External Conditions on Thought

                                   

 

 

External Conditions of Thought

 

 

The idea of the singular proposition is that propositions can contain particulars as well as universals as their constituents. If I think that that bird is pretty, my thought’s content contains both a particular bird and the general property of being pretty. Thus a singular thought has conditions of identity and existence that depend on objective particulars—birds, cities, planets, other people, etc. No such particular, then no such thought; and thoughts are distinct in virtue of the distinct particulars they contain. It is not often remarked that the same thing is true of the properties that constitute the other half of the proposition (so to speak): they too supply the identity and existence conditions of the thought (or the meaning of the corresponding sentence). The property also sits inside the proposition, alongside its partner, the particular. Propositions offer hospitality to both sorts of entity.

Given this general picture, we can formulate a kind of transcendental argument for the existence of particulars, as follows. If we accept that singular thoughts exist, then the world must contain the particulars that form them—both those particulars in particular and also particulars as a category. That is, there is no possible world in which singular thoughts exist and particulars don’t. The particulars don’t have to be material objects or events but could also be mental particulars; so the transcendental argument doesn’t disprove idealism. What is required is just that some particulars exist—specifically those that form the singular propositions that constitute the content of singular thoughts (and meanings). We know, then, that the world cannot consist solely of universals. That would not follow if propositions were invariably general as to content; then those propositions could exist in the absence of particulars. If description theories of reference were true, perhaps accompanied by Russell’s analysis of descriptions, then the existence of particulars would not be a precondition for the existence of propositional contents; so the world could be void of particulars and those thoughts would still be available to be thought. This is a straight consequence of the theory of singular propositions: singular thought is impossible in the absence of particulars, so if there are singular thoughts there are particulars. The theory of thought thus implies a certain kind of metaphysics—one that accepts particulars as real. And it is certainly an interesting point that thought should be capable of having such metaphysical consequences. I might put it by saying that the distinctness of thoughts depends upon the distinctness of the particulars they concern.

            Interesting, but perhaps not startling. More startling, however, is the analogous thesis in respect of universals: that there is a similar transcendental argument proving that universals exist. For thoughts also have general content, carried by concepts corresponding to properties, and this content depends for its existence on the existence of the properties it concerns. Without those properties general thoughts would not be possible. Just as the mind cannot from within its own resources generate singular thoughts—it needs the contribution of objective particulars—so the mind cannot from within its own resources generate general concepts—it needs the contribution of objective universals. Since the proposition contains properties, it depends on properties for its existence; but then there are no thoughts in a world without universals. Thus a certain type of metaphysics is implied: reality must contain universals, in addition to particulars, which serve to make thought possible. It is hard to see how these universals could be creatures of the mind, inventions of some sort, because invention depends upon thought, and hence presupposes the existence of general propositional content. Nor could properties reduce to sets of particulars, on pain of making thoughts about properties into thoughts about sets. I don’t have all these particular things in mind when I think that a certain bird is pretty; I simply have the property of being pretty in mind.  [1] So we need to countenance a robust ontology of general properties (universals) given the nature of thought: no universals, no thoughts. Thus we can deduce ontology from psychology, world from mind.

            The root reason for this dependence lies in an essential feature of universals: their ability to bring things together. They allow for similarity among diverse particulars. If particulars spread universals around, by giving them multiple instantiations, then universals round particulars up, by determining their similarities. So the following thesis sounds plausible: General concepts need objective universals in order to provide the groupings that general thought delivers. The mind could not manufacture the groupings that record similarities without the aid of objective universals that constitute these similarities. Picture the mind trying to find similarities among particulars without appeal to the objective basis of similarities—it would flounder in the dark. No, it needs to latch onto the external objective grounds of similarity, viz. universals. You can’t think about the class of square things without representing the objective property of being square (or if you do you will need some other subsuming concept). So the basis of mental classification is grasp of the objective respects of similarity, i.e. properties or universals. The mind can’t just make this stuff up itself—it needs outside help. It needs objective universals as much as (or more than) it needs objective particulars. That is, singular propositions really do contain particular objects and general properties of them—and this presupposes a certain kind of ontology. You can’t separate semantics from metaphysics, meaning from reality, thinking from being. In this respect, there is no logical gulf between the subjective and the objective, the inner and outer. Metaphysics shapes psychology. The external world of objects and properties is the foundation of the internal world of individual concepts and general concepts. It is not possible to hold the world of thought constant while varying what reality contains in the way of ontological categories. This is the most general lesson of what has come to be called “externalism”. There cannot be a thinking mind without an objective world to mirror.  [2]

 

C

  [1] This raises the question of whether direct reference theory applies to thoughts explicitly about sets: can propositions contain sets of particulars as well as particulars? That would seem to involve overpopulating the content of thought with all the members of a given set. The alternative would be to suppose that thoughts about sets have descriptive content, as in “the set consisting of all F’s”: here the thought would contain a general concept applicable to a given set and not the set itself as a particular object. 

  [2] According to traditional “Fregean” thinking, there is no overlap between thought (meaning) and reality, since propositions do not contain anything that belongs to the world of reference (particulars and their properties). But according to direct reference theory propositions contain worldly entities, so there is an overlap between world and mind: the constituents of the one are also constituents of the other. Thus it is that we can deduce ontology from psychology (and vice versa). 

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Explanations of Life

                                   

 

 

 

Explanations of Life

 

 

Suppose we encounter life forms on another planet unrelated to ours and possibly quite unlike ours. Still, there is evident adaptive complexity, so that the laws of physics and chance cannot explain what we observe. What possible explanation might be given for this complexity? How might it have come to be?

            One possibility is intelligent design—not by God, to be sure, but by scientifically advanced aliens. These organisms might have been synthesized on a Life Production Machine. They are in effect artifacts of another civilization, so the explanation of their existence matches the explanation for the existence of artifacts in our civilization: intentional intelligent design. We can’t rule this explanation out; it is a matter of empirical fact whether it is true (just as it is for life on earth). We might well gather further information that rules out the hypothesis (there is no such advanced civilization in the vicinity), but as a matter of principle the hypothesis is a theoretical possibility—it cannot be excluded a priori. Alternatively, the life forms might have arisen by ordinary natural selection with no intelligent intervention. But there are also mixed cases: the organisms might have been subjected to guided breeding after a period of natural evolution, or they might be genetically engineered and then left to natural selection. Conceivably they might be selectively bred from an initial batch of bacteria, so partly the result of natural design and partly of intelligent design. There is an indefinite range of possible combinations of natural evolution and guided evolution, varying between species and planetary fauna—for instance, the mammals have been left to natural selection while the reptiles have been intensively bred for intelligence or strength. Maybe elsewhere in the universe all the possibilities have been tried—as is partially the case on earth where humans have artificially bred certain species but not others.

The traditional theoretical dichotomy between intelligent design and natural selection may be quite parochial where advanced civilizations have developed, because there is ample scope for partial intervention into the process of generating life. Selective breeding and genetic engineering can certainly speed up the evolutionary process considerably, taking decades to achieve what natural selection would take millions of years to achieve. When intelligent life forms take evolution into their own hands the sky is the limit. Naturally evolved life might be the most primitive form of life, vastly outclassed by the kind of life created by life itself, i.e. designed by life forms with the intelligence to change the course of evolution. No need to wait for that lucky chance mutation; just create whatever mutation looks promising and then subject the result to rigorous test. Just as bacteria look very primitive in the light of later evolutionary developments, so naturally evolved life might look very primitive compared to the kind of life that intelligent designers can contrive. If the secret to the origin of life is ever discovered, it could be used to re-start the entire process, producing untold wonders by creative intervention. All of life could come to be intelligently designed.

            Interestingly, the possibility of intelligent design depends upon antecedent natural design: not every life form in history could be the result of intelligent design, since an intelligent life form has to come from somewhere. No universe could create intelligent life ab initio: the long and painful process of natural selection has to create the first form of intelligence, since intelligence cannot depend upon other intelligence all the way down. But once a form of intelligence has evolved that is capable of selective breeding and guided evolution, it can produce new life forms without reliance on the old machinery of blind random mutation and natural selection. Then the explanation for the design of organisms will involve intelligent design not natural design. Most of the life in the universe might be of this kind: whole galaxies could be inhabited by intelligently designed organisms. Geological time is vast but cosmological time is much vaster, so the possibility of intelligently designed life coming to dominate the universe can’t be ruled out. We might be just at the beginning of the history of life—the short initial period in which life evolved naturally. Already we are beginning to change the course of evolution; genetic engineering could accelerate this process enormously. Other intelligent species elsewhere might be much further along in imposing their will on nature.

If a Charles Darwin is born on a planet that has been subject to intelligent design, he will hit upon the correct theory of evolution for that planet, namely evolution by intelligent design.    [1] Maybe life was seeded naturally by the accidental arrival of bacteria, but then intelligent creatures stepped in to guide the course of evolution, creating whatever organisms took their fancy. A rival theorist who hypothesized natural selection as the explanation would be mistaken; there was, on this planet, an intelligent designer responsible for the adaptive complexity on display. Natural evolution could have ended millions of years ago, with all life now the result of intentional intervention. The traditional Darwinian theory used to be true, but it is no more: everything is now carefully monitored and cultivated. This is what is taught in biology classes these days, and it is entirely correct. All genetic alteration is brought about by scientific intervention, so that nothing is left to chance; then certain strains are chosen for reproduction and others rejected. It is as if the old religious creationist story were true, only it is not a divine being calling the shots but a super-alien. On our planet now Darwin’s theory is the true theory, but on other planets the theory of intelligent design may be the true theory (and may come to be the true theory on our planet). There might come a time when none of the species inhabiting the galaxies evolved by natural selection. That was just the early phase in the history of life, and destined to be superseded by intelligent design. Evolution will cease to be blind.    [2]                                                                                         

 

Coli

    [1] His book On the Origin of Species defends the view that all life results from the intentional actions of a mighty intelligent designer. This Darwin might not know the identity of the designer—that was not discovered until space travel became a possibility centuries later—but he was brilliant enough to see that no other explanation could be true given the facts. Organisms were just too well designed for this to be a matter of blind variation and mindless selection! He considered the alternative theory but found it wanting—and he was entirely right in his conclusions and reasoning.

    [2] Just to be scrupulously clear, this essay is not intended to provide succor for creationists about life as it evolved on planet Earth; I am speaking of imaginary planets and imaginary ways of shaping life.

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Existence and the Cogito

                                   

 

 

Existence and the Cogito

 

 

The Cogito strikes most people as intuitively valid, but it has been trenchantly criticized. How exactly the inference is supposed to work still excites controversy. Here I will consider a line of objection that I have not seen pressed before. The natural way to interpret the inference is that it moves from a premise about instantiation to a conclusion about existence: I know with certainty that I instantiate the property of thinking, so I must exist as the subject of this property. We might expand the argument as follows: “I have the property of thinking; if something has a property, that thing must exist; therefore I exist”. My thoughts exist (as I know with certainty), and they must be instantiated in some object; this object is not identical to my thoughts; so we can infer that there exists an object (viz. myself) that is not identical to my thoughts. Thus we can move nontrivially from the existence of thinking to the existence of a thing that thinks. But consider the analogous argument concerning unicorns: “Unicorns are horses with one horn, so unicorns instantiate the property of having a horn; but there has to be an object that instantiates this property; therefore unicorns exist.” Or: “Santa Claus has a beard, so he instantiates the property of having a beard; but then he must be an object that instantiates a property; therefore Santa Claus exists”. The premises seem true but the conclusion is false, so the argument must be invalid—but where does it go wrong? Meinong would give the following answer: it does not follow from the fact that an object instantiates a property that the object exists—it might only subsist. In more recent terminology, these objects might be merely “intentional objects” not real existent objects; and so instantiation does not imply existence on the part of the instantiating object. Applying this point to the Cogito, what is to rule out the possibility that the self is a merely intentional object that instantiates the property of thinking but does not exist? We can see that objects are able instantiate properties without thereby existing, so why can’t the self be one of those? To be sure, the properties exist—they are real entities all right—but it doesn’t follow that anything that instantiates them is itself real. Fictional objects are a counterexample: the property of being a detective is a real property, but the fact that Sherlock Holmes is a detective doesn’t make him real. Likewise, thinking is a real property that things can have, but it doesn’t follow that anything that instantiates this property is itself real—after all, Holmes also thinks. Maybe the self is like Holmes.

            How might we respond to this objection? One possibility would be to appeal to the certainty of the premise that I think, holding that this is what sets the Cogito apart. But am I not also certain that unicorns have one horn, that Santa Claus has a beard, and that Holmes is a detective? The fact that an object certainly instantiates a property does not automatically confer existence on that object (it is certain that the Golden Mountain is a mountain). Another possible way out would be to question the whole ontology of subsistent or intentional objects, insisting that there are no objects but existent ones. This flies in the face of the seemingly obvious fact that some things don’t exist and yet have properties; but also, from the point of view of the Cogito, it gives up the certainty of the inference—for now we have to accept that the validity of the Cogito depends on the rejection of Meinongian metaphysics. Maybe we should, maybe we shouldn’t, but we don’t want the fate of the Cogito to be tied to that metaphysical issue. No one hearing the Cogito for the first time thinks, “Well, it depends on your view of Meinong”. Descartes surely did not take a stand against Meinong-style ontology when he enunciated the Cogito. The validity of the argument should not depend on whether or not you entertain Meinongian predilections. It isn’t as if those with such predilections are prohibited from accepting the Cogito; at any rate, that’s not the way the question presents itself.

            A third suggestion is that there is an asymmetry between unicorns (etc.) and thinking selves, namely that you can hallucinate unicorns but you can’t hallucinate thinking selves. Thus it can seem to you as if there is a unicorn in front of you without there being one, but you can’t hallucinate having thoughts without actually having them. That asymmetry must be conceded—beliefs in unicorns are not epistemically necessary but beliefs in thoughts are—but it doesn’t help to salvage the argument: for all we get from this is that the existence of thoughtsis certain, not that the existence of thinking selves is. True, we can be certain that thoughts exist, but we could still be in error about the existence of a self that has them. There might be nothing except thoughts in the vicinity. We might be under an illusion about the self, as we might be under an illusion about unicorns. We might be misinterpreting a collection of thoughts as a self that has them. Compare seeing a swarm of bees in the distance and mistakenly thinking there is a single big organism there. Maybe we hallucinate a unitary self when we introspectively encounter a swarm of thoughts. Who knows what might be going on? We can’t hallucinate the thoughts, but we could be under an illusion about what they signify, i.e. an underlying unitary self. Similarly, when we hallucinate a unicorn we are not hallucinating its component properties—they are real enough qua properties (though their present instantiation is illusory). Anyway, even if it is somehow impossible to hallucinate a self, why should the existence of a self be entailed by the existence of individual thoughts? We still haven’t justified the step from the existence of thoughts to the existence of a thing that has them (the Gassendi-Lichtenberg objection).

            Fourth, we might hope to find something in the specific nature of thought that guarantees an existent thinker, where this something is not present for properties in general. Maybe having a single horn doesn’t prove the existence of what has the horn, but thought might be such as to necessitate an underlying existent thinker. This would be the analogue of the ontological argument: most properties indeed fail to guarantee existence, but the property of total perfection does guarantee it, because of its specific nature. Instantiation by that property entails the existence of the instantiating object (according to the ontological argument). There has been a strong intuition (notably voiced by Frege) that mental states necessarily require a bearer—something that has them, a subject. But it is far from clear how this can help the Cogito: Meinong could agree with this point while insisting that the bearer is a merely subsistent entity. Fictional mental states logically require a bearer too, viz. a fictional character, but they lack existence. The notion of a subject of predication—an object of instantiation—is too weak to deliver the conclusion of the Cogito: we might be predicating thought of a non-existent object. But also: does the intuition hold for all kinds of mental states or only thoughts? And does it apply to unconscious mental states as well as conscious ones? Is it true of the bodily sensations of jellyfish or worms? And is the point any different from the claim that any kind of state needs something for it to be a state of, including the state of being electrically charged or the state of the weather? We really need an argument, analogous to the ontological argument, showing that thinking inherently and uniquely calls for an existent subject that can be the reference of “I”, but what this argument might be remains elusive. Could it be that the capacity to think requires the capacity for the self-attribution of thoughts, and hence for a self? But what could establish that, and how would it guarantee the reality of the self in question? Descartes never argued anything of the kind, and it would certainly undermine his claim that the Cogito is primitively compelling. So there is nothing comparable to the ontological argument showing that it is in the nature of thought to bring with it an existent bearer, let alone one with the characteristics of the self as normally understood.  [1]

            But perhaps there is an intuition lurking in this unsuccessful argument that might have more cogency: namely that there is a contradiction in the idea of existent thoughts occurring in a non-existent object. Fictional thoughts can occur in a fictional object, but non-fictional thoughts require a non-fictional object. Thoughts are particulars not universals (token not types) and existent particulars need existent objects to inhere in. Properties can exist and be properties of non-existent objects, but events and processes can’t both exist and also inhere in non-existent objects. What would it mean for Sherlock Holmes the fictional character to have an existent real thought? Wouldn’t that make him real? So there is a metaphysical assumption at the heart of the Cogito: those thoughts whose existence is evident to us must exist in a being that is itself existent, since real events need real objects as bearer. Real mental particulars need real mental substances to inhere in—they can’t exist in an unreal substance. In Meinong’s language, existent events cannot inhere in merely subsistent objects. If there is real thinking going on, then this requires a real entity to do the thinking; and we know for sure that real thinking is going on—hence we know for sure that we exist. If the thinking was fictional, the subject of it would or might be fictional too; but granted that the thinking is not fictional, neither can he thinker be. Thus I know that I am not a character in fiction (or a “logical fiction” or an hallucination). Compare the bodily counterpart to the Cogito: “I have a body, therefore I exist”. We could not object to this that the premise could be true and the conclusion false, because the body, not being fictional, cannot be had by something fictional: something must non-fictionally exist if my body non-fictionally exists (whether it is the reference of “I” is a further question). We can infer from the existence of the body that something exists. To be more precise, if I know that I have bodily states, then I know that something exists in which those states occur—for example, if I digest there must exist something that digests. The inference is solid because it is compelling to claim that physical states require a physical bearer—a physical thing that has them. If I know there are physical states, then I can deduce that there are physical objects, because states must be states of something. And it would be absurd to suggest that existent physical states could exist in a non-existent object—a merely intentional object. If Holmes is in real physical states, then he must be real himself—fictional characters can’t have real indigestion! The difference from the classic Cogito is just that the premise here is not certain (not an epistemic necessity): I don’t know for certain that I am in physical states or even that I have a body. So this is no use for Descartes’s purposes, though the connection between premise and conclusion is the same in both cases, viz. a metaphysical principle precluding unreal bearers of real states. As we might put it: we can’t mix the existent with the subsistent, the real with the imaginary, the factual with the fictional.

            Where does this leave the Cogito? It allows it to struggle on, to retain a semblance of cogency, but it leaves it vulnerable to skeptical doubt. Descartes was working with a scholastic metaphysics of substance and accident—his evil demon was not supposed to call that into question. Against this background the Cogito is relatively smooth sailing. But a dogged opponent might protest that this metaphysics is not immune to doubt, and if it is doubted the Cogito will not go through. Why should we accept that there are substances at all, material or immaterial—why not make do with an ontology of states, events, and processes? Later philosophers indeed did advocate such a low-calorie ontology (e.g. Russell) and so there is no substance in the world for thoughts to inhere in anyway. Thoughts may form sets or aggregates, according to this point of view, thereby gaining a sort of collective unity, but they don’t inhere in substances. So there is no valid metaphysical principle licensing the move from the existence of states to the existence of substances that support them. That may be wrong as a piece of metaphysics, but in the context of the Cogito it would need to be addressed.

More subtly, however, there is this problem: the prima facie persuasiveness of the Cogito seems not to be hostage to the kind of principle I have invoked to bolster it. Is this what someone is thinking who accepts the Cogito? Possibly, but it would have to be in some subliminal or tacit manner, since the requisite principle is hardly laid bare in the usual presentations of the Cogito. It takes work to come up with it and it is not entirely self-evident, even if you accept it. So it is not clear it can explain the felt cogency of the Cogito; indeed, it renders it much more wobbly than we might initially have supposed. Once it is fully articulated in this way its appearance of self-evidence starts to fade, and yet it is routinely hailed as the surest of philosophical theses. The resourceful Meinongian has produced a new threat to the Cogito, and the suggested repair to the argument lacks transparent cogency, even if it is ultimately correct as a piece of metaphysics. So we are left in a rather unsatisfactory position: the argument is not clearly valid but not clearly invalid either. I would say that it can be salvaged more effectively than might have seemed possible once the Meinongian objection has been formulated; for that objection looks formidable at first sight and it takes some ingenuity to forestall it. Hume’s kind of critique of the self, which takes the self as a type of fiction (at least on some interpretations of Hume), was evidently alien to Descartes and quite inimical to the Cogito(we can’t deduce the existence of a substantial self merely from the existence of ideas encountered internally). And yet it is hard to deny that the Cogito has all the appearance of self-evidence, whatever its final analysis may turn out to be.  [2] This philosophical gem thus remains as tantalizing as ever.

 

  [1] Not that the ontological argument is really any good in the end, but it is at least an argument that needs to be contended with.

  [2] What we are entitled to assert on the basis of the Cogito is that the certain existence of thoughts proves the certain existence of something that has them. That is, thoughts need a bearer because they must be instantiated by something other than themselves; but this bearer could be anything, even a non-existent fictional entity. Call this the weak Cogito: it doesn’t deliver a substantial self with the intuitive characteristics of the self, and is quite compatible with a Humean view of the self, but at least it shows that there is something that can’t be doubted (in addition to the existence of thoughts themselves). If we employ a particular quantifier shorn of existential import, we can say that the weak Cogito allows us to assert the following proposition: “I think, therefore there is something that thinks”—where the quantifier can range over even purely intentional objects that lack existence, or any kind of existent object, physical or non-physical. The strong Cogito, by contrast, asserts that we can prove that a substantial existing conscious self underlies the existence of thoughts (there is also room for intermediate strengths).

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Epistemology As Metaphysics

 

 

 

                                    Epistemology as Metaphysics

 

 

We usually teach epistemology as a separate field from metaphysics. On the one hand, there is reality, the subject matter of metaphysics, and on the other there is knowledge of reality, the subject matter of epistemology. It is sometimes said that Descartes made epistemology the foundation of philosophy, ahead of metaphysics, which would only be possible if epistemology were not a species of metaphysics.  [1] But how could it be, given that the world is separate from our knowledge of the world? The thing known is not the same as the knowing of it. However, this way of carving up the terrain ignores an obvious point, namely that knowledge is also something inthe world—part of reality. If the world is the totality of facts, then knowledge is part of the world, because there are facts about knowledge. Given that facts are the instantiation of properties by objects, we can say that knowledge is the instantiation of an epistemic property by a subject. Each of us instantiates many such properties, because we know many things. There are epistemic facts alongside other types of fact. Compare the philosophy of mind: this is not something separate from metaphysics but a branch of it; it is not somehow opposed to metaphysics. Philosophy of mind (as distinct from scientific psychology) is precisely the metaphysics of mind, and is often so described. Well, epistemology is the metaphysics of knowledge (as distinct from cognitive psychology)—the study of one type of property or fact. If we equate metaphysics with ontology (the “study of being”), then epistemology is a branch of ontology, simply because it investigates a region of being—the epistemic region. Thus metaphysics subsumes epistemology.

            It is the same with ethics. Ethics is not independent of metaphysics but a department of metaphysics (I am talking about so-called meta-ethics). Moral philosophy is just the metaphysics of morals (as Kant entitled his famous book). It seeks to answer general questions about the status of moral value—whether it is subjective or objective, relative or absolute, a matter of emotion of cognition, etc. Similarly, epistemology concerns itself with such general questions about knowledge: whether we have any, what types of knowledge there are, whether knowledge is the same as true belief, what the nature of justification is, etc. We might helpfully divide the philosophical study of knowledge into three areas to be labeled “practical epistemics”, “normative epistemics” (or “epistemic theory”), and “meta-epistemics”. Practical epistemics deals with specific questions such as whether the belief in God can be justified, or whether we have good reasons to accept Darwinian theory, or whether we really know that global warming is real. These are analogous to the ground floor questions dealt with in practical ethics (abortion, animal rights, capital punishment, etc.). Normative epistemics deals with the general nature of justification (an epistemic norm): is it a matter of consequences, as with pragmatism, or is it constituted by conformity to rules of inference such as induction, deduction, and abduction? This is analogous to normative ethics, which deals with the general notion of right action (giving us consequentialism and deontology). Then there is meta-epistemics, which addresses itself to the analysis of knowledge, the possibility of knowledge (skepticism, epistemic limitation), the objectivity of justification, etc. Just as not all of moral philosophy is rightly described as metaphysics, though some certainly is, so epistemic philosophy is not all metaphysical in nature, though some certainly is. The standard questions of a university course on epistemology are in effect metaphysical questions about knowledge. For example, asking after the general nature of knowledge (the “analysis of knowledge”) is a metaphysical (ontological) inquiry—it wants to know the nature of a certain type of fact. Is knowledge reducible to true belief? Is knowledge constituted by a certain sort of causal connection to the world? Is justification a matter of coherence or indubitable foundations? These are all questions about a certain sort of property, not different in kind from questions about belief or meaning or sensation. We might even say that epistemology is one branch of the philosophy of mind, being concerned with certain attributes of mind (epistemic attributes); and we already know that philosophy of mind is a branch of metaphysics.

            Viewing the geography this way is not, as they say, purely semantic, a matter of mere labeling. For including epistemology in metaphysics opens up ways of thinking that might prove helpful in epistemology. For instance, the analysis of knowledge has been confined to specifying conceptual constituents for the concept of knowledge, as with the classic analysis into truth, belief, and justification. But applying apparatus developed in the metaphysics of mind yields other options: what about the idea that the property of knowledge is a simple primitive property that is nevertheless supervenient on truth, belief, and justification (or whatever else needs to be added)? That is, we adopt a non-reductive but dependent view of the property of knowledge. We thus take the concept of knowledge to be non-derivative yet not divorced from other facts about the knowing subject. Knowledge would then resemble goodness as Moore conceived it, or as some metaphysicians view color: dependent but conceptually irreducible.  Also, we could treat the topic of epistemic norms as part of a general metaphysical issue concerning norms in nature, as with moral norms and linguistic norms. What we ought to believe is one kind of “fact” that needs to be located in a world of purely natural facts; or it is held not to be a kind of fact at all—depending on your metaphysical views. Naturalizing epistemology is thus like naturalizing ethics or semantics. We can’t really consider the question with respect to epistemology without taking on the broader metaphysical question, construed as such (Quine should have called his much-cited paper “Metaphysics Naturalized”  [2]). Third, the question of skepticism can be recast in ontological terms: do the facts about our reasons for our beliefs necessitate the truth of those beliefs? Just as we can ask whether facts about, say, constant conjunction necessitate (entail) causal facts, so we can ask whether facts about our perceptual reasons for belief necessitate facts about the external world. The brain in a vat scenario seems to show that they do not—there is no such entailment, necessitation, supervenience. The problem then has much the same form as other metaphysical problems: we can’t get one kind of fact to add up to another kind of fact. Truths about the external world always go beyond truths about sensory experience—hence skepticism. Skepticism thus reflects the logical arrangement of facts. It would be different if our reasons for belief actually included the facts we believe (“naïve realism”)—and that is a possible metaphysical view. Again, metaphysics is driving the argument.

            If this position is correct, it is impossible to claim that epistemology could be basic in philosophy, if that means more basic than metaphysics. It is metaphysics. What Descartes really did was make one branch of metaphysics more basic than other branches of metaphysics (if we accept the initial claim); more exactly, he made the method of doubt basic in epistemology, which is a branch of metaphysics. He didn’t suppose that epistemology is somehow free from metaphysics—above the metaphysical fray. Indeed, his epistemology is rooted in his metaphysis of mind, because he held that only an immaterial substance could have thought as its essence, which is what knowledge consists in. He didn’t derive his dualism from his epistemology; his view of knowledge rests on a prior metaphysical conception. Whatever knowledge turns out to be, it must be consistent with the fact that the knowing subject is an immaterial being. Nor did anyone else ever make epistemology prior to metaphysics, because that would be to deny that knowledge is an aspect of being, i.e. part of reality. Knowledge is a property that certain objects (subjects) have; and like all properties it has a nature, which can be investigated as such. That is a metaphysical undertaking. We call it epistemology. If someone were to claim that philosophy of mind or philosophy of language were prior to metaphysics, the reply would be the same: these are domains of fact too, and therefore subject to ontological inquiry. Maybe the metaphysics of mind or language could be more basic than other kinds, but they are not more basic than metaphysics in general. It would be the same if someone were to claim that ethics is more basic than metaphysics; the reply would be, “But what about meta-ethics?”

            Two metaphysical approaches to epistemology can be distinguished: classical empiricism and Quinean materialism. The ontology of the former includes such items as impressions and ideas, sense data and qualia, while the latter rejects those items and seeks to get by with retinal irritations and the triggering of assent behavior. If someone were to claim that epistemology precedes metaphysics, we could ask him to tell us what kind of epistemic ontology he favors—empiricist or materialist. Then it would be obvious that he already harbors substantive metaphysical commitments. Nowadays people tend to speak of cognitions, data structures, computational operations, informational flow, etc., but again this is metaphysics—claims about what there is. (They might be said to be scientific claims, but then you are adopting a science-based metaphysics.) You can’t get away from ontology in any theorizing, and epistemology is no different. All theories are theories about what there is. The only question is what kind of entity you are going to traffic in, in epistemology and elsewhere. There have indeed been a number of “turns” in philosophy—the linguistic turn, the conceptual turn, the scientific turn, the biological turn, the epistemological turn. But these cannot be characterized as turns away from metaphysics towards some less maddening domain of inquiry, since they are all of them species of metaphysics, i.e. ontologically committed areas of thought. In fact, they all raise thorny metaphysical problems, so they offer no respite from the travails of metaphysics. There is thus no firm ground outside of metaphysics from which to survey the old metaphysical problems. So far from being eliminable metaphysics is inescapable.

            Is there any area of philosophy in which metaphysics disappears, no matter whether that area might lay claim to foundational status? What about aesthetics or philosophy of logic or philosophy of science? Brief reflection shows that the answer is no. Aesthetics must face the question of the ontological status of beauty; philosophy of logic must deal with the nature of logical necessity; philosophy of science must reckon with the status of unobservable entities and the nature of laws. Maybe we can do some medical ethics without confronting metaphysical questions (though the question of moral objectivity is never far away), or perhaps legal philosophy (though the nature of law is ultimately a metaphysical question); but philosophy in general is actually permeated with metaphysical questions. The idea that we can avoid metaphysics is a dream born of frustration—pure wishful thinking.

            Why is this (elementary) point about epistemology not generally recognized? I think it is because we have a tendency not to think of ourselves objectively—as one element in a wider world. We feel we stand apart from the world. So it is natural for us to assume that our knowledge of the world is not something in the world. In epistemology we study ourselves qua knowing subjects, and so it is easy to think that we are not studying a part of the world—the world that includes us and our knowledge. We think there is us over here and the world over there—me versus it. But this way of seeing things ignores the fact that we are part of the world; and our epistemic states and faculties are just properties of that part. It is true that we can only know the world in virtue of our cognitive faculties, but that doesn’t imply that those faculties aren’t facts of nature among other facts of nature. Once we ascend to a more objective conception of our place in the world, we see that the study of human knowledge is just the study of a certain kind of fact, a kind that concerns the human mind, which itself is just a part of nature. So this aspect of human nature is one kind of being beside others, and so falls within the general theory of being. That theory is just metaphysics or ontology: hence epistemology as metaphysics.  [3]

 

Colin McGinn                

 

  [1] This claim is often made by Michael Dummett, summarizing what he takes to be a standard view.

  [2] To be more exact, “Part of Metaphysics Naturalized”, the epistemological part. (The original paper was of course entitled “Epistemology Naturalized”).

  [3] Of course, there is a lot of metaphysics that is not epistemology—in no way is metaphysics in general to be assimilated to epistemology. The point is just that epistemology is a branch of metaphysics—subsumption not identity.

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Distinctions and Differences

                                   

 

 

Distinctions and Differences

 

 

There is distinction in the world and distinction in the mind: things differ and so do concepts. States of affairs differ and thoughts about them differ. But how are these distinctions related? Are they dependent or independent? Clearly there can be objective distinctions that are not mirrored by cognitive distinctions—where thought fails to capture distinctions in reality (consider reality before the onset of thought). But can there be distinctions in thought that are not mirrored by distinctions in reality? Of course, distinctions in thought are real distinctions, but the question is whether distinctions in thought always reflect distinctions in what thought is about. Can two thoughts be distinct even if what they are about is not distinct? Can thoughts differ while the states of affairs they represent are identical?

            The orthodox view is that they can, but on closer analysis this is wrong. It is generally agreed that in the vast majority of cases cognitive distinctions are matched by objective distinctions—it isn’t that reality is a homogeneous lump that we insist in thinking about in different ways—but it is supposed that there is a special subclass of cases in which no worldly distinction can be found that corresponds to a cognitive distinction. I speak, of course, of classic sense-reference cases: the reference is the same but the sense differs. But this is confused thinking: identity of reference does not entail identity of state of affairs expressed, because of the different properties that can be connoted by a singular term. The name “Hesperus” connotes the property of being the evening star while the name “Phosphorous” connotes the property of bring the morning star—and morning and evening are not the same thing. Appearing in the evening is a different worldly state of affairs from appearing in the morning. Similarly for “water is H2O”: here the word “water” connotes the property of appearing in a certain way to human subjects while “H2O” does not; the way water looks is a different property from the property of having a certain molecular structure. In these kinds of cases the cognitive difference is not independent of distinctions in the world; it corresponds precisely to such distinctions. No cognitive difference without objective difference. The content of thought cannot vary without the subject matter of the thought varying, i.e. without a distinction at the level of objective reality.

            This is as it should be: for what would be the point of conceptual distinctions that fail to map onto worldly distinctions? The aim of concepts is to make discriminations among things beyond the mind (sometimes within the mind): a distinction between concepts that concern exactly the same objects and properties is a pointless distinction—why distinguish what is not distinct? Our minds track distinctions in reality; they don’t invent distinctions that don’t exist in reality. Internal distinctions without external differences are not real distinctions. Do not multiply distinctions beyond necessity! That is, thought should track only objective distinctions, of which there are many and subtle. There is more than enough fine structure in the world to occupy the discriminating thinker; anything else is redundant and pointless. Indeed impossible: concepts can’t differ without the aid of distinct states of affairs–that is their nature (this is a variant of Brentano’s thesis). A distinct concept is always a concept ofsomething itself distinct. Externalism about conceptual distinctions is true: no concept is distinct but reality makes it so. Distinctions supervene on differences.

            You might think that concepts could differ in their dispositional properties while corresponding to identical states of affairs, thus counting as distinct concepts. But (a) the same concept could have different dispositions in different cognitive beings as a result of their different cognitive architecture, and (b) such dispositions would be pointless as means of discrimination. What is the point of discriminating what cannot be discriminated? You might say that different beings could have different needs with respect to the same objective world, so they might differ in how they conceptualize external things; but then the different states of affairs involve states of the organism itself—their varying needs ground the distinction in the concepts. The concept edible may apply to the same thing for one creature as inedible does for another, but that is only because of different properties of the different creature’s digestive systems (the concept is relational). Concepts differ only in virtue of objective differences that they represent or correlate with—there is no separate dimension of variation capable of individuating concepts. This is not to say that connotation reduces to denotation, still less that connotation doesn’t exist; it is just to say that connotation always cashes out as objective worldly difference—since what is connoted is always a property of things. Even in the case of semantic tone (dog versus cur) there is always an underlying distinction at the level of facts: different emotions are aroused by the different concepts. There are no conceptual differences that are “purely cognitive”, that exist independently of non-conceptual facts. The world is the ultimate dictator of conceptual distinctions. Conceptual distinctions are never “in the head”.  [1]

            The right picture is this: the world consists of the totality of objective distinctions—different ways that things can be. The aim of thought is to latch onto and exploit these distinctions, and it has nothing to work with other than the distinctions that exist in reality. Thoughts divide up according to the states of affairs that form their content. It is certainly not that concepts acquire their distinctness from some source other than objective reality and then foist this distinctness onto reality whether it likes it or not. There is nothing to constitute a difference of concepts other than distinctness in what they represent—objects and properties,

  [1] In the case of indexical expressions we always have differences in spatiotemporal context that correspond to different indexical concepts, as with “here” and “there” and “now” and “then”. But this is a complex subject I won’t pursue here.

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Dispositions and Perception

 

 

Dispositions and Perception

 

 

Let’s start with something easy, before we get to more difficult questions. Namely: dispositions cannot be seen. You can gaze at salt for as long as you like and you will not be able to see its disposition to dissolve in water. It has that disposition, and it has it at the time you are gazing at it, but the disposition will not reveal itself to your senses no matter how much you scrutinize the salt. Nor will using a microscope help. The only way to find out if salt is soluble in water is to place it in water and observe the outcome. Solubility is not a manifest property of salt, unlike its whiteness or salty taste—the senses can’t resonate to it. Why is that? Because solubility is a property that concerns the future and possible situations: salt will dissolve in water and it would if it were now placed in water—and we can’t see what will happen or would happen in certain possible circumstances. These facts are absent from your field of vision as you stare at the salt, involving other times and circumstances. If salt had only dispositional properties, it would be imperceptible; but it has various manifest properties as well as dispositional properties—as we are inclined to put it. Dispositions imperceptibly coexist with other non-dispositional perceptible properties. It is, indeed, in the very nature of dispositions not to be perceptible, since they bring in the temporally remote and merely possible. The same goes for powers, capacities, tendencies, aptitudes, and propensities. The merely potential is not a possible object of perception.

            Puzzlement begins when we consider color. It has been widely held that colors are dispositions to produce sense experiences, but dispositions are not perceptible and colors are. You can no more see a disposition to produce color experiences than you can see solubility, and for the same reasons—yet you see objects as colored. Doesn’t that prove that colors aren’t dispositions? But isn’t the dispositional view of color plausible? The key to resolving this puzzle is to distinguish the perceptible color property itself from the disposition upon which it depends (supervenes)—the latter being invisible.  [1] We can call these two properties “perceptual color” and “objective color” (the terms are not ideal), thus distinguishing two things that might be called color: color as we perceive it, and color as it exists in objects. The color property we perceive is not a disposition, and hence is perceptible; but the color property that objects have is a disposition, and hence is not perceptible. There are two things that are called “red”! Dispositional color doesn’t enter perceptual content, while perceptual color does (by definition). The latter is a kind of primitive monadic property deployed by the mind in perceiving the world, while the former is a complex relational property that cannot feature as a perceptual constituent. We could accordingly say that color terms are systematically ambiguous. The important point is that the dispositional theory cannot work as a theory of what we see when we see color—the quality that we see is not a disposition. Of course, the two properties are closely connected, but they are not identical, on pain of rendering color imperceptible.

            Now consider shape and other so-called primary qualities. Suppose we are attracted by the view that such qualities are best analyzed as dispositions (or powers).  [2] That view has its appeal because of the intimate connection between shape (say) and dispositions—what kind of holes things can fit into, et cetera. There is little daylight between such a property and the dispositions or powers that come along with it, so an identity thesis seems indicated. What is it to be round, say, but to be capable of rolling along a flat plane, fitting into a round hole, and so on? But now there is a question about perception: how can such properties be perceived if they are dispositions? Shouldn’t everything be invisible if the world consists au fond of dispositions? But the world is not invisible, so doesn’t that refute the dispositional theory?  Taking our cue from color, we can reply that this doesn’t follow once we distinguish perceptual shape from objective shape: there is the shape we see and the shape things are—the latter being dispositional, but not the former. We spread perceptual shape on the world as a primitive “categorical” property, but objective shape consists in an array of dispositions to act in certain ways: we perceive what we spread, but we don’t perceive objective shape. Objectively, shape is dispositional; subjectively, it is categorical. There are actually two sorts of shape property; “square” is systematically ambiguous.

            In the case of primary qualities we can say that objective shape properties come from the world (and are dispositional) while subjective shape properties come from the mind and are imposed on the world (and are not dispositional). Thus we can accept the dispositional view of primary qualities while agreeing that dispositions cannot be perceived, without rendering the world invisible—by postulating two levels of shape property. The shapes we see are not the shapes things objectively have; in fact we don’t see objective shape at all (except in some derivative sense).  [3] It isn’t that primary qualities are secondary qualities, since the dispositions that constitute them are not dispositions to produce shape experiences; but they are alike in that perceived shape is imposed on the world like perceived color. And it is fortunate that this duality of properties exists or else the world would be invisible to us, what with dispositions being invisible.

            It might be thought that the dispositional theory of shape (etc.) is not plausible because all dispositions need a “categorical basis” in virtue of which they hold. But this doctrine is not as pellucid as it may seem: for how cannon-dispositional properties give rise to dispositions? By what magic is this accomplished?  (Compare mind and body.) How can dispositions obtain “in virtue of” a categorical basis if that basis has no modal nature—if it concerns merely the present and actual? This isn’t to say that macro dispositions don’t have a basis in micro properties—as solubility has a basis in the properties of molecules—but this basis consists in turn of dispositionsof molecules not merely “structural properties”, as if mere geometry could give rise to power. The molecules are disposed to move and disperse in certain ways when salt is placed in water: that is the “categorical basis” of solubility—except that it isn’t “categorical”. Maybe there is some ultimate basis for all dispositions in nature that is not just another disposition, but the usual so-called categorical bases are really tacitly dispositional (they are about behavior not mere form or substance). It is true that perceived shape, like perceived color, is not dispositional, but that doesn’t stop objective shape from being dispositional; and the two are closely connected. It is as if perceived shape gives rise to dispositions but really the underlying objective shape properties are the things that operate as dispositions. Put simply: the world is the totality of invisible dispositions, but the mind imposes non-dispositional qualities on the world that render it perceptible. The mind supplies what is necessary in order to make the world perceptually accessible to us; if it did not, the world would be as invisible as solubility is.

            The position we have arrived at is distinctly Kantian. There is an objective reality of imperceptible dispositions (the noumenal world) and superimposed on that a layer of sensible qualities whose origin is the mind itself (the phenomenal world). The reason for the divide is the mismatch between dispositions and perception. The world consists of dispositional facts that cannot be experienced (metaphysics), but we gain perceptual contact with things by imposing from our own resources a layer of facts that are not dispositional (epistemology). There are thus two worlds tightly joined together. Think of it like this: when the physical world came into existence it consisted entirely of invisible dispositions; when conscious beings came along that needed to know about the world they overcame the problem of invisibility by inventing a whole new range of properties that they used to mediate between their minds and reality. They penetrated the cloak of invisibility by painting the world in colors they could recognize; or rather, they dealt with the inevitable invisibility of the world by substituting properties they could see. Perceptual systems didn’t make the dispositions visible (that would be impossible); instead they created another world connected to the first world that suited their receptive apparatus better. These beings then imagined that the world they created was the world that exists objectively, instead of being a proxy for it; but the world never became truly visible, because dispositions in their nature cannot be seen. We imposed our a priori geometry on the world along with our color space (and other sensory qualities), but we never gained perceptual access to the underlying realities. To repeat, it is not possible to see what would happen if  (or what is happening in close possible worlds), but that is what a disposition is. We have the illusion that we experience real shape and color, because we impose non-dispositional qualities that we do perceive; but really objective reality is perceptually closed off to us.

            Compare phenomenalism: for a table in the other room to be square is for certain counterfactual conditionals to be true, to the effect that I would have an experience of a square table if I had experiences of moving into that room. But such conditional facts cannot be perceived, so they cannot be what I see when I look at the table. So is the table invisible according to phenomenalism? Yes, if that is all there is to say: I cannot see a square table if that fact consists in having a disposition to appear in a certain way to perceivers, since I cannot see any such disposition. Likewise, if we decide on metaphysical grounds that reality is best understood as consisting entirely of dispositions (powers, potentials), then we face the question of how it can be perceived—and we are led to the kind of two-worlds Kantian view I have sketched.  [4]

            Ever since Plato we have been schooled to accept a realm of universals that serve to constitute reality as we experience it. The idea of a basic duality of universals is not part of that tradition. But our current reflections suggest that universals divide into two quite distinct groups: those that reduce to dispositions and hence are not perceptible, and those that are perceptible but don’t reduce to dispositions (I leave aside other categories such as the abstract and the moral). The latter have their source in the mind (“universals of the mind”), while the former exist in objective reality (“universals of the world”). The mind constructs a world by exploiting the first kind of universal, while the other world exists by dint of its own devices and is entirely dispositional. The two sorts of universal run in parallel while never merging and each belonging to a different layer of reality.      

 

  [1] See my “Another Look at Color”.

  [2] I am thinking of Sydney Shoemaker’s work on properties as powers.

  [3] This allows us to say such things as that perceptual geometry is Euclidian while physical geometry is not—the two dealing with different classes of geometrical properties.

  [4] Actually the view sketched is closer to Schopenhauer than to Kant, since it posits an active world of powers (“Will”) as constituting objective reality; what Schopenhauer would call “Ideas” corresponds to the level I am calling perceptual properties. Other variants of the general bipartite structure are conceivable: the noumenal as constituted by natural laws (also imperceptible) or supernatural spirits (ditto).

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Differentiation and Integration

                                   

 

Differentiation and Integration

 

 

According to standard embryology, the process of ontogenesis is characterized by organic differentiation. From an initially homogeneous collection of cells tissues of various kinds are formed. This is no doubt powered by genetic instructions from within the original uniform cells. Maturation is thus a transformation from sameness to diversity as tissues develop in the body according to a fixed schedule. The end result is an organism composed of many organs each equipped with a characteristic type of cell and associated physiology—heart, lungs, bones, kidneys, etc. As differentiation occurs there is a need for coordination between the new types of tissue and the organs that tissue serves, and the adult organism clearly contains components that need to be integrated into a functioning whole. Thus there is no differentiation without integration (and vice versa). These are the twin pillars of biological development: genetically driven diversification and concomitant integration of the elements thereby generated.

            This basic picture can be applied to language development. Initially there are just undifferentiated cooing sounds existing alongside the inarticulate sounds of crying, but these soon come to be replaced by language-like sounds (consonants and vowels) without structural complexity. These in turn are replaced by one-word sentences (“dada”, “milk”) that display the rudiments of language. Only later do these come to be combined into two-word strings, and subsequently into the full range of syntactic and semantic categories. The details don’t matter for present purposes: what concerns us is that language development follows a pattern of differentiation analogous to that undergone by the body.  [1] A relatively formless initial state is gradually transformed into a highly structured system of elements that combine together. Anatomy develops by differentiation, but so does grammar. When the initial unstructured sentences are transformed into noun phrases and verb phrases there has been a process of differentiation comparable to the formation of heart and lungs (or the internal anatomy of each). This is not surprising once we accept that language is itself a biological phenomenon—an aspect of the human organism. And it makes logical sense: you derive an intricately structured organism from unstructured beginnings by a process of differentiation (it would be difficult to implement such differentiation in the sperm and egg). Language doesn’t emerge fully formed in the child but matures in the brain by a process of increasing structure and complexity. It grows by splitting into different functional units—that must nevertheless be integrated if they are to achieve their purpose. We are accustomed to the idea that language is a system built for integration—producing sentences by combinations of words—but we must also recognize that it is a system that arises by differentiation from something more primitive.  [2] It was once a growing thing in the child and only reaches stasis after a lengthy sequence of differentiating stages—just like other human organs. Language is a product of gradual ontogenesis, which only later achieves its full combinatorial power. The adult language faculty enables integration ad infinitum, but at one time it was without much in the way of internal structure (relatively speaking). So let us add to the productive power of language its origins in a simpler form of living tissue. Grammar is the form that linguistic differentiation takes in human ontogenesis—just like anatomy and physiology. Linguistic differentiation is biologically at one with histological differentiation. Language thus follows the same basic pattern of organic growth. How else could the architecture of language arise?

            But if this is true of language, isn’t it also true of the mind more generally? The various components (“organs”) of the mind must be integrated in order to function as a unity, but first they had to develop by some sort of maturational process. Perception, cognition, emotion, will—all need to emerge as distinct systems during ontogenesis, to be integrated later (or pari passu). But what was the initial state? Some may speak darkly of a blank state, but that would need to be supplemented by an account of how such a state could be progressively differentiated. Something has to turn into the various faculties of mind—some state of the pre-natal brain. About this process we know little to nothing, yet it must be so in some way. What is the analogue to the one word sentence or those even more primitive cooing sounds? And how did concepts emerge by differentiation? They were not present fully formed in the fetus’s brain but arose by a maturational process to become the vast combinatorial system we now deploy with such consummate ease. Presumably they arose by a process of differentiation: from William James’ “blooming, buzzing confusion” (whatever that means) to an articulated array of combinable elements. This maturational differentiation must be genetically driven, like other biological growth, but it results in a psychological faculty far removed from the initial state of the organism. Again, we know little to nothing about how this works, but we have good grounds for supposing a distinct path of differentiation and integration. One can certainly imagine that unstructured thoughts might with time transform into thoughts with a subject-predicate structure—and thence into more complex forms. First there were feature-placing thoughts (the mental counterpart of “It’s raining”) and later they turned into structured thoughts (along the lines of “There is heavy rain in London now”). Conceptual differentiation created the panoply of concepts we now take for granted.

            Coordinating conceptual differentiation and integration is a highly non-trivial task, as it is in the case of the body and language. Once you have the plurality you need to keep it under control. The brain is the ringmaster here. Grammar is encoded in the brain and it sets the rules for combining words; in the case of concepts something analogous must be true—rules that combine concepts in certain acceptable ways (not just arbitrary lists or jumbles). So differentiation combined with integration requires rules or principles of coordination. The heart must be coordinated with the lungs to produce satisfactory aerobic performance; similarly concepts must be coordinated in the right way to produce intelligible thoughts. Integration doesn’t happen by magic. The more differentiation there is the greater the demands of integration. An organism with very simple thoughts doesn’t need much apparatus to keep its thoughts on track, but an organism like us relies on mechanisms that prevent thoughts from forming defectively or randomly. In aphasia these mechanisms can fail, leaving words to fail to link up correctly; in principle the same thing could happen to thoughts—concepts fail to link up to form coherent thoughts. It is surprising that more breakdowns of this kind don’t occur.  [3] If there is a language of thought, there ought to be aphasia in that language if the brain is suitably damaged, which produces aphasic thought. The differentiation and integration of concepts will be tied to linguistic differentiation and integration in the language of thought.       

            The innate language faculty thus has two basic properties: (a) it permits unbounded productivity in its mature form, and (b) it enables a stupendous feat of differentiation as it guides the maturation of language in the child’s brain. It is as creative in the latter respect as in the former (though it doesn’t get as much credit for the latter). The adult lexicon is the product of maturational differentiation (how, we don’t know); sentence production is the outcome of integration rules. Both are built into the genetic blueprint for language. Nor does differentiation cease at normal linguistic maturity, since we continue to make linguistic and conceptual distinctions. The differentiation machine doesn’t go completely offline, its job done; it allows us to make ever-finer distinctions that aid thought. So it isn’t that one kind of creativity completely ends to be replaced by another; we are still able creatively to generate distinctions (though it doesn’t come as naturally as during childhood). Distinction making is as crucial to language development as the growth of the ability to combine existing elements. So I propose conceiving of the language faculty (and the conceptual faculty) as a union of differentiation and integration: it allows the combination of pre-formed elements, to be sure, but it also generates those elements by a (mysterious) process of differentiation. When abnormalities arrest language development we see in sharper outline the maturational stages speakers go through—we see how the differentiation process can be blocked (the same is true of human bodily growth). As adults we tend to forget this early history, but it is as essential to our mastery of language as the growth of the heart is to our survival. The language faculty is as much a creative product as it is a creative producer.

            I said that differentiation and integration are the basic laws of biology (so far as concerns ontogenesis), but they are also relevant to evolutionary change. For what is species evolution but biological differentiation? Natural selection causes species differentiation (along with other factors), though mechanically not by pre-set program. There is no predetermined evolutionary schedule like the maturational schedule. Thus simpler forms evolve into more complex forms, splitting off to make a new kind of biological entity. Phylogeny recapitulates ontogeny. However, there is no real analogue to integration, since the different species don’t operate together to form a larger whole. True, it used to be thought that this might be so, as if each species had its functional role in the super-entity called Nature (“the biosphere”); but these days we tend to think that the entities that have arisen by evolutionary differentiation are independent entities subject to no coordinating principles. They are not like organs in a body or words in a language. There is no “grammar of nature”.  The evolution of species is differentiation withoutintegration.  [4]

 

  [1] This point of view is defended by Eric Lenneberg in Biological Foundations of Language (1967), esp. Chapter Seven.

  [2] This is in no way incompatible with the nativist account of language acquisition: the genetic instructions for generating full-fledged language are present at birth, but that is consistent with the existence of a maturational schedule that involves cellular and cognitive differentiation. Similarly, instructions for building a heart at a certain maturational stage are present at birth, but it takes time for the actual organ to be constructed by a process of differentiation. Nouns and verbs emerge at a certain maturational stage (the second year of life), but the program for making them was written in the genes.  

  [3] Drunkenness can cause breakdowns of motor coordination analogous to earlier stages of motor development (a kind of regression), including speech difficulties; but it doesn’t appear that drunkenness can derail the performance of the language of thought—we keep thinking coherently as we stagger and trip, slur and mumble.

  [4] Suppose there was a symbiotic parasite that entered the brains of host species and conferred language on the host—the parasite contains grammar. The parasite might instigate a series of maturational stages of language development in the host just like those of humans. It is functioning as an organ of the host’s body/mind—much as symbiosis in general has this character. This would provide a sense in which different species might operate as a unity.

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Consciousness and Qualities

                                               

 

 

Consciousness and Qualities

 

 

There are good reasons to suppose that the qualities we perceive the world to have do not belong to it objectively. The most obvious example is color, but it can also be argued that perceived shape is not an objective property of things.  [1] I am concerned here with the consequences of this position for the nature of consciousness and for the general veracity of our view of reality. So suppose that color and shape, as we perceive them, are indeed projected qualities of things, not belonging to the austere objective conception of reality; in particular, suppose that we do not derive such perceptual categories from the antecedently existing physical world. What does that tell us about the powers of consciousness and about the relation between appearance and reality?

            It tells us, first, that the sensible qualities of things originate in the mind: consciousness is the cradle of these qualities. Consciousness creates these qualities; it doesn’t find them existing already in the observable world (nor are they handed down by God). The qualities are projected outward, but they have an inward origin. This is a remarkable power: qualia (if there are such) depend for their existence on consciousness, but so too do the qualities that we sense in the external world. How does consciousness generate these qualities? It doesn’t itself instantiate them, but it manages to conjure them from somewhere—or nowhere. If it is puzzling how the physical world generates consciousness, it is also puzzling how consciousness generates the external world of color and shape (and other qualities). Before consciousness came to exist there were no such qualities, but with consciousness they blossomed into being—as flowers once did in evolutionary history. If physical reality consists wholly of powers, which are not themselves perceptible, then qualities were introduced by the mind in order to render the world perceptible; but how is this achieved—how are qualities manufactured? Whatever theory of consciousness we develop, it needs to explain how consciousness has this originative power. I don’t think we have even the beginnings of such a theory.

            How closely does the world of perception correspond to the objective world? Is the world the mind projects the same as the world that independently exists? No, it is not the same, since the projected qualities don’t exist in the world as it is in itself. So much is commonly accepted: the qualities that constitute appearance are not found in the reality that appears (considered independently of appearing). There may well be structural correspondences, but the two worlds diverge in what they contain. What I want to draw attention to is a point not often (if ever) noted, concerning the nature of instantiation. Our understanding of instantiation must be shaped (likely constituted) by the way qualities strike us in perception—by how things look, primarily. What it is for an object to instantiate a quality is exemplified by things looking red to us (say): this is how instantiation appears to us. But such qualities are projected from our own mode of sensibility not derived from reality, as it exists independently; so it is to be expected that instantiation, as we conceive it, is likewise projected. It is not just the quality red that is projected but being red. The mode in which objects have properties is conceived on the model of perceptual seeming, which results from the way we impose qualities onto reality. But there is no guarantee that objective instantiation will conform to this aspect of appearance—maybe the way things actually instantiate properties is remote from the way we represent such instantiation in perception. What this means is that the structure by which we grasp reality is conditioned by our mode of sensibility—the structure of objects instantiating properties. To put it differently, our notion of a fact is an offshoot of subjectively imposed qualities. The paradigm of a fact is an object being red or square, but if these facts reflect projected qualities, not objective conditions, then our whole conception of reality is shaped by our psychological make-up. The very idea of objects having properties, as we conceive of it, is infected with subjectivity, i.e. the mode of sensibility we bring to the world. We try to extend our notion of instantiation beyond the appearances, but it is bound up with appearances from the beginning, because the qualities that appear originate in us.

            Suppose the picture of the world presented by current physics is on the right lines: physical reality consists of fields of force exhibiting certain powers at certain spatiotemporal points. Does the presence of these powers in a field mirror the way objects appear to us to be red or square? Is that the way powers are instantiated in objective physical reality? Certainly we can’t sense these powers as we sense color and shape, so we can’t apprehend their mode of instantiation in that way. Powers are not qualities and fields are not perceptible objects, so the mode of instantiation involved will not mirror the kind that we perceive; perhaps we have little idea of what it involves. We vaguely think of it as like colors-as-perceived, but it may not be like that at all. Thus the physical facts don’t necessarily have the structure of the facts we perceive—facts that arise by projection. Our concept of instantiation may be as parochial and subjective as the qualities we project onto the world.

            There is something Kantian about this picture of things, but it is not committed to the total inaccessibility of the objective world. Nor does it regard space and time as merely subjectively imposed categories. It says rather that the world of appearance is constituted by qualities and structures that derive from the conscious mind not from objective reality. These qualities and structures are not “copies” of the world, derived by some sort of imprinting, as classical empiricism supposed; they are products of human consciousness (mysteriously so). The mind needs to find a way to cope with the world, to represent it, and the imposition of perceptible qualities is the way it has come up with. If the world consists purely of powers, something like the imposition of qualities is necessary, because powers cannot be perceived. The point I have wanted to make here is that consciousness must have the power to generate the imposed qualities, in addition to its other characteristics. Further, the structure in which these qualities feature inevitably reflects their status: the instantiation of projected qualities is itself projected—and whether objective instantiation fits this model is a moot point. Consciousness has to be the origin of (perceived) instantiation as well as of the qualities instantiated—form and content. The world we perceive is thus an upshot of consciousness not of antecedently existing reality—which can only be described as a type of idealism. I don’t doubt that there is an objective world and that it stands in some sort of correspondence relation to how things appear to us, but the constituents of our perceptual experience—of the world as we perceive it—derive from the mind’s own resources (ultimately from the brain). In this respect perceptual representation resembles language: language is a product of the mind, constrained by the mind’s inner nature, not some sort of imprint of objective reality—similarly for the structured qualities that form our perceptual world.

 

Colin McGinn

    

  [1] This has to do with the geometry of space, relativity theory, and so on; I won’t get into this now. I will only say that there is really no a priori reason to suppose that how we perceive extension and its modes coincides with the actual structure of matter (though there may be a correspondence of sorts). Do other species perceive the real objective nature of matter and space accurately? Are the qualities that mice attribute to the world in their perceptual experience the very qualities that feature in the correct objective conception of reality? Is the correct geometry of the universe already written into the forms of animal experience?

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