Brain Design and the Mind-Body Problem

Brain Design and the Mind-Body Problem

If you look at any organ of an animal body, you will find two things: a function for the organ and a design suited to that function. The organ’s design enables it to perform its function. That’s how nature works and it is hard to see how it could not work that way. For example, teeth have the function of chewing up food (inter alia) and they are designed to be sharp and hard—perfectly suited for their job in life. The heart has the function of circulating the blood and it is designed as a pump. The stomach functions to digest food and it has a design that enables it to do so (digestive juices etc.). We never find an organ that lacks a function, or has one but is not designed to carry it out. That would be a funny way for nature to work, especially the part of it known as evolution (it would be very un-Darwinian). In the case of the brain, we can say that the function of the brain is to think or experience or produce consciousness—to be the organ of mind. It has other functions too, relating to bodily regulation (homeostasis etc.), but chief among its functions is its role in generating and controlling the mind. To be brief, I will say that the function of the brain (part of it anyway) is to think—where thinking has further functions in the animal’s life. This is what the brain is for—why it evolved in its present form to begin with. And clearly it performs this function, adequately or excellently; it is good at controlling and producing the mind. It is expert at the management of pain sensations, for example; it is not incompetent or badly put together for that purpose. Why? Because it was designed to do the job in question (by natural selection, as we now know). If we knew that the brain had been designed with that purpose in mind by an intelligent designer, we wouldn’t doubt the excellence of its design—at least as good as the design of the eye. Examining it, we would expect to find evidence of its design excellence—suitable parts, processes, engineering principles. We would expect to find a functioning mind machine (it might not be “physical”).[1] We would examine it and say, “Yes, exquisitely designed for its purpose—just look at the way the machine carries out its appointed task”. It would be like looking under the hood of a Rolls-Royce or inside a cell phone. We would not expect to find something structureless, amorphous, unsuited for its apparent function. We would expect a design-function fitsuch that you could infer the one from the other, or at least not to be surprised at the apparent lack of fit.

But that is exactly what we do not find: form and function seem miles apart. It’s a bit like opening up the head to find only a bucket of sand—what has this got to do with that? How do the biological cells we call neurons form a design that enables the brain to serve as the organ of consciousness? What has the anatomy of the neurons got to do with thought and feeling? They are much like other cells of the body, and they form a network that does not portend what they are supposedly designed to do. For a mind-machine, they seem spectacularly poorly designed—there is not a chance in hell that they could generate mind as we know it. So it appears anyway. Yet they must have a workable design, since the brain does in fact perform the function in question. This, ladies and gentlemen, is the mind-body problem: the problem of finding an intelligible relation between the mind and the body (brain). We might call it the “brain design problem” or just the “design problem”. And the problem is that we have absolutely no idea what the design might be—how the brain might be constructed so as to perform its function. What we see before us gives us no clue as to what this design might be, and indeed seems to preclude the brain from instantiating such a design. Let’s consider what kind of design might occur to us independently of knowing the actual contents of the head. First, we would suppose that a machine for a mind would have to be composed of similar things to the mind—things like thoughts and sensations. If you want to construct an entity that thinks, you had better start with thought-like components—not with chemicals (they don’t generally issue in thinking devices). So, the “brain” needs to consist of mind-like elements—but it doesn’t. What about mental processes? Processes like inference seem remote from brain processes: electro-chemical propagation along a neve fiber is nothing like logical inference—a conscious rational process. Belief formation is nothing like a pattern of neural excitation. The gap between the electro-chemical brain and the rational mind is enormous, so we can’t find the design of the latter in in the former. Nor will the idea of immateriality help: it’s hard to think of any design that could enable a machine, material or immaterial, to think and feel. Is the brain, then, not a machine, like the heart or the teeth or the kidneys, but something else entirely—which still has a design? But what could have a design and not be a machine in the intended sense? That is, what could have a structure and composition suited to achieve a certain end and yet have no design to that end? The brain must have a design that suits it to managing the mind, but that design is invisible and scarcely imaginable. On the face of it the brain is not designed to engender the mind—and yet it does. That is the mind-body problem—the invisible design problem.

We should note that none of the standard positions on the mind-body problem even addresses the problem as so-conceived. Dualism says nothing about the design of the immaterial substance supposedly at the root of the mind, and a fortiori about the brain as correlated with the mind. Materialism simply proposes an identity or reduction without enquiring into design features of the material brain: it says that pain is C-fiber firing, but it doesn’t tell us how C-fiber is designed so as to enable it to function as pain, phenomenologically speaking? You could be a sand materialist holding that mental phenomena are identical to collocations of sand—but what is it about sand that suits it to function mentally? This point applies to both token and type identity theories–they are simply silent on the design question. Functionalism might claim at least to address the question by suggesting that mental states are holistic causal roles and brains are designed to manifest such causal roles (interconnected neurons arranged in net-like structures—“neural nets”). But the causal roles being invoked here are as different as chalk and cheese, and anyway the mind is not reducible to causal roles. The classical answers to the mind-body problem are simply sidestepping the really difficult problem, namely what kind of design the brain has that enables it to discharge its allotted function. As far as I can see, only the brain presents such a problem—no other organ in nature is similarly inscrutable. Even DNA has a design that makes its functions intelligible (embryogenesis, heredity). The brain is unique in having a function that defies explanation in terms of its design. Whether made by evolution or intelligent design, we draw a blank trying to elucidate its design features qua mind-machine. Please don’t say that computers are designed to have minds in virtue of their informational-computational properties: such properties are a far cry from the conscious mind as we know it, as has often been pointed out. The plain fact is that don’t know the mind-making design of the brain, and may never know.

Is there any way out of the mysterious-design predicament? Yes, if you have prodigious bullet-biting proclivities: you could say that the mind does not have any properties that fail to be designed for in the brain as currently conceived. The brain has an electro-chemical design, suiting it to bodily regulation and the like, and there is really no more to the mind than that—anything else is illusion, myth, fantasy. That is, you could go eliminative. No thanks, I say. Or you might try to pump up the brain with unusual fancy properties—as with panpsychism. You might try saying that the brain incorporates postulated micro-mental properties that are built into a design plan that can in principle produce the mind as we know it. This would require a type of design that has hitherto been unspecified, and of course it presupposes panpsychist metaphysics. The point I am making is that any such hypothesis must face the design question: how do you design a machine (an organ) that can exploit micro-mental properties in a device that performs mental functions? This is a condition of adequacy on purported solutions to the mind-body problem: it must fill the design gap. It can’t just be ontological (monism, dualism, etc.); it must be design-specific. You can’t solve the blood circulation problem by simply declaring that the organ responsible is the heart (that organ); you have to say that the heart circulates the blood by being a pump. Similarly, you can’t solve the mind-body problem by declaring that the mind simply is the brain; you have to say what it is about the brain that enables it to generate a mind—it does so by being a what? Here is where things get difficult, vertiginous, truly mysterious. For nothing comes to mind: not an extended substance, not a biological entity, not an electro-chemical factory, not an information-processing plant, not a home for stray particles of mentality, not a steam room of peculiar vapors. The brain doesn’t have the design of anything we know or can conceive; it must therefore have a very special kind of design that is hidden from us. This fact in itself is hard to get one’s mind around. How could the brain be so special? This is the hard heart of the mind-body problem—what gives the brain this remarkable power.[2]

[1] The OED defines “machine” as “a structure of any kind, material or immaterial; something constructed”, and also “the human or animal frame”; there is no commitment to a mechanical-physical conception of machine. The same goes for the word “machinery”: it too has a very elastic use. So, there is nothing question-begging about describing the brain as a machine for managing the mind. The intuitive idea is that of a system of coordinated elements that functions effectively to give rise to the mind and its operations—the skeleton (“frame”) of the mind, as it were. Its nuts and bolts, its basic plan, its deep architecture.

[2] When I talked about property P in “Can We Solve the Mind-Body Problem?” I tacitly assumed that P is a design property—it is designed to do a certain job. Being a pump is the property P for the heart, but we have nothing analogous for the brain and consciousness. Yet it must be there on pain of postulating miracles. Nature works by containing designs—of molecules, cells, organs, bodies, minds. We need a design metaphysics.

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Book Reviews

Book Reviews

I used to write a lot of book reviews—something like 80 of them over a 35-year period. I was known for it. I reviewed in all the best places. You might suppose I must have enjoyed doing it. I did not. It was hard work and not in a particularly good way. You have to come to grips with another author’s work and provide a fair and accurate assessment of it, often suitable for a general audience. Every author you review is a potential enemy, because nobody likes to be criticized, and no book is perfect. I was always relieved when I could write a positive review, even if I had quibbles here and there. But above all it was the time and effort: it distracted me from my own work. It wasn’t what I spontaneously wanted to work on. But it seemed to me like a valuable thing to do—a service to the community, that kind of thing. Many of my reviews had untoward consequences for me (I won’t name names). The reviewee often supposed I must have some sort of personal grievance against him or her, or that I had an ideological axe to grind, or that I was just a mean bastard. None of this was true, but try telling them that. I don’t doubt that I made many enemies, and it was neither fun nor lucrative. Above all, it was counterproductive to my own work; I often wondered if I should simply give it up. But it’s hard to say no to the New York Review of Books.

But during the last 10 years I have done virtually no reviewing. It has changed my life, because in the old days I was always occupied with some review or other. Now I can concentrate on my own work. And what a liberation it is! The luxury of pursuing my own thoughts every day instead of trying figure out someone else’s! I don’t even have to satisfy some editor or other, with their cuts and suggestions (you can’t even imagine). It wasn’t my choice, but it worked to my benefit. It makes me think I should have given up reviewing earlier. Farewell book reviewing, and good riddance!

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How Well Understood is Motion?

How Well Understood is Motion?

Not very. It seems to be generally assumed that we have motion under intellectual control, even if once it was quite a mystery. Physics has tamed it. Consciousness is still untamed, it is agreed, but motion is a bright spot in our understanding of nature. But I think the truth is that we have stopped worrying about what we don’t understand about motion; we just accept the gaps in our knowledge as inevitable. We are de facto motion mysterians. I don’t believe the debate about the relativity or absoluteness of motion was ever satisfactorily resolved; instead, a general positivism has been invoked. So, this basic question about motion remains unsettled. But do we have adequate predictive theories about motion—do we know the laws of motion? We must distinguish three natural kinds of motion: inanimate motion, animate motion, and intelligent motion. By the first I mean the kind of motion studied by Galileo and Newton—what is sometimes called “impressed motion”: bodies moving through space under the influence of a force–planets, projectiles, whole galaxies. Here the problem is that we don’t really understand gravity (and the same goes for the so-called electromagnetic force): for we don’t know the mechanism of gravity. It acts over space but apparently without employing any sort of medium or intelligible machinery. If you depress the gas pedal in your car, a mechanism is activated that converts this into a means of acceleration—what we call an engine. If there were no such engine, but just empty space, we would be rightly baffled—how could the pedal alone have such momentous effects? But that’s exactly what happens with gravity—massive effects but no mediating mechanism, just empty space. Hence the postulation of an ether to act as some sort of vaporous mechanism. This is an old story that I will not belabor. It is as pressing and baffling now as it ever was (despite Einstein’s invocation of “curved space” and such curiosities). And why should matter give rise to this force (ditto the electromagnetic force)? It just seems pasted on, superadded (like icing on a cake). What have extension, solidity, and mass got to do with an attractive force? Couldn’t matter exist and give rise to no such force? Isn’t this at least conceivable? Evidently, gravity exists, whatever it is exactly, but we don’t know how it comes to exist (rather like consciousness, in fact). So, we don’t know how massive bodies produce motion in other bodies, often separated by great distances. We know the laws, but we don’t know the means (as Newton notoriously admitted). And what is a force anyway? It isn’t matter but it isn’t empty space either, but something in between—invisible, impalpable, ghostly. No wonder some physicists (e.g., Hertz) have tried to dispense with forces—they just aren’t physical. But all motion is supposed to depend on them. We are hardly swimming in a sea of transparency here; we are wallowing in a murky pool of obscurity. But we have wallowed in it long enough not to notice anymore. And all this is before we get to the puzzles of quantum theory, in which the very idea of a moving object comes into question, along with its position in space. Inanimate motion is thus not a safe space for intellectual comprehension, despite the scientific advances of the last few centuries. In point of fact, we don’t really know why or how the universe moves at all, as opposed to sitting still all the time; it just does, powered by forces that seem inexplicable. You could be forgiven for supposing that motion is just one giant mystery at the heart of the universe (the position of our intellectual ancestors).

Then we have the motion of organisms. These motions are not even recognized in physical theories of inanimate motion; they go beyond anything that existed before life evolved (straight lines, ellipses). They are naturally conceived as self-generated not impressed from outside; they are functional, goal-directed. This applies even to plants and single-celled organisms. Such motions appear emergent, not prefigured in the simple motions of planets and projectiles. They have internal causes of some sort, but we don’t really have a science of how these causes lead to the motions we observe: we don’t have laws of animate motion comparable to the laws of inanimate motion. There is no Principia Biologica to be set beside Newton’s great book. There are no mathematical equations of organic motion. Still less do we have a science of intelligent motion—rational, deliberate, creative motion. The motions involved in language use, say, do not follow from Newton’s laws of motion—or not in any way we can use. The mind produces motion, but not in the way material bodies do. We call this type of motion “behavior” to distinguish it from inanimate motion, thereby acknowledging a difference of natural kind—motion under the force of intelligence, so to speak. You can’t predict the motion of human bodies from Newton’s laws, though they apply to the particles that compose human bodies; rational creative motion is an emergent type of motion. It has no precursor in the inanimate world; it calls for its own mode of understanding—the kind we call psychological. If the laws of behavior could be subsumed under the laws of physics, psychology would be a lot easier—but, notoriously, they are not. Therefore, the motions of life-forms are not reducible to the motions of falling bodies, planets, etc.

What I have said so far is familiar enough (and familiarly disputed), but what I am about to say ought to strike you as bizarre, because I want to ask whether they are any analogues of the laws of motion in the case of the mind. Are there any highly general laws of nature that govern both material motions and mental “motions”? I am thinking primarily of Newton’s three laws of motion: does the mind follow laws that resemble these laws without being examples of them? If so, Newton’s laws could be seen as special cases of more general laws. The law of inertia is the easiest to generalize to the mind: just as a moving body will continue moving uniformly unless subjected to an outside force, so the mind will continue in its present condition unless affected by an outside influence. The mind doesn’t spontaneously change of its own accord but as a result of impinging causes. Nature stays the same unless caused to change; it doesn’t change of its own volition. A mountain will stay a mountain unless acted on from outside, and a mind will stay the same mind unless caused to deviate from its present state. Things don’t change for no reason—they are naturally inert. It is not, say, in the very nature of a belief to change over time without anything making it change. The mind changes only because it is forced to change not because it feels like changing. Left to its own devices, nature is lazy, stuck in its ways. But what about Newton’s second law—that force equals mass times acceleration? On the face of it no such analogue is possible, because the mind is not a moving object to begin with. The brain moves through space and may accelerate or decelerate; it may strike another object and exert a force on it (you could use brains as projectiles). It also contains motions of chemicals and electrical impulses. But minds don’t fly about the place, hitting other objects, causing damage; motion is alien to their nature (except derivatively on the body and brain). True, but they may have properties like motion as it features in the second law—they may have similar types of effect, exert forces of an analogous kind. Consider problem-solving. Think of this as a power of the mind: the ability to solve problems, practical and theoretical. It is analogous to a physical force. Are there, then, analogues of mass and acceleration? Mass is quantity of matter, so isn’t there such a thing as quantity of mind—largeness, capaciousness? The brain certainly admits of such description, and its dimensions correspond to degrees of intelligence and sophistication; don’t some animals have larger minds than others? The bigger the mind, the better it is at problem-solving; the greater the mental mass, the greater the mental force exerted on a problem (say, how to achieve a desired end). But that isn’t all: there is also the amount of mental activity and the speed of such activity. Some individuals and species are quicker of mind than others; they solve problems more quickly. We can then say that larger quicker minds exert more problem-solving force—as more massive faster projectiles exert more impact force.[1] If the mind were an immaterial substance, we could say that the quantity of mental stuff, along with its internal activity, contributes to (determines) its problem-solving capacity. Or again, the bigger and faster the brain, the more mental force it can exert. The mind doesn’t move through physical space, but it does something analogous—it cuts through intellectual space. In brief, mental force equals mental size (“mass”) times mental quickness (“velocity”). Generalizing, we have the following law: power equals quantity times activity. Intuitively, the more stuff there is of a certain kind and the more active (lively) it is, the more it can do. Big active things do more than small inactive things. Suns can do more than planets gravity-wise, and geniuses can do more than the average man problem-solving-wise. Impact is a function of size and activity-level. You can’t do much if you are small and inert, like a speck of dust; but you can do a lot if you are large and energetic, like a star or a human brain. Accordingly, there is a general principle (I won’t say law) that covers matter and mind—things that move and things that don’t move. Likewise, hot objects (including fires) can have more impact (do more harm) than cold objects, especially if they are large. Otherwise put, big energetic things have greater impact than small low-energy things—and that includes big energetic minds. This makes Newton’s second law an instance of a more general principle. It doesn’t make gravitational phenomena any more intelligible, but it does suggest a more general content to the law; indeed, it gives it something like an a priori status. As to Newton’s third law, I don’t see any clear analogue in the case of the mind—what kind of mental reaction would follow every action of mind? That law has no a priori component that I can discern and seems limited to the case of physical impact.

Does anything else in nature literally move apart from material bodies? And do we understand such motion? Space doesn’t move, unless we decide to reduce it to systems of bodies. Does time move? It doesn’t move through time, though we do speak of it in metaphors of movement—as if it has a forward momentum and a direction. Clocks move and are easily confused with time itself. Do fields of force move? Apparently not, though they may be propagated through space. Numbers don’t move (try pushing the number 2 aside). Does music move? We do speak of musical “movements” and music is connected to dance. Lawyers make motions, as do debaters. There are social movements. A person may move (“jump”) from one subject to another, or be “immovable” and “stuck in his ways”. A philosopher may make argumentative “moves”. Locutions of motion are common and natural. This doesn’t mean we understand motion very well, or at all; it merely means that we know it exists (like consciousness). The whole topic of movement strikes me as conceptually underexplored. Zeno went so far as to deny its existence, on conceptual grounds; he found motion paradoxical not merely poorly understood. The concept itself is far from clear, as witness the debate between absolutists and relativists. It is taken very much for granted. It seems to me quite puzzling and problematic: what is it exactly, where does it come from, what is its explanation, from whence does our knowledge of it derive (the senses or the intellect)? The concept of matter is by no means straightforward, and neither is the concept of space; but these enter into our concept of motion, along with force and time. We really have quite a superficial grasp of the nature of motion. We have a practical grasp of motion, as do other animals, which suffices for evolutionary purposes; but from a theoretical point of view, we are pretty much in the dark (Newton threw only a partial light on the subject).[2]

[1] You might wonder whether mental quickness and mental size are independent variables, as velocity and mass are. The brain is certainly a place of both size and quickness; indeed, a big brain is ipso facto slower just in virtue of the fact that it takes longer for a nerve impulse to traverse a large brain than a small one (say, an elephant brain versus an ant brain). Bird brains seem extremely quick but are not large. I think it is perfectly conceivable that a mind should have a large capacity but be relatively slow moving (I believe I have known people like that). Likewise, a mind could be quick but narrow in scope. Psychological quickness and size are not invariably correlated.

[2] There is an irony in this because motion is often trumpeted as one of science’s great triumphs—and so it is, up to a point. But not all mysteries and puzzles have been dispelled, as the thinkers of the renaissance recognized. Motion is still intellectually challenging, if not defeating. Positivism is just a way of sweeping the problems under the rug. Philosophers, in particular, should not regard it as a paradigm of transparency. It is closer to consciousness than we tend to suppose.

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The New York Review of Books and Me

The New York Review of Books and Me

When Robert Silvers was the editor of the NYRB I wrote regularly for them. I must have written a dozen pieces for the magazine over a ten-year period. If anything, I felt over-employed by them. I got on well with Bob and looked forward to his many editorial phone calls; I also ran into him around town. We were friends. He treated me well. When he died, however, six or seven years ago, I stopped receiving requests to write from the new editors. I don’t know why; no one ever explained. I did write to ask whether my cancellation had anything to do with it and was assured that this was not so. I was told that it was simply a matter of their making too many commitments, with the implication that invitations would resume. They have not. What was once a good working relationship has devolved into a non-relationship. Meanwhile the magazine has seemed to me to have moved in a pronounced DEI direction, so much so that I cancelled my subscription to it and don’t even follow it anymore. What infuriates me is that the new editors evidently feel no obligation to continue the relationship the magazine once had with me without giving any explanation. I don’t believe their excuse about over-commitment: I strongly suspect that my cancellation was and is a factor, and that they have purposely pulled away from publishing academic philosophy as they did under Bob Silvers. No doubt they believe they are taking the high moral and intellectual ground in so doing, but nothing could be further from the truth. This is just one example of the cultural and moral degradation that has overtaken this country, stemming from the Left.

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Skateboard Update

Skateboard Update

I have been skateboarding for 45 days, doing it nearly every day for about half an hour (following tennis practice). I now own three boards. I can say that I’ve got the hang of it. The cruising and steering part isn’t that difficult, but the push-off part takes some work. You have to learn to balance on your leading foot and not distribute your weight over both feet (I use my right foot to lead and my left to push). This is scary at first. You also need to lean slightly forward so as not to thrust the board forward underneath you, causing you to fall backwards. The skill comes gradually. The leading foot must be right in the center of the board or it will veer to the left or right, because the steering mechanism results from the tilt of the board as your feet press down. You push with your trailing foot close to the board in order to generate good power. Once you have this skill down the activity becomes quite enjoyable—I look forward to going every day. People smile and say hello to me (Latin people). I like the floating feeling. I like the feel of the board beneath my feet. I recommend it for older people. As I approach my 75th birthday, I’m glad I became a skateboarder.

I was playing tennis with Eddy the other day and I noticed something strange: I was moving faster around the court (I have never been slow). I was puzzled: why the increase in foot speed? Then I realized: it’s the skateboarding! Obviously, you need to develop leg strength (and balance) in order to skateboard, and this had carried over to my tennis movement. Thanks to the miracle of transfer of training, skateboarding had improved my tennis—not something I ever expected. The athletic world is a Unity (“sport monism”). In addition to this, I experienced a phenomenological shift in my arms: for the first time I felt that my left arm was acting as the main hitting arm on my two-handed backhand, not just playing a supporting role to my right arm. I have been working on this systematically over the last year and it happened quite abruptly: the left arm came into its own, accepted responsibility, took the reins. As I have described before, my knife throwing played a large role in this sinistral ascendancy, and now it had finally broken though. So, knife throwing (among other things) had helped my tennis stroke—another example of transfer of training. You have to smile. The CNS is an amazing thing. Who would have thought that skateboarding and knife throwing would be such a help to tennis playing? Has all this also helped with philosophy? I’m morally certain it has, though I have no direct evidence.

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Americans Again

Americans Again

Americans are idiots and psychopaths (see American Idiot by Green Day and American Psycho by Bret Easton Ellis). It’s obvious and indisputable. The only good American is an anti-American. You know it’s true (the rest of the world certainly does). Trump is just another iteration of the same pathology: he talks rubbish, he lies constantly, he is vengeful and violent. He is not an anomaly, which is why he was voted president twice, just an extreme example. It’s not his politics that’s the problem; it’s his personality. He is a hysterical fanatic, a fantasist, a moral know-nothing. The same personality profile exists at the other end of the political spectrum—stupidity, self-belief, self-righteousness, a desire for destruction, fear, prejudice, lack of humanity. He is an empty showman, a phony, a peddler of nonsense—an American. Some of these people kill, others cancel—it’s the same basic personality type. Americans are obsessed with violence (they confuse it with virtue). They are paranoid, blinkered, small-minded. All they care about is money and “winning”; they think morality is a myth. They are childlike, juvenile, puerile. They have poor language skills but love to scream and shout. The men are macho and the women insecure and vain. They hate their neighbor but love religion. Their racism is just an expression of their desire for supremacy. They only respect power. They are fake through and through. They are credulous and needy, always ready to deceive and be deceived. You can’t trust them. They have no idea about friendship. Insanity runs deep in them. They love natural disasters—as long as they happen to other people. Bullying is natural to them, and secretly admired. They are fascinated by serial killers. They are cruel to animals. They enjoy executions. They are confused and ignorant about basic facts of life. They are suckers for the latest piece of nonsense psychology. They lack compassion. They lack basic human decency. They will do or say anything they think will get them ahead. They adore weapons (physical or legal). Americans are horrible people, let’s face it, especially when they think they are being fine upstanding people. You don’t believe me? Just look at the history. Just look at the internet. Just live with them for a while. They know it too, deep down. They can’t help it—they were brought up that way.

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Evolution of Reflexes

Evolution of Reflexes

The reflex was one of the best ideas that Evolution ever had (second perhaps to articulated bodies). What could be better than an unlearned rapid response action to a threatening stimulus? It’s like having a lightning-fast gunslinger ready to get the organism out of trouble. You don’t have to wait ten minutes before your withdrawal response kicks in. The OED defines “reflex” thus: “an action performed without conscious thought as a response to a stimulus”. The reflex allows the organism to act adaptively (and hence survive) without having to think about it. Speed is of the essence: the organism needs to act quickly and efficiently—the quicker the better (this confers competitive advantage).[1] Bacteria were there first with their flagellar reflexes to chemical and temperature variables. Plants have similar mechanisms built in, though not so rapid—as with the tropisms (the plant doesn’t have to decide to face the sun). It is as if we have intelligence without brains. The smart reflex response is stereotyped, automatic, unlearned, appropriate, economical, and sudden (in the animal case). It can also be modulated in more advanced creatures so as to achieve a degree of fine-tuning. There is nothing unintelligent about it. No wonder, then, that the reflex, evolved so long ago, is still with us today, only now in multifarious forms: patellar, blink, tickle, startle, orienting, salivating, arousal, perspiring, withdrawal, vomiting, defecating, and more. The nervous system (including spinal cord) is a veritable reflex factory performing all sorts of useful functions. Most of our actions are reflex actions (think of digestion, respiration, bodily repair)—it’s all done for us independently of our will. Imagine if you had to figure it all out for yourself! We can’t make machines that duplicate it. The reflex is one of evolution’s great success stories, not to be taken for granted. It could have been used in a Paley-style argument for the existence of God—such exquisite design! There could be a cult worshipping the god of reflexes. And it extends across the animal kingdom, uniting us with our brothers and sisters in reflexology. It was Descartes who originally formulated the concept in Treatise on Man (1664). Darwin could easily have used it to prove evolutionary descent—look at our kinship-in-reflex with other species. The genes clearly invest a lot of capital in reflex creation: survival depends on it. The better the reflex the more the procreation. The reflex rules.

Nor is it limited to the body. The brain is clearly full of reflex action—that’s what the neurons do. They don’t pause to think; they react reflexively. But so does the mind proper: perception is a reflex action—the physical stimulus elicits a mental percept reflexively. It is fast, reliable, unlearned, involuntary, encapsulated, unwilled, automatic (no thinking necessary). The process is largely unconscious—no conscious thought is required. Even the birds and the bees can do it, despite their little brains. No intellection necessary. This is psychophysical reflex action, like pain production (our most trying reflex). And the reflex can also proceed from the inside to the outside, as the animal reacts reflexively to what it experiences: the frog flicks out its tongue having spotted the fly, the human infant winces and writhes with pain (reflexes are especially important to the not-too-brilliant neonate). This too is programmed by the genes—part of the animal’s hardwiring. Reflexes are instinctual, innate, God-given (as it were). In addition, there are intra-mental reflexes, as when a perception triggers an emotion, or a memory triggers a thought (vide Proust), or a word triggers another word (word association). The mind too is rife with reflexes—not surprisingly, given their evolutionary success. This is no doubt an extension of the original machinery: the mind comes to do what the body already does. The one evolved from the other. It didn’t spring into existence ab initio but built on what was already in place. Physical reflexes led to mental reflexes, mediated by the reflexive brain. In time, conditioned reflexes came to be, but they depend on prior unconditioned reflexes (salivation to a bell presupposes salivation to food). We can perhaps imagine a creature devoid of reflexes—it has to figure it all out and act on the basis of conscious reasoning—but that is far from being the actual situation here on planet Earth (or any planet where Darwinian evolution occurs).

I now want to suggest something heretical (so far it has all been banality). It is this: all action (mental or physical) is reflexive. I don’t mean that there is no such thing as conscious thought, or that conscious thought plays no role in the determination of action; I mean that conscious thought is itself reflexive, or is composed of reflexes. Reasoning, in particular, consists of reflexes—it is typically a string of them. This is most easily seen in the case of perception-based belief formation: the animal reflexively believes what its senses suggest. It doesn’t think about it; it just does it. It is genetically programmed to do it as a matter of instinct. It believes what it sees, reflexively; it can’t help itself. The response is automatic and fixed not a matter for contemplation. This is as it should be, because it is vital to the animal’s interests that it act quickly and decisively. It is the same with induction: the animal extrapolates from what it has observed to what it has not observed—immediately, automatically. There is no conscious thought about induction being a valid rule of inference. The general belief is formed reflexively not reflectively—just like other reflexes (compare Hume on inductive belief). Inductive reasoning is a useful adaptation to have (as well as being intrinsically reasonable, it goes without saying). And we can say the same about deductive reasoning: modus ponens, say, is a reflexive mode of reasoning—the mind just does it, without thinking (logicians think about it). Ditto for other logical rules. Logical reasoning consists of a series of reflexes (of course, it is not made correct by these reflexes). Hypothesis formation is no different: we and other animals have an instinct for it—and we typically do it rapidly and automatically, without pondering its justification. Thus, conscious thought consists of mental reflexes—reflexive transitions. And the same thing is true of intentional action: it too consists of reflexes. Beliefs and desires trigger intentions, which trigger actions.[2] No conscious thought is required to enact the transitions; we must not intellectualize the process, as if there are conscious thoughts about its justifiability—any more than the blink reflex is backed by thoughts concerning the inadvisability of letting projectiles hit your eyeball. Such thoughts are no doubt true, but you don’t need to have them for the reflex to do its work. The reflex spares you that responsibility—that’s the beauty of reflexes. You can thus engage in conscious thought without having to engage in conscious thought about your conscious thought.

You might object: what about deliberate drawn-out rational thought, say about where to go on vacation or whom to marry? Is that reflexive? It is true that there is no immediate movement from question to answer—you don’t automatically think “the south of France” once the question has occurred to you. You think about it, do some research, ask a friend. But all this input itself acts on you reflexively: each new piece of information triggers a belief, perhaps a desire, from which you hope to draw a conclusion. Then you finally decide, based on everything you know and want. But that transition is itself by way of being a reflex, because we are also programmed to act on the basis of the totality of our knowledge (and desire). We decide reflexively but holistically. Every component of the reasoning was reflexive, and the final outcome was itself a form of reflex—the reflex of doing what we think all things considered is the best (not that we formulate that principle explicitly). You can sometimes see an animal doing this as it pauses on the threshold—“Should I go out there or not?”—but its action is the automatic upshot of a survey of reasons for and against. Its final action is reflexively prompted by the totality of relevant facts (whether it’s raining, how cold it is, whether any danger lurks). Even the most reflective act is made up of pieces of reflexive action. Indeed, without such reflexes it is hard to see how we would think or do anything at all. We need primitive instinctual mental moves—intellectual reflexes, in effect. There is no such thing as purely non-reflexive thought and intentional action, as there is no such thing as non-reflexive bodily action. It is true that conscious thought can substitute for reflex action in certain cases, but when that happens it is just one sort of reflex standing in for another—as when you consciously close your eyelid with your hand for fear of incoming missiles (because your normal blink reflex has been abolished somehow). The contrast between reflexive behavior and so-called non-reflexive behavior has been greatly exaggerated, indeed misconceived. There is no such thing as completely non-reflexive behavior. That is not surprising given the evolutionary history. What we really have are successive modifications of the original plan—the initial simple primordial reflex. There is no sharp divide in this respect between the body and the mind. Descartes’ contrast between the instinctual reflexive body and the rational non-reflexive mind is erroneous. Reason is reflexive too.[3]

[1] There are short- and long-latency reflexes, depending on the number of neurons involved, but as a rule all reflexes are very fast—as fast as the nerve impulse can make them (nerves exist in order to implement fast reflexes).

[2] There are two marks of the reflex: it is not something chosen, and it is not something you can train yourself out of. You don’t choose to blink your eye when something approaches it (you can’t choose not to blink either), and you can’t learn not to blink by diligent effort. By these tests logical reasoning is reflexive: you don’t choose to reason by modus ponens or conjunction elimination (you can’t help it), and you can’t train yourself not to reason thus.

[3] I hope it is clear that no form of reductionist psychologism is intended by this paper. I am discussing the psychology of logic not its metaphysics and epistemology (justification, warrant). My point is that primitive logical transitions (inferences) are to be understood as corresponding to mental reflexes—logical validity is tracked by reflexes of the mind (“reflexism”). This is as it should be, since evolution has a general interest in the truth (though not a dogmatic interest). I would also say that moral reasoning is reflexive at its foundations: we reflexively (and rightly) think that pain is bad and pleasure good. We don’t learn this or reason it out; it isn’t a conclusion we have laboriously come to. It is the same with our disgust reactions—we reflexively recoil from the disgusting stimulus. It isn’t a matter of cultural indoctrination (though the disgust reaction can be modified and modulated by culture, as can many reflexes). Logical reasoning has the same basic psychological structure: inbuilt, hardwired, automatic, non-negotiable, involuntary, unreflective, immutable, elemental, given not chosen. It is part of our biological nature, a product of evolution with ancient roots. It is not, however, true in virtue of such biological facts. It is true in virtue of…but that’s another story.

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Stimulus-Response Science

Stimulus-Response Science

Stimulus-response psychology has been out of fashion and favor for a long time now, not without reason. It is associated with behaviorism, physicalism, and conditioning theories of learning. We are not just physical mechanisms triggered into reflex behavior by outside stimuli! Indeed not: we are full of “intervening variables”, cognitive structures, streams of consciousness, mental images, trains of reasoning, flights of creativity, etc. We don’t learn by starting with a blank state and having patterns of S-R links stamped on it. Hence, the contemporary enthusiasm for cognitive science, consciousness studies, innate ideas, computational procedures, linguistic competence, mental representations, the language of thought, mental models, and all the rest. But let’s not defenestrate the baby along with the slush and slime: for the idea of the stimulus-response pairing, its ubiquity and utility, is logically detachable from its historical associations and connotations. We can drop the stuff about physical behavior and conditioning theory but retain the concept of the stimulus-response nexus, shorn of its regrettable past company. No more Clark Hull and B.F. Skinner, no more reductionism, no more preposterous simplemindedness; but plenty of stimulus-response connections, outright mentalism, and brain-mind configurations. We can let it all hang out (or in) while claiming that stimulus and response are ultimately what it’s all about. That is what I intend to do in what follows: defend internal conscious cognitive stimulus-response psychology (and beyond). Call it “cog-stim-sci”.

I have not set myself a difficult task. The idea is perfectly intuitive and natural, calling for no serious biting of the bullet. For example, pain is an inner response to an outer physical stimulus, and pain behavior is an outer response to an inner pain stimulus. The one elicits the other. There, what was so hard about that? It is important to notice that the elicitation relation between stimulus and response is not the ordinary causal relation as it obtains between physical events. The OED defines “stimulus” as “a thing that evokes a specific functional reaction in an organ or tissue” and “something that promotes activity, interest, or enthusiasm”. That is not true of common-or-garden causality (“efficient causation”). When a bomb causes a building to be reduced to rubble it does not evoke a specific functional reaction. The missing ingredient is captured by the word “functional”: I would paraphrase this as implying something teleological and normative. The stimulus evokes a response that is both purposeful and good for the organism. Thus, the purpose of evoked pain is to enable the organism to survive (where survival is deemed good for the organism); and the purpose of pain behavior is to do the same for the same reason—such behavior is designed to do good (promote health, fitness, reproductive success). That’s what the elicitation is for—but physical causation is not for anything. Gravity is not a stimulus that elicits the functional response of motion, but merely a cause of it. The blink reflex, by contrast, has as its purpose the avoidance of harmful intrusions in the eye—it has teleology and normativity. Maybe elicitation incorporates ordinary causation (de facto if not de jure) but it doesn’t reduce to causation. We are dealing with a richer concept than mere causation (conjunction plus necessary connection). We are dealing with a characteristic of life. This is why the word “response” is so frequently used in a question-answer context—as in “What is your response to that question?”. The question elicits a response in the form of an answer; it doesn’t merely cause an answer to enter the course of events. Elicitation is a relation on another ontological level, with its own distinctive nature and definition. Synonyms include: evoke, excite, stimulate, activate, incite, provoke, impel, instigate, innervate, prod, prompt, spark, quicken, trigger, spur, stir, goad, induce, invite, animate, propel, initiate. Stimuli do all these things in bringing about a response (reaction, answer, reply, reverberation, resultant). A thing is precisely a stimulus when it is a stimulus to something, as a response is a response to something: each looks forward or backward to its partner, with a kind of primitive (or not so primitive) intentionality; hence, stimulus and response come in pairs. Both can be internal or external: some stimuli are external (either distal or proximal) and some are internal (mental); and some responses are external (behavioral or physiological) and some are internal (also mental). The thesis is to be that all mental processes are one or the other: everything mental is either a stimulus or a response (sometimes both). The psychophysical organism is a stimulus-response machine or system or device or unit (nothing physical or unfree is intended by these labels—I could just as well have said “thing” or “entity”). Its mode of organization (or being) is to be a stimulus-response linkage: perception, consciousness, action, thought, knowledge, emotion, desire—the works.

Let’s consider some examples to get a feel for the conceptual scheme being proposed. External stimuli (distal and proximal) impinge on the organism eliciting a sensory response—a conscious experience. This in turn acts as a stimulus to belief formation, eliciting a particular belief. The belief may then elicit an action or utterance as response. We have a stimulus-response chain–a sequence of stimulus-response pairs. In between these items we will, no doubt, have micro-S-R links, occurring within the nervous system. All this is teleological-normative. Conscious states, for their part, function as stimulus and response, imperceptibly, privately. Actions will be elicited by suitable internal states—beliefs, desires, and intentions. These may be viewed as endogenously produced responses—responses to the eliciting states. Action (behavior) is the response part of an S-R pair.[1] Thought is a response to a felt problem, or a passing memory, or something imagined. Thought is not stimulus-free, though the stimulus may be completely internal. Speech is a response to a thought stimulus or some other inner state.[2] Knowledge is a response to evidence, sensory or testimony. If a logical inference is involved, with premises and conclusion, we may describe the premises as stimuli to the reasoning faculty and the conclusion as a response to these premises—it is elicited by the premises.[3] An emotion may be stimulated by a belief acting as a stimulus, or by a perceptual event, or by some subconscious perturbation. A desire will typically be a response to a need or lack.  The mind is thus an S-R network, rather like the body and brain. It is perpetually stimulating and responding, activating and reacting, exciting and being excited. This is not like a purely physical inanimate system (e.g., a system of planets) that is characterized by causal relations between interacting parts governed by a physical force; it is characteristic of a living system. There are functional-normative S-R systems, on the one hand, and purely causal law-governed systems, on the other. The latter are mechanistic in the classic sense (lifeless); the former are organic (imbued with life).

Consider biology: is it a stimulus-response science? The terms “stimulus” and “response” owe their origin in psychology to Pavlov and Thorndike, but I wouldn’t be surprised if the underlying conception originated in physiological studies, especially the study of the nerve impulse. Physiologists were already familiar with the salivation reflex—the stimulus of food elicits the response of salivation (an unconditioned reflex). Evidently, the body responds with a variety of secretions when appropriately stimulated, so it is natural to think of physiology as an S-R science; it is then a short step to conceiving the mind in the same way, at least in some of its aspects (psychophysics was the first step). Reflexive S-R connections thus become the dominant paradigm of the new non-introspective psychology. But what about biology as a whole—does it have an S-R interpretation? It does as far as animal physiology and psychology are concerned, but what about evolutionary biology? Here is a suggestion: mutation is the stimulus and natural selection the response. A genetic change occurs randomly (think of this as a physical stimulus) and then nature operates by selecting the good mutations and eliminating the bad ones (think of this as a non-random adaptive response). The stimulus elicits a new life form via the selective response. This is like the stimulus of a new breed of dog, produced by human action (or randomly), eliciting a selective response from dog breeders in general. A stimulus is necessary if any selective response is to occur—either in natural or artificial selection. Or again, sexual selection takes a stimulus in the shape of a potential mate and produces a response in the form of an act of mating, and hence gene propagation. The splendid peacock tail is a stimulus that elicits an act of procreation on the part of the peahen. Then too, an earlier species can by natural variation act as a stimulus to producing a new species as response. The evolutionary process has a stimulus-response structure or logic. Every species comes from an earlier species acting as stimulus (to paraphrase Darwin). Adaptation is the organism responding to the stimulus of the environment. There are biological reactions to stimuli everywhere. The gene itself is both a stimulus to action and a result of such action (as it is passed on). Thus, the science of biology can be analyzed as a stimulus-response science in a number of respects.

The same is true of economics. We have all heard of an “economic stimulus package” such as lowering interest rates or injecting money into the economy or large-scale public works. These are intended to produce an economic response such as boosting investment or encouraging consumption. The policy is said to stimulate economic activity. It is purposeful and normative—the results are intended to be beneficial. It isn’t just mindless efficient causation like rainfall or volcanic eruption. Innovation is a stimulus that elicits productivity and prosperity, as perception is a stimulus that elicits thought and knowledge. The structure is the same. And isn’t the supply-demand nexus a species of the stimulus-response nexus? Supply varies and produces price variation, as demand can act as a stimulus to supply. This interaction is like the mutation-selection interaction: supply variations are like mutational variations, and then the market acts like natural selection—it exerts a demand effect, either producing more of the same or eliminating the new variation. Innovation resembles random genetic variation; demand resembles survival of the fittest. Economies are thus comparable to biological systems: there is competition in both spheres driven by creative acts (mutation or commodity production). Thus, economies progress and so do species—things get better designed as the process repeats itself. This is all stimulus and response, input and output, elicitation and selection. Economic activity is the operant conditioning of goods and services: it selects by reinforcement. Think of this as macro stimulus and response. The electric car comes to sweep the planet, as ants and termites once did. The same is true of political movements: industrial capitalism incites the rise of communism by way of reaction, oligarchs appear, great political powers form. There is a stimulus and a response at the macro level: this will have a teleological and normative dimension, as social changes produce better or worse conditions of life. The same dialectical pattern recurs, and it is not just mindless efficient causation. From the cell to society, from biological tissue to the body politic, we have armies of stimuli eliciting cavalcades of responses. Meanwhile the inanimate world chugs mindlessly along, indifferent to all this stimulating and responding, the mark of the living world. Not that there is any vital spirit or some such; but there is a different conceptual apparatus at the two levels, a kind of irreducibility (much debated).

The analogy with questions and answers is never far away. The stimulus is like a question and the response an answer: the stimulus occurs and then it is up to the responder to act in a certain way. There are degrees of freedom: it might not respond at all, or it might over-respond, or it might respond just right. It might give the right answer or the wrong answer. There are two agencies at work—the stimulating agency and the responding agency. So, a perception may lead to a particular belief or not, a nerve innervation may produce an action potential or not, a new product may take off or not, a political movement may be sparked or not, an educational program may lead to increased knowledge or not. The stimulating agency cannot act alone; it needs the cooperation of the responding agency.[4] Supply alone cannot create demand; an electrical impulse alone cannot cause a neuron to fire. The stimulus needs an audience, as it were, a receptive capable audience—as the questioner needs an answerer equipped with what it takes to answer. We don’t think that the action of the sun on its planets is a question-answer interaction: the movement of the planets is not an answering response to the force of the sun’s gravity, save metaphorically. This kind of interaction is pre-stimulus-response, a simpler mode of being. It has no meaning or purpose. But the stimulus-response nexus is imbued with purpose and value: the response to the stimulus is always good or bad in some way. The cell remains healthy, the organism survives, the economy prospers, people’s lives improve—or not, as the case may be. This is a different way of looking at the world, not a value-free mechanistic way. It separates the living world from the non-living world. In death there is no response to stimulation.

How does this perspective bear on causal theories of this or that—perception, memory, knowledge, action? Such theories have been popular and have been thought to unify the mind with the non-mental world—causation being a highly general type of relation. Can we reduce the causally defined notions to something close to the physical? Is perception, say, a causal “naturalistic” relation to the perceived world, no different in kind from the relation of spatial proximity or gravitational attraction or mechanistic impact? Is memory a causal relation to a past event, like an imprint in the sand? Is knowledge a special case of causal dependence? Is intentional action causation by reasons, as volcanic eruptions are caused by seismic activity? These all sound pleasingly no-nonsense, steps towards a unified world-view; but if the present reflections are on the right track, then this is an illusion born of a thirst for generality (homogeneity). For a more apt description of what is going on invokes the specialized notions of stimulus and response: the percept is a response to a present stimulus, memories are responses to past stimuli, knowledge is a response elicited by evidential stimuli, actions are responses to the inner stimuli of desire and belief. Again, these concepts are saturated with teleological-normative content, with the idea of a living thing; they are not just regular mechanical causation. They may include such causation, but they are not merely that—they are not just impingements of an inanimate force (gravitational, electromagnetic, impact-mechanical). The theories in question were right to perceive an analogy with natural biological objects and processes, but wrong to try to assimilate the phenomena to the realm of the inanimate. Perceiving is a living process like salivation or perspiration, not a non-living process like crystal formation or tectonic-plate displacement.

Metaphysically, there are three sorts of dependency relation in the world: causal relations, elicitation relations, and logical relations. These correspond to the inanimate, the animate, and the abstract (for want of a better term). Thus, cause and effect, stimulus and response, premise and conclusion. Just as we need to distinguish the third of these from the first, so we need to distinguish the second from the other two. That relation has come under fire because of its historical association with outmoded theories and metaphysical doctrines, but it is not difficult to detach it from those bad ideas, thus giving us a purified conceptual framework for thinking about a variety of subject matters. There is nothing to prevent us from developing thoroughly cognitive (and affective) stimulus-response theories, as well as outright phenomenological stimulus-response theories. The basic idea, derived from physiological biology, is sound, even if its early applications missed the mark. There is a whole world of stimulus-response elicitation waiting to be recognized as such—hence, stimulus-response science. Cognitive science was billed as a multidisciplinary enterprise, unifying separate disciplines under a common conceptual framework (basically computational); stimulus-response science casts its net more widely still, bringing in everything animate, thus allowing for theoretical integration at a high level.[5]

[1] We can recognize stimulus holism if we see fit—the mind acts holistically in the elicitation of action.

[2] Is Chomsky-style linguistics an S-R scheme? It could be if we regard language learning as the elicitation of an innate language program. Also, we could see performance as an outer response to the internal stimulus of competence.

[3] We can envisage the emergence of “response epistemology”: knowledge acquisition and theory formation could be seen as responses to evidential stimuli. This would be a type of naturalized epistemology, allowing the inclusion of animal knowledge.

[4] The OED defines “elicit” as “evoke or draw out (a response or answer)” and “draw forth (something latent) into existence” (labeled archaic). Here we see the idea of the response as residing in a separate entity, already prepared to deliver the response in question, containing it in embryonic form.

[5] I would not shun the label “ideology” to describe the position I am advancing. It is a high-level all-inclusive conceptual framework designed to find a general underlying order where heterogeneity appears to reign. It unifies, integrates, homogenizes. It is to the life sciences what matter and energy are to the physical sciences—abstract ontology.

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