have no pressing need for an imagination, but once a creature sets out to take a trip or build a home it is necessary for it to picture the future. Expeditions and construction projects are exercises in future management, and imagination is the faculty by which the future is represented. Cats perceive the present and remember the past, but they don’t (as far as we know) imagine the future—they don’t plan, as humans do. We are future-oriented beings, and so we have a use for a faculty of imagination. Migratory and nest-building animals may also have a use for the imagination, envisaging (predicting, expecting) the results of their labors—birds, for example. Whales don’t build nests but they do take long trips, perhaps imagining their destination (all the tasty plankton they will eat). By the time humans mastered the maritime arts they were in full imaginative swing, picturing far-off exotic lands in specially constructed house-like boats. So, we get a neat explanation of imagination based on materials already employed in the explanation of spoken language and intelligent thought, which is a nice confirmation of the overall approach. Imagination enables us to migrate better and build better, so it has adaptive advantage. This is why we are so singularly imaginative, the imagination champions of the animal world—we simply have a greater use for the imagination. Possibly, construction-directed imagination came first, soon after our descent from the trees, to be followed by a re-deployment of the imagination in the search for new territories, and later to flower into the many realms in which imagination now flourishes. Imagination wasn’t just a gratuitous excrescence that added to our enjoyment of life (art, literature, the opera); it was a biological necessity, what stood between us and extinction. For we could not live without imagining future artifacts and hunting grounds—these mental acts enabled us to make the imagined things into realities. Imagination enabled us to defeat tigers and the cold (by building protective dwellings) and prey scarcity and rival tribes (by moving to new territories).

You must be wondering: what about sexual fantasy? What explains that? Good question—because what we have so far falls short of an adequate explanation of the human activity of sexual imagining. True, there is an element of planning and walking around, and so imagining the future; but other animals manage sex without a full-blooded sexual imagination. Nor is there much in the way of house building in sexual fantasy. And it has to be admitted that human sexual imagination is strikingly lively, forceful, time-consuming, and tenacious—why so animated, so gripping? Evidently, we need to introduce a further explanatory factor, over and above travel and carpentry work. The obvious thought is that sex needs to overcome some sort of barrier and sexual fantasy has been enlisted in that effort. Certainly, sexual desire is intimately linked to sexual fantasy, each driving the other—in particular, fantasy makes us want sex more. Without it wouldn’t sex be less compelling, more routine, not as…imaginative? But what kind of barrier might a lively sexual imagination operate to overcome? I can think of two possibilities: violence and disease. To engage in sex is to risk violence: the partners are physically vulnerable, especially the female; defloration can be painful and bloody; the act of intercourse can look and sound violent (I have read that shark sex actually is quite violent, the male shark biting off chunks of the female!). All this is enough to inhibit a sensible creature from engaging in sex, especially a female human; so, it might be necessary to subdue such fears with a compelling desire-infused sexual imagination. This suggestion has the obvious problem that it applies primarily to the female (though some mating female spiders are notoriously homicidal), but the male also has a strong sexual imagination. Thus, the disease explanation recommends itself: both partners could be equally afraid of disease and hence disinclined to engage in sexual intercourse. Recall the prevalence of syphilis in earlier ages (it was probably much worse in prehistoric times when the genetic blueprint was laid down). That would be the end of the line as far as the genes are concerned—no more intercourse, therefore no gene survival. True, the partners might not survive long after the sexual act if it involves the transmission of a deadly disease, or even a debilitating one; but not to have sexual intercourse at all is far worse as far as the genes are concerned. So, they need to install a trait that works against the fear of disease—they accordingly pump up the sexual imagination. They make it into a Siren song, an offer that can’t be refused, a hard Yes (so to speak). They make it scream, “Do it!” So, the biological explanation of the human sexual imagination is that it is designed as a counterweight to disease phobia (or rational disease avoidance). It blots out the prudential pleadings of the disease-avoidance instincts of the organism–brackets them, silences them. Other animals have no knowledge of STDs, so happily proceed to the main event in blissful ignorance (there is actually a lot of sexually borne disease in animal populations); they thus have no need of an irresistible sexual imagination that gets them over the hump. But humans are sexually inhibited in this respect, so the genes have resorted to the expedient of installing a gadget that de-activates the fear reflex—a red hot sex-picturing device. Sexual fantasy is thus explained as a mechanism of (understandable) fear management.

According to the preceding theory, human sexuality is the product of a war conducted at the level of the genes (among other things). We have a gene for shunning sex (I am oversimplifying) and we also have a gene for welcoming it (ditto). The human sexual imagination is a consequence of that war. This kind of conflict or ambivalence is not uncommon in genetic programming: we may be genetically disposed to eat mushrooms, but also wary of eating a strange-looking fungus; or a stag may wish to obtain mating privileges over another stag, but not relish butting heads with that stag. Animals want to keep safe (and their genes want that too) but they also want get ahead in life. Just so, humans want sex but they also want to avoid catching the diseases associated with it. The genes must balance risk from intercourse with the necessity of impregnation; according to the present theory, they designed the human sexual imagination so as to overcome the inhibitory effects of disease avoidance. Both of these imperatives are strong, because they bear directly on gene reproduction, and so sexual imagination is a site of warring emotions—fear and desire combined. By all means take a risk, the genes say, but don’t take too much of a risk. The sexual urge must be powerful but not overwhelming. That is the explanation of its distinctive phenomenology and causal profile. If we add it to the previous two factors—travel and homemaking—we get the evolutionary origins of human imagination in general. Speech, thought, and imagination cluster together around these basic facts of human biology. They reflect ground-floor biological imperatives (travel, build, reproduce).[1]

[1] I hope readers have the good sense to take gene personification with a grain of salt: it is simply convenient shorthand, easily dispensable in favor of more cumbersome formulations. Also, of course, I am presenting theory-sketches here; much more work, conceptual and empirical, would need to be done.

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