Divine Supervenience

                                                Divine Supervenience

 

 

I wish to broach an extremely speculative theological question: Is God supervenient on the universe. More precisely, are the properties of God uniquely determined by the properties of the universe? Does any universe qualitatively identical to our universe in all its non-divine attributes contain a god that is qualitatively identical to our God (assuming we have one)? Is divinity supervenient on non-divinity? This is a question of modal dependence: does the nature of the universe necessitate the nature of God? Could the attributes of God vary while the universe stays the same in all non-divine respects?

            It is clear that the universe is not supervenient on God. All the attributes traditionally ascribed to God (I am thinking primarily of the Judeo-Christian God) could hold and yet the universe differ from the way it is. The nature of God does not determine the nature of matter, say: nothing in world religions or arcane theology can determine that the matter of the universe should contain the elementary physical particles that we have discovered. Quarks don’t follow from angels and gravity doesn’t follow from God’s omniscience, omnipotence, and moral perfection. The same God (or type of god) could preside over a universe containing a very different physics or biology or psychology. This follows from the fact that God was free to create any number of different universes compatibly with having the nature that he has. We cannot read the nature of the universe off the nature of God. Maybe if pantheism was true and God were identical to the universe we could, but if he stands apart from the universe we can’t.

            But the other way about is not so straightforward: could the god of a universe just like ours be totally different in his nature from our God? Could this other god fail to be omniscient, omnipotent, and morally perfect? Could he be ignorant about certain matters, powerless in certain areas, and morally compromised? Could he be mad, bad, and lazy? Could a god be five foot two, three hundred pounds, and an inveterate gambler? Maybe there are divine beings satisfying these descriptions in universes very different from ours, but could universes just like ours harbor such gods? Or is it that there is just one kind of god that all universes like ours must share?

What is important here is the psychology of God’s creatures, especially us: could there be universes with a different type of god that were identical to ours in all psychological respects? This includes spiritual aspirations, values, rituals, religious convictions, and so on. So we need to consider universes that are just like ours in these respects—with the same religions as ours. Specifically, could a god have created a universe like ours and yet have a different nature from our God? Well, he would presumably have to be a deceiver to make this happen: he knowingly creates a universe in which he is characterized by its denizens in a certain way and yet he is nothing like that way. Wouldn’t he rather create a universe in which he is believed to be pretty much the way he is? Why create false religious beliefs in people? It is true that we don’t know everything about God, so our beliefs don’t fix his nature completely, but it would be strange for God to allow us to form radically false theories of his nature, never correcting these theories. We would therefore expect that God is somewhat supervenient on the facts of the universe he has created—on pain of allowing world religions to be completely erroneous. How could we follow God’s commands and wishes if we had no idea what they were? How could we do what is right according to God and yet be totally wrong about what he deems to be right? If God created the world and has certain intentions for us, he cannot allow that his nature departs radically from what we believe: he must be more or less as we believe him to be. Thus God’s nature must supervene on our religious beliefs, at least in part.

            There is one way in which divine supervenience is guaranteed: God is just a figment of the human imagination. Sherlock Holmes is supervenient on the psychology of Sir Arthur Conan Doyle because he is a fictional character; if God is a fictional character created by the human mind, then he too will have no nature beyond that which is stipulated by the human mind. Thus atheism implies divine supervenience. But if God is real and ontologically independent of human beings, then his nature will not necessarily follow from human psychology. It may then seem that there should be no bar to divine variation combined with sameness of universe; and yet theology suggests that the relationship cannot be that loose. Humans need true beliefs about God to fulfill God’s purposes, but then God cannot create a universe that belies his nature. He must create a universe that reflects his nature, provides clues to it, does not mislead people about it. And that requires something like supervenience, at least with respect to the more personal qualities of God. God must create a universe such that his nature is at least partially reflected in that universe, so any universe just like ours will contain a god at least very similar to ours. Given God’s purposes for humans, he must create a universe from which his nature more or less follows. And in fact many theologies expressly maintain that God is reflected in his creation—in its beauty, in the existence of conscience, and in its ultimate goodness. If a universe resembles our universe in these respects, then it must contain a god that is similar to our God (assuming it contains any god with the standard sorts of intentions for us)—hence supervenience. Fix the non-divine facts, particularly human psychology, and you fix the divine facts.

            An ambitious theology might try to prove that the entire nature of God is necessarily fixed by the nature of his creation, down to the last detail. Nothing in God can vary while keeping his universe fixed; his properties are wholly dependent on the properties of the universe—not causally, of course, but in the sense of supervenience. His nature can be completely read off the universe. It is hard to see how such a proof would go, though it would be nice to see it. What we can say is that standard theology implies that supervenience holds, at least partially.  [1]

 

  [1] The notion of partial supervenience is not commonly employed, but it has a clear meaning: most or some of what is true of one domain is determined by what is true of some other domain. Thus, for example, the mental might be said to be partially determined by the physical: most or some of what is true of the mental is fixed by what is true of the physical.

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Descartes, Hume, and the Cogito

 

 

There is something surprising about the Cogito: it is not merely trivially true like, “I think, therefore I have states of mind” or “I think, therefore there is a non-empty set of my thoughts”. What is it that is surprising? Not the claim that I have thoughts, and not the claim that I exist, but the claim that my existence follows from my having thoughts. I take it for granted that I think and that I exist, but I don’t take it for granted that these two facts are logically connected—the Cogito informs me of that connection. That is the point of the Cogito. It is the “therefore” in it that commands interest. It is surprising that the existence of a self should be implicit in acts of thinking—that such acts should require a thing to perform them. For could there not be acts without an actor? Compare the Corporea: “I breathe, therefore I have a body”. I know that I breathe and I know that I have a body, but it is surprising to be told that the former demonstrates the latter—that having a body is logically implicit in acts of breathing. That is, it is surprising that we can infer the existence of a thing that breathes from the mere fact of the existence of breaths. For could there not be events without objects? Descartes invites us to accept that we are thinking things (“substances”) based on the premise that we perform thinking acts—as someone might try to derive bodily things from bodily acts. But the inference in both cases is notoriously questionable: all we can derive logically from acts and events are acts and events, not things that are the subject of such acts and events. We might be committed to a metaphysical theory that recognizes only acts and events, with no objects in the picture, or we might believe in the metaphysical possibility of free-floating acts and events; in neither case will we see a logical connection between the existence of acts or events, on the one hand, and the existence of objects that perform or undergo these acts or events, on the other. We certainly won’t think that we can prove to a skeptic that there are things that think or breathe merely from the fact that there is thinking or breathing (hence Lichtenberg’s objection). Such a proof requires a substantive metaphysical assumption and is certainly not self-evident. So the interesting part of the Cogito is also the most questionable part. Such is philosophy.

            Now consider Hume’s anti-Cogito. Hume invites us to agree that we do not exist, or at least that we have no rational reason to suppose that we do (we might believe it instinctively). The argument for this is that we cannot find the self by looking within: we find only perceptions, thoughts, and feelings, not a self that has them. I know that I have thoughts because I can be conscious of my thoughts introspectively, but I cannot know that I exist by being conscious of myself introspectively—for I do not encounter myself in this way (nor in any other way).  [1] I have thoughts and yet I do not exist (or there is no reason to believe that I do). We might even put Hume’s argument in the form of a deduction: “I think, therefore I do not exist”.  [2] For it is the known existence of my thoughts that reveals by contrast that my self is unknowable: I am not the kind of object of knowledge that my thoughts are—they can be encountered and I cannot. Moreover, for Hume I am rendered redundant once thoughts are introduced: if I have a robust mental life, why do I need to be a thing that has this mental life—isn’t the mental life enough? According to Hume, the self contrasts with thoughts epistemologically, not being knowable as they are; and it is surplus to requirements. Thoughts are therefore not a reason to believe in the self, but a reason to doubt its existence. We can never know the self to exist in the way we know thoughts to exist—by being presented with the self. And there is no other way we could know the self to exist. Thoughts crowd out the self instead of ushering it in.

            Hume’s argument is also surprising. It is certainly surprising to be told that I do not exist, based on the premise that I can’t be encountered in introspection; but this is actually a bad argument—and I don’t think Hume is guilty of it (though many of his readers have been). For it does not follow from the fact that I cannot encounter Xthat X does not exist—that would be to infer an ontological conclusion from an epistemological premise. But Hume’s argument is surprising even without that familiar non sequitur, because it is surprising that the self does not possess the kind of accessibility that thoughts possess: we assume that thoughts can be encountered, and we assume likewise that the self can be, but Hume persuades us that the latter assumption is false. It is surprising to discover that something whose existence we take for granted (rightly so, in my view) is not knowable in the way we naively supposed. The surprise here is analogous to the surprise delivered by Hume’s argument about causation: we assume causation to exist (rightly so, in my view) but are surprised to discover that it cannot be encountered in the perception of causally related objects (because of the imperceptibility of necessary connection). The self similarly eludes encounter—and that is surprising. What Hume’s argument tells us (or purports to) is that we have no reason to believe in the self that is based on the known existence of thoughts, still less on direct experience of the self. Hence it is an anti-Cogito: “I think, but I cannot infer from this that I exist”.

            Both Descartes’ Cogito and Hume’s anti-Cogito rank as paradigms of philosophy: they find (or claim to find) something surprising in even the most familiar and intimately known facts. This tendency to find the surprising in the commonplace is characteristic of philosophy. You can learn a lot about philosophy just by considering these two arguments.  [3]

 

  [1] Descartes’ argument can be read as conceding Hume’s main point (setting aside chronology), since Descartes never claims that we have direct conscious awareness of the self—hence it must be inferred from things of which we do have such awareness, viz. thoughts. From Hume’s point of view, however, no such argument could ever work, since selves and thoughts are “distinct existences”, so that one never logically implies the other.

  [2] I am here calling “Hume’s argument” an argument that many have derived from Hume—to the effect that there is no such thing as the self. In fact, I don’t think Hume argued this way, concluding only that we have no knowledgeof the self. But I am trying to avoid exegetical questions and focus in on a well-known line of thought.

  [3] The main purpose of this essay is pedagogical: setting Descartes’ argument and Hume’s argument side-by-side, contrasting and comparing. I think this would be a good way to begin an introductory philosophy course: two compelling lines of thought that lead in opposite directions.

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Descartes Without Dualism

 

                                                Descartes without Dualism

 

 

There is something right about Descartes’ metaphysics of mind and body and something wrong. He is right in supposing there is a kind of symmetrical duality with respect to mind and body, but wrong in supposing there is a corresponding dualism of substances. A body is an extended thing that moves; a mind is a conscious thing that thinks. The essence of body is extension and the essential activity of body is motion (we might think of these as passive and active essence). The essence of mind is consciousness and the essential activity of mind is thinking (again, passive and active essence). Matter is something and does something; mind is something and does something: the former is extended and moves, while the latter is conscious and thinks. Thus we have the ontological categories of extended mobile things and conscious thinking things. The attributes differ, but the abstract structure is much the same.

            There are questions of creation or emergence in both cases. What is the origin of extended body and what confers motion on things? What is the origin of consciousness and what confers thinking on things? Both questions raise difficult explanatory problems: How could extension arise from the absence of extension, and what is the ultimate origin of motion? And how could consciousness arise from the absence of consciousness, and what is the origin of thought? Descartes postulated God (i.e. miracles) in both cases, because these creation questions seemed to him insurmountable otherwise. We still have these questions, only now we talk about the big bang and kinetic energy, or about the brain and neural activity. In both cases we have explanatory gaps and the appearance of creation ex nihilo. Both problems are “hard”. We are told that space (extension) itself emerged at the moment of the big bang, but it is far from clear how; and we are also told that consciousness arose at some point during evolution by means of genetic mutation, but it is far from clear how.

            A further symmetry concerns laws: the activity of motion is subject to law, described first by Newton and then by Einstein; the activity of thinking should also be subject to law, though we have yet to find our Newton or Einstein. Still, thinking should be subject to law, since it is a dynamic process; and maybe we have glimmerings of what the laws would look like (logic gives a clue).

            Perhaps, too, we can apply the innate-acquired distinction in both cases. A body has a shape that belongs to it by its original nature, but the shape can be changed during its history: there is original extension and acquired extension (though of course all extension has a history). A planet has a certain extension in space as part of its “initial endowment”, but it may be subject to external bombardment and lose that shape, acquiring a new shape. An object has a certain size and shape at the time of its creation (at the moment of its “birth”), but these can be modified over time (“by experience”). This mirrors the traditional distinction between innate and acquired ideas: those we are born with and those we acquire.

            Thus there are clear symmetries between the dual attributes of mind and body: we have structural parities within differences. So Descartes was right to erect a system of distinct elements that nevertheless exhibit a parallel structure. The world consists of (a) extended bodies that move and (b) conscious minds that think—so far so good. But he took another step that was not so good: he claimed that this duality is underpinned by a dualism of substances. Not content with claiming that consciousness and thought are not modes of extension and motion, he also claimed that these attributes could not be attributes of the same thing: nothing could be both extended and mobile and conscious and thinking. Thus consciousness and thought had to exist in a substance lacking extension and mobility, ontologically separate from the body.  [1] I won’t go over the standard arguments against this picture, except to note that it is no more intelligible how an immobile entity without extension could be a conscious thinking thing than how an extended mobile body could be one—rather less so. Substance dualism gets us nowhere. The reason we always find conscious thinkers conjoined with extended moving bodies is simply that these are aspects of the same thing—they don’t float free of one another. The mental substance is the material substance (the mind is the brain). But that does not imply that mental and physical attributes are the same. Descartes has interpreted a lack of intelligible connection between the attributes as an actual incompatibility in their possibilities of instantiation—inferring that they cannot be attributes of the same thing. What we really have is co-instantiation of attributes in a single substance, combined with an absence of explanatory connection between the attributes: extension does not explain consciousness, and motion does not explain thinking. Still, extension may well be a necessary condition of consciousness, and motion may be a necessary condition of thinking: you need an extended brain to be conscious, and there have to be motions in that brain for thinking to be possible. Not that we can understand these dependencies; it is just that we have good reason to believe that they obtain.

            So I take it Descartes was wrong to deny that a conscious thinking thing is an extended moving thing—that is precisely what a person is. There is no dualism of substances and no possibility of separation of mind and body. Yet he was quite right to distinguish mind and body in the way he did: he was right to see a difference of essence, and he was right to see deep parities in the abstract form of both sides of the dichotomy. In fact, the abstract parities are at least as important, metaphysically, as the difference of essence—though less often noted. From a metaphysical point of view, mind and body are on a par—both of them being substances with defining essences (both passive and active), and raising similar questions of origin and laws, as well as exhibiting an innate-acquired distinction. There is no “category mistake” in remarking these symmetries. Metaphysically, Descartes’ duality is perfectly reasonable and useful; he erred simply in supposing that it requires a dualism of substances. But that dualism is easily detachable from the basic picture, leaving what we can describe as Cartesian monism. It is monism because there is only one substance, and it is Cartesian because it agrees with Descartes’ account of the difference between mind and body. It also recognizes the broad structural similarities between mind and body that Descartes identified. To repeat: mind is essentially a substance that is conscious (passive) and thinks (active), while body is essentially a substance that is extended (passive) and moves (active). Mind is thinking consciousness, while matter is moving extension. A person or self has both mind and body.  [2]

 

  [1] I don’t know if Descartes ever explicitly claimed that the soul cannot move, but if it is without extension and does not exist in space it is difficult to see how it could move. The question is clearly awkward for him, since we do go on as if people move about, not just their bodies.

  [2] To put the point in more modern terms, the mind is identical to the brain but the brain has two sorts of attribute: (a) extension and motion, and (b) consciousness and thought—with neither pair of attributes being reducible to the other pair.

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Degrees of Determinism

                                               

 

 

Degrees of Determinism

 

 

People usually talk about determinism and indeterminism as if it were a binary affair. But there are different strengths of determinism and indeterminism, with some more plausible than others. Let me first define the strongest possible kind of determinism: if a cause from the actual world is repeated in a possible world, it will always produce an effect just like the one produced in the actual world. The cause necessitates the effect, in the strongest sense of necessity. Whenever causes recur there cannot be any variation in the effect produced. Duplicate causes produce duplicate effects as a matter of (metaphysical) necessity. We can compare this to the claim that nothing can follow a given number in the number series but the number that actually follows it (e.g. nothing can follow 3 but 4): a given number determines the number that follows it. Similarly, the premises of a valid argument determine the conclusion in the sense that in no possible world does anything else follow from those premises. We use the word “follow” in each of these cases and the determinist claim is that nothing can follow except what doesfollow. This is stronger than saying that in our universe like causes always produce like effects; it says that in every possible universe the sequence of events is the same as in our universe, given identity of causes. If one billiard ball hits another in our universe and brings about a certain effect, then an exactly alike cause in any possible world will produce an effect of the same type. We might call this “full-strength determinism”.

            But we can dilute this kind of determinism in different ways. We can replace talk of metaphysical necessity with talk of nomological necessity or we can limit determinism to our own universe while remaining agnostic about other possible universes. We can also introduce the notion of partial determinism understood as follows: the properties of the cause don’t fully determine the properties of the effect, but they do partially determine them. Given the cause, the effect must have a certain subset of the properties it has in other instances—though not all. The effect doesn’t have to be exactly alike in all cases involving the same cause (type not token), but it has to be alike in certain respects. Then we can have degrees of determinism fixed by how many properties have to be invariant across cases: is it most properties or many or a few? And which ones have to be invariant from case to case? For example, the impacting billiard ball might have to produce the same linear motion from case to case, but not the same spin or the same noise or the same displacement of air. Maybe some properties will be selected as always present in the effect while others are optional; or it may be held that no particular set of properties must be present. Thus full determinism is rejected but partial determinism is retained—the weakest kind being that at least some effect has to be produced though it may be very different from case to case (the billiard ball has to do something, but what it does is entirely up for grabs).

            Corresponding to degrees of determinism we have degrees of indeterminism. The indeterminist need not be committed to the very strongest form of indeterminism, namely there is no uniformity from case to case. If someone were to claim that nature possesses no uniformity at all, with like causes always producing unlike effects, we would reject that as empirically false: it is simply not the case that billiard ball collisions sometimes cause motion in the struck ball and sometimes cause it to change color and sometimes make it explode and sometimes turn it into an egg. None of this happens, so indeterminism of this kind is obviously false. Still, it is an apparently intelligible view—it might describe a logically possible world. But we can scale back from it as we did with determinism, limiting indeterminism to the possibility that some properties of the effect are not uniform from case to case.  For instance, the exact trajectories of particles may not be determined by the cause, but the cause cannot produce no motion at all or a change of color or an alteration of electric charge. That is, determinism might be partially true but not wholly true; thus indeterminism is only partially true. No one has ever claimed that our universe is subject to full-strength indeterminism; the claim has only been that indeterminism holds in certain limited domains (usually quantum physics and free will). Nor has anyone claimed that there are possible worlds that are subject to indeterminism in every respect: worlds in which identical causes always produce wildly varying effects—from balls moving to balls igniting to balls turning into eggs. I myself find the idea of such a world repugnant to reason—a mere fancy. In any case, it is not what people mean who advocate indeterminism. They typically mean something quite limited, a small breach in the general determinism of nature. They believe in local indeterminism not global indeterminism.

            This raises a question that should receive more attention: if extreme indeterminism is out of the question, why is partial indeterminism deemed acceptable? If nature can be non-uniform in one area, why can’t it be non-uniform in all areas? If it makes sense here, why doesn’t it make sense everywhere? People who say that quantum mechanics shows that the world is not deterministic are speaking sloppily, since all they mean is that certainproperties of quantum effects are not always preserved in the presence of the same cause. But many properties arepreserved, so determinism is true with respect to those properties. No one has ever given any reason for supposing that nothing is determined by the cause, so that any kind of effect can follow the same cause; and such a claim is both factually false and dubiously intelligible. To repeat: it is not true that there is radical variation from case to case, with identical causes generating wildly different effects; and if we try to imagine a world like that, we get something that tests credulity. How could a billiard ball turn another billiard ball into an egg or a thought or a singing nun? Such things are impossible! But if they are impossible, why is it not impossible for the same cause to produce a slightly different effect? If they are impossible because determinism is a condition of possibility, then why can there be even minor violations of determinism? It is as if the indeterminist implicitly understands that his startling doctrine can only be pushed so far before it collapses into absurdity, so he declines to consider pushing it further. We end up with the view that only a very limited indeterminism could be true, on pain of leaving all reality behind. It can only occur in small pockets of the universe. Mostly things are deterministic.

To me this suggests that we should do our best to find alternative explanations of observable phenomena, accepting even local indeterminism with great reluctance. In the case of free will, we should not rush to embrace indeterminism without asking ourselves what we would think of more extreme forms of indeterminism; we should work to develop a view of free will that avoids anything like this.  [1] In the case of quantum mechanics, who knows what to say, but we should be cautious about adopting indeterminism even in this restricted domain—given that we would never accept it more globally. No one thinks, for instance, that the unpredictability of the weather is a good reason to accept meteorological indeterminism; and anyone who thinks it is should be asked whether they think the world is subject to indeterminism through and through. How much of an indeterminist are you are you willing to be? I myself am inclined to accept full-strength determinism, as strong as logical and mathematical determinism (though it is hard to see how that position could be proved); but no sane person is willing to accept the correspondingly strong form of indeterminism (nothing is determined). My point has been that local indeterminism is the same kind of thing as the global kind: if it is intelligible in one place, it ought to be intelligible everywhere. And why should it be true of only certain things and not others? Shouldn’t nature be uniformly indeterminist if it is indeterminist at all? It would be strange if nature were only partially governed by laws, with some parts lawful and others lawless: for example, protons fall under laws but electrons don’t. Could cats be law-governed but not dogs? Could particles and people be subject to indeterminism but nothing else? What makes these things so exceptional? And anyway particles and people are somewhat deterministic even according to indeterminist views—so why aren’t they wholly so? Local indeterminism is an anomalous position given that we must accept that determinism is the general rule.  [2]

 

  [1] I think that free will entails determinism, so I have no motivation to invoke indeterminism here. It would be nice to show that quantum mechanics likewise entails determinism (!) and is not merely compatible with it.

  [2] The belief in miracles also involves a curious confinement: they happen locally and sporadically, not universally. It is as if people need to believe that nature is not wholly natural—there are pockets of the supernatural in nature. Similarly, the belief in indeterminism is apt to be confined to certain areas, as if the rule of determinism has to have exceptions. The issues are connected inasmuch as miracles will involve breaches of determinism and indeterminism has the look of a miracle (is that the psychological basis of the attraction of indeterminism?). Indeterminism excites our sense of wonder while determinism reminds us of the inescapability of the daily grind.  

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Deep Common Sense

 

 

It is helpful to distinguish between what I shall call deep common sense (DCS) and local common sense (LCS). DCS is the kind of common sense that all humans share and which has existed for hundreds and thousands of years (and may well have been present in earlier hominids). It is a human universal, independent of time, place, and cultural context. It is deep in the sense that it underlies other aspects of what we call common sense, such as local knowledge of places and things: the most fundamental stratum of human belief or commitment. LCS is what gets added to DCS in the way of local and specific beliefs, whether folk or scientific—it puts flesh on the bones. DCS is analogous to universal grammar, as Chomsky understands it, and LCS is analogous to particular spoken languages.

            What does DCS contain? Answering this question fully would require a lengthy conceptual and empirical inquiry; I shall offer the outlines of an answer, focused specifically on the question of our deep beliefs regarding the external world. The most basic component of DCS is the belief (or assumption) that we enjoy a range of experiences: perceptual, emotional, imaginative, cognitive, dream, and bodily. These are experiences that a subject of consciousness possesses—and we take this subject to exist from moment to moment. We also assume that space and time form the background to experience: space and time are objectively real and we exist within space and time. We accept too that our experiences correspond in some fashion to objects within space and time—objects that exist independently of our experience and are responsible for our experience. Thus part of DCS is belief in an external reality—a world beyond the experiencing mind. But it does not follow that we believe in “material objects” or that our experience mirrors or resembles the nature of external objects. I want to suggest that DCS is neutral on such questions: it holds merely that external objects exist in space and time, but it takes no stand on what these objects are in themselves or whether we perceive them in their objective nature. That is a matter for LCS: are they collocations of material particles, ideas in the mind of God, permanent possibilities of sensation, windowless monads, centers of sentience, or what have you? Are they directly perceived or indirectly represented? Do they have all the properties they appear to have? This kind of belief can vary from group to group, unlike the universal assumption that there are external objects of some sort that stand in some relation to human experience. DCS is schematic regarding the nature of the external world: it is a placeholder for more specific beliefs, both folk and scientific. But it is committed to the notion that there is an external world. It is not similarly committed to the existence of other minds: an individual might not have anyone around her possessing a mind (she is entirely solitary); and anyway it is not mandatory to accept that other people (or animals) have minds. That again is part of LCS: it is not part of our deep commitments about reality—any more than a belief in trees and dogs. It is not part of the very structure of the human conceptual scheme. We have no deep belief that insects and reptiles have minds (even though they probably do) and human minds don’t differ as a matter of principle: this is an optional belief so far as DCS is concerned.  [1] But we are deeply committed to the idea that we live in a spatiotemporal world containing objects external to our minds.

            Anything else? I think we are committed to belief in logical and natural laws: we hold that thought is governed by rules of reasoning and that nature is subject to lawful regularities. What these laws precisely are lies outside the scope of DCS: that is a matter for research and discovery, and people will vary in their answers. What we deeply believe is just that logical and natural laws exist. Even our distant prehistoric ancestors believed in valid reasoning and predictability via law (they weren’t stupid). Likewise they believed in the moral distinction between right and wrong, and also that this distinction matters. By no means is DCS cautiously empiricist or cowed by skepticism: it has no trouble accepting entities that go beyond immediate experience—space, time, the self, external objects, logical and natural necessity, moral norms. DCS conceives of human experience as existing within an objective framework, not as constituting the whole of reality. Experience is internal to this framework, not the framework itself; it exists alongside non-experiential things. It is just that it is neutral as to the nature of the things to which it is committed, except in a schematic way. It is realist but unspecific.

            What DCS does not contain is belief in such things as the sun, the earth, mountains, oceans, elephants, trees, deserts, ancient civilizations, democracy, gods, creationism, and so on. We may describe these as part of the common sense of particular groups, but they are not part of the universal structure of beliefs embedded deep in the human mind. DCS does not even contain a belief in material objects in anything like the sense this phrase has in LCS: the very concept of matter is alien to DCS, being a concept of science and its cultural context. Does a dog believe in the existence of material objects—does it bring the objects of its perception under such a concept? No, though it no doubt assumes that what it sees exists independently of its seeing it. You can believe that rocks and streams are reincarnations of the souls of the dead and still subscribe to DCS. Possibly our remote ancestors did have just such local cultural beliefs as a way of fleshing out their schematic conception of reality. The contemporary idea of material objects is heavily imbued with scientific and philosophical theory, not a primitive component of common sense at its most fundamental level. Nor does DCS assume that everything that belongs to appearance belongs to reality: it doesn’t assume, say, that external objects are objectively colored. It understands the difference between appearance and reality, thus allowing for the possibility that things may not be just as they seem. Naïve realism is not part of its portfolio: that is a matter of local theory not core commitment.

            This two-tier model of common sense enables us to say something it is important to say: while local common sense has been challenged by the discoveries of science, deep common sense has never been so challenged. For example, the geocentric theory of the universe has been refuted by science, which is surely part of the LCS of many groups, but science has never challenged the belief that there are external objects, which is a core tenet of DCS. Nor has science undermined the belief in space and time, though particular folk theories of space and time have no doubt been challenged. Philosophers might question the central tenets of DCS, but scientists have not; so we cannot say that science has ever falsified DCS. Nor is it easy to see how science could falsify DCS: it is, if a theory at all, a theory at a more abstract level than the level reachable by empirical science. How could science ever prove that space and time are unreal, or that there are no objects external to the mind? How could it prove that there are no logical or natural laws? DCS is not vulnerable to scientific refutation, though LCS certainly is.

There has been a tendency to suppose that if some part of common sense has been undermined by science, then any part may be; but that is a non sequitur, since the parts vary in their content, as with DCS and LCS. And the stratum occupied by DCS is quite substantial—by no means trivial. Thus the core of common sense is invulnerable to refutation by science (though philosophy might be able to make dents in it). DCS is commendably cautious when it comes to the specific nature of the external world and our relationship to it, though LCS is susceptible to error and absurdity. It is tempting to see DCS as innate and ancient, deriving in large measure from non-human animals, while LCS reflects passing cultural influences, fads, and fashions. It is as if DCS says: “We really don’t know much about the nature of the world beyond the mind, so let’s not commit ourselves on the subject; suffice it to note that there is an external world of some description”. And it is true that nothing in immediate experience offers a clear message about the objective nature of the external world, since it is compatible with many possibilities—experience might be massively misleading and it doesn’t answer a host of questions about the nature of reality. Things may not be what they seem and they may have a being that transcends their seeming—DCS accepts those truisms. It takes LCS to venture beyond this kind of minimalism, accepting things like naïve realism or the atomic theory. Thus what is universal to human belief survives challenge by science, while what is local can readily be so challenged. In this sense, common sense has not, and probably cannot, be undermined by science. What is called common sense is often proto-science, and hence can be refuted by superior science, but not all of common sense counts as proto-science—specifically, the bare belief in an external world.  [2]

 

  [1] Someone who resolutely denies that that other people have minds, based on a theory of his own invention, is rightly regarded as eccentric, but he does not reject a universal tenet of common sense—while someone who thinks that he is the only existent thing does violate basic common sense.

  [2] It is as if deep common sense has been designed to fit a variety of possible environments or worlds: it studiously avoids too much specificity. It is then filled out by particular belief systems that may or may not survive scrutiny. Compare: all human languages contain verb phrases and noun phrases, but they vary in the specific phrases they contain.

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Dark Mind

                                               

 

 

Dark Mind

 

 

Dark matter pre-dates its detection by billions of years: hence its name. It is dark precisely in the sense that it does not emit or reflect light—it doesn’t interact with electromagnetic radiation at all. It is detectable only by means of remote gravitational effects. It is nowhere to be seen, though it constitutes most of the universe’s matter. Dark matter is to be distinguished from invisible matter—the kind that is too small to see (even with a microscope) or too distant to transmit light to planet Earth. Invisible matter is ordinary matter consisting of protons and neutrons (“baryonic matter”) and it interacts with light, whereas dark matter is another kind of matter entirely. A black hole is not made of dark matter, though it is necessarily invisible, because it is ordinary matter (though highly condensed) and does interact with light. Both types of matter contrast with visible matter, which is the kind that emits light signals that reach our eyes or telescopes. We could say that the universe contains three sorts of matter: visible, invisible, and anti-visible. There is the visible, the contingently invisible, and the necessarily invisible. It is in the nature of dark matter not to be visible, an aspect of its physical make-up, unlike the matter of galaxies too far away to be detectable by means of emitted light. Dark matter cannot be known by electromagnetic means; it actively prohibits visual revelation. It is intrinsically un-seeable.

            Yet it is matter in the ordinary sense (though not in the ordinary way). It has mass, a particulate structure (though of unidentified particles), extension in space, gravitational effects, and impenetrability. It really is matter, despite being undetectable via light. Thus it lacks an epistemic property possessed by both visible and invisible matter: they can be known in a certain way and it cannot. We might say that it is a contingent property of matter that it is knowable via light—some matter is not knowable in this way.  [1] It is true to say that dark matter is invisible, like invisible non-dark matter, but it is strongly invisible—invisible by nature not circumstance. For humans it belongs at the lowest rung of accessibility, though it is no less real for that—or less material. Clearly it would be wrong to define matter in terms of visibility: that would be to conflate epistemology with ontology. The right thing to say is that some matter is positively opposed to exposure: it wears a cloak of invisibility (or has internalized such a cloak). There is nothing magical or “unempirical” about dark matter; it is just matter that refuses to engage with our best means of knowing about the physical world. And why should the physical world feel the need to oblige our epistemic faculties? It is just an accident that a proportion of it interacts with light in the way that our eyes can exploit—it might all have been dark. What we have discovered is that certain astronomical anomalies require the postulation of this kind of invisible matter; thus we need additional matter over and above the matter previously recognized. The material universe is more extensive than we thought, and some parts of it are less accessible than others. The universe contains a hidden subterranean region; not all of it can have a light shone on it. Indeed, humans might never have detected dark matter (as it was not detected for the whole of human history until the twentieth century); it might have lurked in darkness forever, cloaked in the obscurity that is its wont. Its telltale signs are few and slender (and still rejected by some theorists); yet its existence is robust. We just happen to be perceptually cut off from it.

            But this is not an essay about astronomy: it is an essay about the mind. For what I wish to suggest is that a comparable tripartite division may obtain with respect to the mind: that there is a conscious mind, an unconscious mind, and a dark mind. The dark mind is aptly characterized as an anti-conscious mind: it actively resists conscious accessibility. It is in its nature not to be available to conscious scrutiny. It is unconscious by necessity. As it were, it refuses to interact with conscious light. It is not even the kind of thing that could be conscious. Yet it is fully and completely mental. Let me state the view with maximum ferocity: there exists a part of the mind that has all the usual characteristics of the mental and yet it is necessarily not conscious. By the usual characteristics I mean: intentionality, phenomenology, combinatorial fecundity, and functionality. It might be an alien type of mind, not sharing its specific features with our conscious mind, yet it is indisputably a type of mind (not just brain circuits or some sort of computational-functional system). It is like dark matter in being both a type of mind in good standing and yet cut off from awareness: it is a type of mind that is opposed to consciousness. The dark mind might be composed of elements hitherto unidentified, operating by different principles from those of the conscious mind: but it is a type of mind nonetheless. It is just that consciousness is not its medium, its lifeblood, its sine qua non. We are never conscious of it and never can be.

            Thus I distinguish the anti-conscious from the unconscious, as astronomers distinguish the anti-visible (dark) from the merely invisible. We may speak of the “ordinary” unconscious and populate it according to predilection: presumably it contains dormant memories, banks of cognitive machinery, and maybe a soupcon of Freud. These all belong in the invisible category as opposed to the dark (or strongly invisible): they could become conscious, or they are the kind of thing that might be. I don’t want to get caught up in the metaphysics of the unconscious here, or in specific issues about what kinds of unconscious exist, so let me just say that memories are the kind of thing that belong to the unconscious in the ordinary sense: they can be conscious and are not designed to elude consciousness. In fact, they pop into consciousness all the time—there is nothing dark about memories, even if some may be beyond recall (cf. those distant lightless galaxies). In the case of Freudian theory, the matter is not so straightforward, because of the mechanism of repression; but it was supposed that repression could be reversed and the repressed materials brought to consciousness. Also the Freudian unconscious mind seems remarkably like a conscious mind that has slipped coyly behind a curtain. This mind is not anti-conscious in that it is entirely removed from consciousness, existing separately from it in a realm of its own, not even interfacing with consciousness. What I am talking about is a mind that exists completely below the radar and has probably existed in this way for millions of years (ever since Mind came along in the course of evolution). It pays no heed to consciousness and consciousness pays no heed to it (but see below). Its darkness is total. It revels in its inaccessibility.

            The first thing I want to say about such a mind is that it is conceptually possible; it contains no contradiction. There could be a mind that is completely cut off from consciousness. Just as there can be an unconscious mind, so there can be a necessarily unconscious mind—unconscious by nature or design, not by contingent circumstance. The second thing I want to say is that such a mind is not incompatible with what we know of psychology, both the commonsense kind and the scientific kind. The third thing is that it wouldn’t be all that surprising if such a mind exists: for brains are complex and ancient organs with many a crevice and chamber, and it may well be that long ago they hatched mental attributes that never ascended to the level of consciousness. Maybe the human brain is a hotbed of minds that hover below the radar (“junk minds”, like junk DNA): there could be all sorts of mental reality thrown up by the brain that never see the light of day. Isn’t it strange that some parts of the brain produce mind and some do not? Well, maybe more parts do than we realize, given the limited reach of consciousness. What if our brain houses remnants of mind descended from the brains of our ancestors, from fish to ape? The brain is a wondrous organ still largely unplumbed and it may cater to minds both light and dark.

            Now someone may object that there is a difference between dark mind and dark matter, namely that there is no evidence for dark mind, but there is for dark matter. Admittedly the evidence for the existence of dark matter is remote and disputable (if now generally accepted), but at least there is some evidence for it: dark matter makes sense of a number of astronomical puzzles that nothing else seems to. It can seem like an extravagant hypothesis in view of the odd anomalies it is wheeled in to explain, what with the vast expansion of matter postulated in the universe, but at least the hypothesis has a firm basis in observable reality—what can dark mind point to of comparable evidential value? In order to answer this question we need to ask if there are any areas of perplexity in psychology comparable to those in astronomy before dark matter was introduced: where does psychology, commonsense and other, draw a theoretical blank? And would dark mind do anything to resolve such puzzles? Notice that, even if there were no evidence, that would not refute the hypothesis—it would just put it beyond the reach of empirical test. And it would not be surprising if dark mind had no observational support, given the nature of the hypothesis. We might simply never know whether we harbor a dark mind (or minds). Such a mind might exist undetectably.

            But I think there is one promising area to look at—or look at again: dreams. It is hard to discuss this subject without feeling the looming figure of Freud, but it may be that though he had many things wrong about dreams he had some things right. Maybe he had the general architecture right but not the specific furniture. I have no intention of venturing into the murky territory of dream interpretation; I will just say dogmatically that Freud was right to postulate a parallel mental system responsible (at least in part) for dream content. To put it in astronomical terms, dreams are an observational anomaly that calls for additional mental machinery. This is because they cannot be explained by means of standard psychological processes. Again, I will not defend this assertion, though I think it is evidently correct; my point is that if it is true then we have a reason to postulate a dark mind. Not just a mind that happens to be unconscious, or which resembles our conscious mind in all but its consciousness, but a mind that is resolutely unconscious and decidedly peculiar—fundamentally alien. It is irrational, associative, unrealistic, anxiety-ridden, bizarre, nonsensical, hysterical, infantile, grotesque, and probably insane. It bears little resemblance to anything of which we are conscious. We can infer some of its properties from dream content, but we cannot be directly aware of it. Just as we know that dark matter consists of particles but can’t specify what they are, so we know that dark mind consists of mental elements of some kind (and principles of assembling them) without being able specify what they are. Dark particles might be a bit like visible particles, but crucially different in other respects (no interaction with light); and the constituents of dark mind might be a bit like the constituents of the conscious mind, but also crucially different (no interaction with introspective awareness). The mind that gives rise to dreams is not a mind like any of which we are conscious. It exists inside us but it never enters consciousness in its primal form. Dreams are symptoms of this mind but not the thing itself.

            But now the question is how the dark mind can intrude upon the conscious dreaming mind: how dark can it be if it so intrudes? It can be as dark as dark matter is: for intruding upon consciousness is not the same thing as being an object of consciousness. Dark mind could affect the course of dreams without it being possible for us to be conscious of this mind. Dark mind acts as the cause of an observable phenomenon (dreams) without disclosing itself to observation: it operates invisibly, like dark matter. It can even be anti-observable and still have observable effects—it just lacks observational effects (i.e. it doesn’t cause observations of itself). Dark matter causes gravitational effects that can be seen, but it cannot be seen—it cannot produce observations of itself by means of light transmission. Evidently in dreams something alien intrudes upon our conscious life—something not present in waking consciousness—and it is possible that this is the (or a) dark mind buried deep within the brain. It never surfaces as a mental reality in its own right, but it produces perturbations in other more accessible parts of the mind. To use a physical metaphor: it bends the light of consciousness without itself being conscious. Or again: there is a leakage from the dark mind into the luminous mind. That could be so even if dark mind is vigorously anti-conscious.

            Once we bring in dreams other sorts of mental pathology might be considered. Are mental illnesses in general caused by the dark mind not being sufficiently sealed off from consciousness and bringing disorder to it? It’s not the brain as such that figures in the etiology of psychopathology, but something distinctively mental, and possibly disruptive. Of course, this is totally speculative, but it illustrates how a dark layer of psychological reality might have empirically observable effects that betray its existence. The general form of the inference is familiar from psychoanalysis: what I am adding is the idea that the unconscious layer might be strongly unconscious (as well as alien)—that it might be intrinsically incapable of conscious access. The Freudian unconscious is made of once-conscious material that has been repressed, and is thought to be potentially accessible to consciousness; but the anti-conscious mind is conceived as inherently beyond the scope of consciousness—despite being genuinely mental. Just as dark matter can’t be seen in principle, so dark mind can’t in principle be introspected or otherwise made conscious: yet both may robustly exist and be capable of influencing the observable course of events.

If there were literally a light of consciousness, we could say that dark mind can’t interact with this light. There would then be two kinds of mind–the luminous mind and the non-luminous mind—and they would be differently composed. Their different kinds of composition would explain their different relations to luminosity—they would be composed of different “particles”. Maybe dark mind is made up of very primitive mental components forged in the early evolution of mentality, long since superseded by more sophisticated mental components; nevertheless it survives covertly in the “mental universe”, occasionally making its presence felt. (Might dark matter have been formed in the cosmos before luminous matter was formed and be more primitive than it is?) If it preceded consciousness, it would not be surprising if it were inaccessible to consciousness—if it shunned consciousness by its very nature. Still, it might impinge on consciousness, possibly distorting and troubling it, without being integrated with it. Dark matter can speed up visible matter because of its gravitational heft; maybe dark mind can “speed up” consciousness, or at least jumble it up. It can cause the conscious mind to go haywire. Who knows? Something does and we really don’t have any better explanation.

            Is dark mind mysterious? No doubt it is: but so is dark matter (without being magical). We know very little about it, if anything. In particular, we don’t know why it’s dark—what causes it to be dark. We know it doesn’t interact with conscious awareness, save indirectly, but we don’t know why this is (we don’t know much about consciousness either). There seem to be strata of the mind that are more or less proximate to the conscious mind, with the anti-conscious mind at the lowest level and the unconscious mind one level up. The lowest level is moreunconscious than the other levels (and each level may contain different types of non-conscious mentality). Dark mind, like dark matter, is particularly elusive, given its limited interactions with other things; both are easy to miss, though they may be quite extensive. Here, as elsewhere, we must not let epistemology dictate ontology. Just because the dark mind is not accessible to consciousness and barely evident in daily life is not a reason to deny its existence: it might exist and it might play a significant role in human mental life (and perhaps that of other animals). I picture it as a seething cacophony of ill-coordinated elements, prone to conflation, horribly irrational, egocentric, vaguely reptilian, and clearly simian. The sexual is just one aspect of its makeup (pace Freud): it is also obsessed with locomotion and bodily functions (inter alia). Quite possibly it is prone to synaesthesia. But maybe that picture reflects only how the dark mind is refracted through the dream mind, not its intrinsic character. Maybe it is actually quite far removed from anything we can experience or easily conceive, possibly consisting of relics and fragments of bygone minds, both ontogenetic and phylogenetic. It might be dark in many ways.

 

Colin McGinn

 

  [1] This is not to say that dark matter cannot be perceived in other ways: presumably it can be touched and heard, and maybe tasted and smelled. But light is the standard way we know about the properties of distant objects.

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Cosmic Consciousness

                                               

 

 

 

 

Cosmic Consciousness

 

There was a time when none of the matter of the universe was caught up in consciousness—the time at which not even animal life had evolved. There were no brains, no minds, and no consciousness–just insentient stuff. But now some quantity of matter is caught up in consciousness, because brains are made of matter. Let us say that this matter has a “conscious aspect”, so we can state that a certain percentage of the matter in the universe has a conscious aspect. No doubt this percentage is very small, considering that only a tiny amount of matter is found in brains (I am discounting the possibility of panpsychism, though I will return to the topic). We don’t know much, if anything, about how matter gives rise to consciousness, but apparently it does in certain circumstances. What we do know is that nearly all of matter is not part of conscious brains. The question I want to consider is whether the universe could develop into a state in which all (or nearly all) of its matter has a conscious aspect—that is, whether the universe could become completely conscious. Could it come to pass that hardly any matter lacks a conscious aspect? Is this a conceivable future?

            Consider a preliminary question: could all of the universe’s matter become animate? As things stand not much matter is animate, i.e. part of animal bodies, but could the animate come to take over all the matter there is? On planet Earth there was a time at which none of the matter composing the planet was animate—the time before any kind of life evolved. Then bacteria came along and some of the earth’s matter came to form bacteria bodies—though a small percentage. But isn’t it perfectly conceivable for a planet to be entirely made of bacteria? Suppose the bacteria consume more and more of the matter on this planet, until there is none left—it is all now part of a bacteria body. The entire planet is made of bacteria, with none of the matter existing apart from bacteria. What law of nature might rule this out? Isn’t it just contingent that Earth’s bacteria have only eaten part of its matter, leaving some in an inanimate state? Bacteria absorb matter and there is no logical limit on their capacity to do so; they just need to multiply. So there might be planets out there that have come to be composed wholly of bacteria, having once been inanimate.

            But if that is so, what is to prevent other life forms from evolving that eat bacteria? Suppose a worm evolves that eats bacteria: couldn’t it convert a lot of the bacterial planet into a worm planet? And what about a lizard that eats worms? Couldn’t we have a planet that was composed wholly of bacteria, worms, and lizards, with no matter left over? The planet is completely animate. And what if those life forms migrate to a nearby planet, consuming all of its matter? Apart from distance, what is to stop possible life forms from absorbing all the matter in the galaxy, creating a totally organic galaxy? The matter just needs to travel from outside organisms to inside them. Could this actually happen in our universe? Could life gradually engulf more and more of the matter in the universe, leaving only a few isolated pockets of inanimate matter, or none? Life evolves, absorbs, spreads, and finally monopolizes, until all matter is caught up life. Then the universe would be completely organic. All matter would be living matter. There seems nothing conceptually or even naturally impossible about this.  [1] Even if our universe could not evolve in this way for some reason, surely there are possible universes in which matter has this kind of history—from totally inanimate to totally animate in n billion years.

            Given that, isn’t it a small step to the possibility of cosmic consciousness, i.e. consciousness everywhere in everything? All that is necessary is that all the matter of the universe should take up residence in brains. More exactly, all matter will come to have a conscious aspect if it becomes part of brain tissue that is dedicated to consciousness. Suppose neurons of type X are the ones that generate consciousness; then all that is needed is for all the matter of the universe to be part of neurons of type X. If all the matter of the universe goes into making C-fibers, say, then the entire universe will be in pain, granted that C-fibers are sufficient for pain. We just need to combine supervenience with total absorption of matter into brain tissue. If the universe becomes an enormous brain, then all matter will have a conscious aspect (assuming that this brain generates consciousness in every part of it). You might reply that though this is logically possible—God could have distributed matter in this way—it is not nomologically possible, and not how things could realistically develop. For how could everything be brain—what about body? Animals have bodies as well as brains! But suppose that animal bodies had neurons distributed all through them, or were simply made of neurons. Then they might be conscious in every part of their body (the octopus has a distributed nervous system with groups of neurons in its tentacles). What law of physics or biology precludes the evolution of creatures made wholly of sentient tissue? But then, couldn’t such a species in principle take over and absorb all of matter into its sentient body? Couldn’t it consume all matter and use the energy to build sentient bodily organs? If so, all of matter could eventually come to have a conscious aspect. Clearly it is possible for some matter to have a conscious aspect, though this is currently a very small percentage of the total matter in the universe; so there seems no objection of principle to all of it becoming conscious. The universe could become 100% conscious. If there is some natural obstacle to this in our actual universe, such as sheer distance, then there is a possible universe in which such a scenario obtains. Maybe the natural end state of any universe roughly like ours is total takeover by consciousness—first by evolving life and then by selection for big brains. Any particle of matter could form part of a brain, so why not every particle of matter forming part of a brain?

            According to the above scenario, panpsychism might become true—but only by every particle taking up residence in a functioning brain. There was no consciousness in matter before brains evolved, but after they evolved material things came to have a conscious aspect (by what means we don’t know). Consciousness is an emergent property, currently found in relatively few concentrations of matter (actual brains), but it could come to exist in all concentrations of matter. If God decided to convert all matter into brain matter, he would increase the amount of consciousness in the world enormously, by putting all matter into the service of the engines of consciousness, viz. brains. We could then say that all matter has a conscious aspect, possibly down to elementary particles. God has made panpsychism true. Thus the universe has the potential to create vastly more consciousness than it has created hitherto, possibly converting all of it into a giant consciousness generator. Consciousness could come to penetrate every corner of the universe, becoming truly cosmic.

            And there is a further possibility: new types or levels of consciousness. This has happened already to some extent, with the different animal species; but there is also the possibility that consciousness itself is in the early stages of its evolution. We might be seeing only the tentative beginnings of consciousness; it might have a long way to go. It has come a long way already, and there is no reason to believe its journey is over. Maybe as it spreads and proliferates, colonizing more and more matter, it will change its character, take on new dimensions and levels, heretofore undreamt of. One direction in which it might progress is especially intriguing: it might come to reveal more of its own inner nature and origins. It might become better at penetrating the world, but it also might become better at penetrating itself—what it is, how it came to exist. As consciousness now exists, it is opaque to itself in the sense that nothing about it reveals the manner of its connection to the physical world; its relation to matter remains mysterious. But is this an essential feature of consciousness? Might there not be a form of consciousness that is more revealing about its place in the natural order? Could consciousness lucidly disclose its relation to the brain? Maybe this would require a new level of consciousness, not just a variation on what we have already—a sort of hyper-consciousness. Maybe it would permit a more unified conception of the natural world, with mind and matter falling naturally into place beside each other. So cosmic consciousness could be a fully intelligible form of consciousness, not the puzzle current consciousness is. Or not: maybe consciousness will always strike its possessor as puzzling, even if everything in the universe possesses it. The main point I have wanted to make here is that the highly local and limited pockets of consciousness we see today could be a contingent feature of the current phase of the universe. Maybe in time consciousness will conquer all matter.

 

  [1] Remember that not all possible forms of life need be like life on earth: life could evolve in all sorts of conditions, varying with those conditions—not all needing water, say.

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Consciousness and the Atomic Bomb

                                    Consciousness and the Atomic Bomb

 

 

 

The atomic bomb was invented and produced because the Allies feared that Germany was on the brink of developing just such a bomb. After World War II a cold war between Russia and America led to the proliferation of atomic weapons and their increased destructive power. An arms race rapidly led to enormous stockpiles of ridiculously powerful weapons capable of destroying the planet. The result was widespread fear and anxiety, crippling economic conditions, and a general worsening of international relations. It would have been far better for all concerned had the arms race never occurred, but it was impossible to reach an agreement that would stop it, mainly because of lack of trust. We are still living with this nuclear arms race. Each side feels it must balance its weaponry against the weaponry of the other side, even if the outcome is bad for everyone—dangerous, expensive, and anxiety producing. If there were a central planner, it would be possible to avoid an arms race, by simply reducing or eliminating altogether the stockpiles on each side, thus maintaining military parity while avoiding the excesses of large nuclear arsenals. But no such central planner exists, so the arms race spirals out of control in a kind of vicious positive feedback loop. More people will die more horribly in case of conflict and the production of weapons diverts resources from more beneficial goals. There is nothing good about an arms race, but it is distressingly easy for them to develop.

            Biologists have adopted the concept of an arms race to describe the relations between animal species.  [1]Arms races are ubiquitous in the animal world, the case of predator and prey being the most obvious. As the predator gets faster the prey has to get faster, and as the prey speeds up, so must the predator. Natural selection favors faster predators, but also faster prey, and in turn faster predators, and then even faster prey. Equilibrium is reached only when both sides cannot get any faster, or when the cost of getting faster is outweighed by other factors. Thus the legs of predator and prey are under selective pressure to get longer and sleeker, even if the chance of breaking them increases, and even if longer legs divert resources from other worthwhile aims (more offspring, better balance, bigger brain). If there were a central planner this biological arms race could be halted, to the mutual benefit of the animals locked in it, but there is no such planner, so the arms race spirals to greater and greater extremes. Natural selection pushes animals to improve their weaponry (e.g. enormous antlers) in competition with other animals, even though it would be better to reduce the weaponry on both sides. The process is irrational from the point of view of everyone’s welfare, but the logic of the situation prevents a more sensible solution. Each animal in effect thinks, “I don’t want my antlers any bigger, but if the others are going to make bigger antlers I will have to as well”. The entire biological world runs on such arms races once you analyze it: every animal is trying to outdo other animals, with the result that adaptations occur that would not occur if there were a central planner. Instead of spending all their resources reproducing, like any good self-replicator, organisms have to manufacture ways of outdoing the weaponry of their rivals. They stockpile armaments instead of growing families. They have to or they will perish at the hands (or teeth) of others. It’s not survival of the fittest but survival of the most heavily armed—even if that just means the fleetest legs or the most aerodynamic wings. Remember that prey animals are as dangerous to predators as predators are to prey, since the ability of prey to escape spells death for the predator. The legs of an antelope are as dangerous to a cheetah as the jaws of a cheetah are to an antelope. If a prey species were to evolve a cloak of invisibility that would be the end for the local predators: they could survive only by in turn developing eyes capable of seeing through the cloak. So the basic concept of evolution should be “the survival of the well-armed”: one animal will have a greater chance of reproducing than another if it is better armed than the other. And being armed better will always exact a cost in resources and a danger in outcome (the bigger and sharper the antlers the more damage they can do). If natural selection could find a way to evolve actual guns and bombs, it would no doubt do so—then the cheetah would not have to run after its prey at all. Indeed, if natural selection could evolve nuclear weapons, it would do that too (given that it had a competitive advantage), even if that meant the destruction of the planet—since natural selection has no foresight. Arms races seldom lead to anything inherently good.

            So far, so familiar: where does consciousness come into all this? As follows: consciousness is a weapon in an arms race. The logic of the biological arms race applies to the mind, and in particular to consciousness. Consciousness evolves as a response to the evolution of consciousness in rivals and foes, as atomic bombs “evolve” as a response to other atomic bombs. The process is no doubt extremely complex, as all evolutionary change is, but the outlines should be clear enough: consciousness was invented in an arms race, and it developed new forms as a result of a continuing arms race—as it was pitted against other consciousness. There was no need for consciousness except in the context of an arms race, and consciousness is not in itself of unique biological value—it is not an optimal solution to a reproduction problem. Consciousness is like cumbersome antlers or long brittle legs, not a trait of an ideal reproduction machine (the kind preferred by a hypothetical central planner). Why do I say this? First, we have to understand why consciousness evolved to begin with. I mean basic sentience—seeing, hearing, smelling, etc. It evolved, plausibly, because of predator avoidance: a prey animal needs to detect its predator if it going to have a chance of surviving, and so it develops sentience.  [2] It also needs to feel pain if it is to react appropriately to the attacks of predators. Almost all animals are prey to some animal at some point in their lives, even big cats, so an ability to consciously sense danger and respond to it is critical. But this leads to an arms race, because the predator now needs to get better at spotting its prey and then tracking it. The better the prey gets at predator-avoiding sentience the better the predator needs to get at prey-tracking sentience; and so it goes in a circle of positive feedback, just like the evolution of legs. Why is the vision of eagles so acute? It’s because their prey are so good at camouflage and other kinds of self-concealment. But it takes resources to manufacture and maintain high-resolution eyes that could be spent on other things, and likewise for elaborate camouflage; it would be better for both predator and prey if it were not necessary to devote so much energy to outdoing the other. There is an arms race going on and hence a need to be always one step ahead of the enemy, no matter the cost in other respects. Consciousness (the mind) therefore obeys the same “irrational logic” as other biological arms races. If we move to higher forms of consciousness, such as sophisticated reasoning about the future, we have the same story: each individual has to outdo other individuals in the game of reproductive rivalry, and hence there is a premium on more advanced forms of consciousness. Brains are selected in a biological arms race, as well as bodies, thus producing brains that are more elaborate than if there were no arms race going on. If animals were at peace with each other, not in a state of mortal competition, then their brains would not need to be as finely engineered as they are, and their consciousness correspondingly not so well developed (if developed at all).

            Although it is not easy to prove, I suspect that there would be no consciousness on earth if there were no arms races within and across species. This is because an efficient reproduction machine does not need consciousness (as with the bacteria that lived on earth for a couple of billion years before anything like consciousness emerged). It is only when organisms enter into arms races that luxury goods, like brains and minds, become necessary. Self-replication by itself has no tendency to produce consciousness. Atomic bombs are not produced in times of peace and harmony, and the same is true of conscious minds, because of their biological costliness. Consciousness is not an adaptation in the service of reproduction per se; it is an adaptation to the threats to reproduction caused by other organisms—just like big antlers and long legs. Animals would be better off without these adaptations, if it weren’t for the danger posed by others—just as we would all be better off without atomic bombs, if it weren’t that others insisted on possessing them.

            There are two reasons for this. First, as noted, consciousness, and with it a complex brain, is a very costly adaptation, using up vast amounts of the animal’s energy reserves—like atomic bombs and super-fast legs. That energy could be diverted to reproduction, ensuring more offspring (which is what the genes ultimately prize). Consciousness is a distraction from the prime biological imperative—as atomic bombs are a distraction from the prime political imperative to improve the wellbeing of citizens. Maybe some faint glimmerings of sentience would be useful independently of arms races, but most of it results from the necessity to outperform rivals and enemies. If they didn’t have it, you wouldn’t need it. As things stand, animals are armed to the teeth with consciousness in all its varieties, human beings in particular (and we certainly need it in spades to outsmart our natural predators). But second, consciousness introduces bad things into the world—it is by no means an unmixed blessing. For a primary modality of consciousness is pain, and with it fear and anxiety; consciousness brings suffering. The selfish genes don’t care about that: what matters from their point of view is maximum survival, and pain is a useful way to persuade animals to act so as to bring that about. Pain was selected because it maximizes gene reproduction, and individual suffering be hanged. No humane central planner would allow such a thing, especially given the amount of suffering nature contains. Animal consciousness, as it exists, brings pain; it does so because in the biological arms race pain enlarges the arsenal of weapons at the genes disposal. Consciousness is a key armament in the unending biological wars, but it can be hell to have it. Consciousness will help you win battles, but only because it can cause you pain—that is simply how the genes protect themselves from enemy fire. They build a body that houses them and that feels pain as a means of self-preservation: they make you suffer so that they may continue. Pain is really just another armament in the arms race—but one that harms the possessor of it. Pain protects the organism by making it miserable. We would be better off without it, but the arms race keeps it in existence.

            So consciousness is costly, painful, and unnecessary (relative to the prime biological imperative)—yet it exists. It exists because animals are locked in arms races from which they cannot escape, there being no all-powerful central planner. It doesn’t exist because it’s somehow a good thing; it’s like the atomic bomb in being an ultimately pointless outcome of a runaway arms race. Even simple sentience is not a good thing, especially given that pain is part of it. If a benevolent deity had decided to experiment with a self-replicating world, inventing DNA and sexual reproduction, there would be no need to allow arms races with their attendant drawbacks; so there would be no pressure to invent consciousness with its attendant drawbacks. A biological world without suffering would be far preferable to the world in which we live. If an arms race began to develop in this experimental world, the deity could step in to nip it in the bud, preventing each side from a massive build-up of expensive and nasty weapons (poisonous stings, ripping teeth, piercing horns, etc). Predator species would agree not to cull beyond a certain proportion of the prey species, while prey species would agree to give themselves up voluntarily in the same proportion—thus avoiding all the high speed chases, broken legs, daily anxiety, and wasted resources. Similarly, if consciousness started to gain a foothold because of a burgeoning arms race, both parties could make an arrangement, supervised by the deity, whereby an accommodation was reached obviating the need for consciousness. If the conflict had to do with territory, for example, it could be contractually agreed to share territory in a certain way, instead of fighting for it with every weapon at one’s disposal, including consciousness (perceiving, thinking, etc). This would no doubt be a sleepier world hovering just on the border of consciousness, but it would contain a lot less suffering and be far more economical of precious biological resources. A world without runaway arms races would be a world without any consciousness to speak of. It is only the egregious build-up of weapons in an arms race that causes consciousness to be propelled into existence. In an ideal world consciousness would be banned by international treaty, much like the atomic bomb. Anything good about it is strictly adventitious.  [3]

 

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  [1] There is a good discussion of this in Richard Dawkins, The Greatest Show on Earth (New York: Free Press), pp.382-90, from which I borrow.

  [2] I defend this theory in Prehension: The Hand and the Emergence of Humanity (Cambridge, Mass.: The MIT Press), chapter 11. Other explanations for the origin of sentience may be defended, but the argument I give here will be essentially the same under these other explanations.

  [3] Of course, it is not to be denied that consciousness can have valuable side effects, such as art, science, and brotherly love. I have been speaking only of strict biological value, which is measured by number of offspring and gene proliferation. One consequence of the view proposed here is that a world without biological arms races is a more highly populated world, since energy can go into reproduction instead of arms build-up. Thus consciousness has the side effect of keeping the population down.  We may also be glad that we have consciousness, but that does not negate the fact that it arose as a side effect of an arms race.

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