The “Notorious” Nabokovian RBG

The “Notorious” Nabokovian RBG

I was pleased to read in today’s (September 20, 2020) New York Times these words from Ruth Bader Ginsburg: “At Cornell University, my professor of European literature, Vladimir Nabokov, changed the way I read and I write. Choosing the right word, and the right word order, he illustrated, could make an enormous difference in conveying an image or an idea”. Well said, I thought, especially noting the feminist cloud currently hanging over Nabokov (what with Lolita and all). But this thought was quickly replaced by puzzlement over the word “notorious”: is that really the word we want for this distinguished Supreme Court justice? According to the OED, it means “famous for some bad quality or deed”. Appropriate for a rapper, perhaps, but not for Justice Ginsburg—any more than the word “infamous”. Has someone confused “notorious” with “notable” or “noteworthy” (with a touch of “victorious”)? In any case, the moniker is ill chosen. To my mind RBG proves a maxim I have long espoused, namely that courage and intelligence are inversely correlated with physical size. I find her notable and noteworthy—as well as large in the best sense.

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Other Brains

Other Brains

I was watching a nature documentary the other night about slime (The Secret Mind of Slime, PBS). Scientists have experimented on slime and discovered that it can perceive, process information, learn, memorize, and even decide. Slime is smart. Slime is intelligent. One of the scientists (“slimatologists”) speculated agreeably that slime could be the evolutionary origin of brains: because slime uses electrical circuits to conduct its intelligent business, and that is what the brain uses too. Electricity is the source of intelligence in slime and in brains, with brains just a more sophisticated form of slime. We must therefore think again before we denigrate something with the word slime. A slimy brain is a smart brain. In the course of elevating slime’s image, the program also drew attention to roots—because roots also turn out to be intelligent. They can perceive, learn, and decide—at least in a primitive form. One of the scientists put it by saying that the plant’s brain is under ground with its reproductive parts above ground, thus inverting the typical arrangement. He illustrated the point by producing a plant pot with a human doll head down in the soil, feet pointing upwards. It is as if the tree has its head buried in the earth with its limbs held aloft: the clever parts of the tree spend their lives under ground while the lowlier parts waft in the breeze. It is a striking image, illustrating the power of images, and one that set me thinking. Apparently two types of life-form are conceivable and even actual: a brain-up form like almost any animal you can think of, and a brain-down form exemplified in a primitive fashion in plants. Head in the air or head buried in the ground—two possible phenotypes, two evolutionary options.

            This raises intriguing questions. Why haven’t plants capitalized on the brain-down option, having already blazed the trail? Why don’t we see sophisticated brains stuck in the ground while the rest of the organism pokes out above ground? Wouldn’t natural selection favor the emergence of such brains, as it has favored brains that float above the earth’s surface? Slime and roots are pretty impressive intelligence-wise, but why not ascend to the heady heights (so to speak) of lizards and llamas? Yet nothing like this populates our planet. That is an evolutionary puzzle to be set beside other evolutionary puzzles such as the origins of sex or consciousness. There seems no natural obstacle to it, and better brains are generally a good idea. The sense organs needn’t be buried as well, preventing them from responding to events above ground; they could hover in the clear air and relay their messages to the brain lurking beneath. After all, the sense organs of terrestrial animals are generally at some distance from the brain, with non-zero time intervals between reception and response. The eyes could be attached to branchlike structures (think giraffes) and still serve the visual cortex hidden under ground. The brain could then issue orders to sway or withdraw or bristle or spray poison—whatever might prove useful in the battle to survive. Plants already have ingenious ways of thwarting predators, and they could no doubt use some more intelligent adaptations orchestrated by a smart root-brain. Is it that given their niche they simply have no need for smarter brains? That is hard to credit: other things being equal, brains are handy organs to possess, which is why so many roaming animals possess them. Is it that plants don’t move and so don’t need brains?[1] Now we are talking, but again this doesn’t really explain the absence of brain-down creatures, since it is not clear that locomotion is the sole reason that brains evolve. There could be plenty of aboveground limb motion to organize–and why shouldn’t the creature move around under ground? Why shouldn’t the brain-down creature be a burrowing creature? It might even withdraw its air-dwelling appendages as it burrows, thus making subterranean motion easier, protruding them again when it finds a new place to live; or it might simply slice through the earth with parts both below and above ground. There is no good reason why its dual ecosystem should rule out developing a bigger brain. So it is a real question why we don’t find truly intelligent trees with the brains the size of an elephant’s. After all, some animals are amphibious, or exist partially under water and partially above water: why shouldn’t the same be true of the earth medium? Wouldn’t the brain be safer ensconced under ground away from predators that exist only on the surface of the planet? That is how many whole animals lead safer lives, so why not keep the vital brain under ground with only the organism’s leaves and branches sticking out? Trees have been around for an awfully long time and you would think that evolving a better brain might have occurred to them. It seems peculiar that only brain-up organisms have taken advantage of this dandy little adaptation.

            Imagine a planet on which things are very different: here there are many organisms that have adopted the brain-down lifestyle. It is nothing unusual, with colonies and even cities composed of such inverted (to us) creatures. They might have developed technologies that compensate for their relatively static mode of life, such as flying machines for delivering mail. They stay put but they like it that way (like Phillip Larkin). Perhaps the atmosphere on this planet is toxic to brains like theirs, or just too hot or too cold. In any case their brains do better comfortably placed under the planet’s surface; indeed, they might be the dominant life form on the planet, with the up-brainers relatively low in the biological order. Here it pays handsomely to store your brain snugly under ground. It is as if plant life has undergone the kind of acceleration that animal life underwent on planet earth during the Cambrian—with many types of intelligent and brainy organism now enjoying the partially belowground lifestyle. It may even be thought de rigueur to exist in this form—a cut above, so to speak. The brain-downers may find the brain-uppers rather a pathetic lot, not fully “evolved”, mildly absurd. Why carry your brain around in a bony box in the open air where it can easily get knocked about? Better to keep it within the soft embrace of the earth sheathed in a nice flexible waterproof membrane. Brain injury is virtually unknown among these creatures, and not having to keep the brain aloft enables brains to grow to enormous size. These are some seriously smart subterranean brains. So there is nothing logically problematic about the brain-down lifestyle—nothing contrary to sound biological theory. It is just an accident that earth is devoid of such eminently reasonable creatures. We brain-uppers suffer from a prejudice that makes us think that our way is the only way, but plants already contain the seeds of a different way of living—the head down, genitals up way.

            From a broader perspective, indeed, the difference is not as great as we might parochially suppose. After all, plants do move around a fair bit: they sway and bend in the wind, they grow upwards and downwards, they drop their leaves, they swarm up walls, they send out their pollen, and they travel with the earth’s diurnal rotation and orbit round the sun. They are not the static entities we are apt to imagine. They are a lot livelier than mountains or rocks. On the other hand, how much do organisms equipped with legs or wings actually move? Some never stray far from their place of birth during their whole life, a matter feet in some cases. Even the sprinting cheetah doesn’t cover that much ground and is a good deal slower than light. From the point of view of the universe, things on planet earth are pretty sluggish, pretty earthbound. The brains of animals are stuck in the earth’s atmosphere, even if not buried under ground, and they really don’t move that much more than plants. To an alien species used to freer modes of travel, all of life on earth might seem as if it is rooted to the spot. And what exactly is the difference between under ground and over ground? In addition to the gases of earth’s atmosphere there is dust, water vapor, pollutants, flying insects, and birds—all contributing to the solidity of what we call the air. Compared to empty space, earth’s atmosphere is part of the ground, just a bit less cluttered (compare the oceans). And our heads encounter all sorts of resistance as we wander strenuously around: wind, water, obstacles, and projectiles. It is true that our brains are located above our feet, but in the wider scheme of things this doesn’t seem so crucial (consider snakes); and anyway they are not always above our feet, as when lying down or upside down. The difference between creatures with their heads in the sand or mud and creatures with their heads in the air is just not that deep. So, again, it is puzzling why we don’t find organisms whose brains are stowed under ground like roots. There is nothing about the location of our brains—and those of most animals on earth—that sets the standard for how a brain has to be located. Other brains might live out their days enjoying other accommodations. Other creatures might be like that scientist’s doll with its head stuck in the soil. Elsewhere in the universe subterranean slime might be the material basis of most intelligence.[2]Co


[1] Let me note that it is the function of roots to keep a plant rooted in place (among other functions), i.e. to keep the plant at rest. This enables plants to avoid the depredations of wind and other forms of displacement—which less rooted organisms have more trouble with. As the function of legs is to enable movement, so the function of roots is to prevent it—both are locomotive functions. A tree is not like a rock, which doesn’t move as a matter of simple physical inertia; roots are ingenious devices of motion prevention. 

[2] Someone should write a science fiction story based on this possibility entitled Slime Wars or Under Dune or Planet of the Trees. What about the idea of creatures whose brains exist at the center of their planet with the rest of their life conducted at the surface?

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Sameness and Skepticism

Sameness and Skepticism

The concept of identity is central to philosophy. Philosophers are characteristically concerned with whether A is identical to B. Is the mind identical to the brain, is knowledge true justified belief, is the good maximum utility, are numbers sets, is meaning reference, is the good life the intellectual life? Some philosophers favor identity, keeping things to a minimum, while others insist on difference, multiplying what there is. Naturally, then, they have been interested in identity as such: its logic, its metaphysics, and its epistemology. How is it related to indiscernibility, is it known a priori, is it absolute or relative, is it definable? Multiplicity is surely a basic fact about the world—it is presented to us as consisting of many distinct objects—and identity comes with multiplicity (this thing is not that thing but it is itself). It is natural to wonder how diverse the world really is: what is identical to what, and what is different? The very idea of conceptual analysis presupposes the concept of identity: is the concept of knowledge, say, identical to the concept of true justified belief? Synonymy is just the identity relation applied to words. Then too, there is identity through time, identity across worlds, and personal identity. Philosophers are constantly making judgments of identity and difference; you might suppose that it is their main occupation. Philosophers are identity hounds, sniffing out what is the same and what is different. That, we might say, is what philosophy is identical with.

            It would be nice if such judgments were skepticism-proof. Then philosophy would enjoy an epistemic privilege. It might even elevate philosophy above science, which is not skepticism-proof. But this seems like a forlorn hope: identity judgments are often wrong. As every philosopher knows, people used to think that the Morning Star is not the same as the Evening Star, but actually they are the same planet, as we have now discovered. Now is that judgment infallible? Sadly no, since we could have made an astronomical mistake: maybe there are really two planets after all—it just seems as if there is one. Perhaps there are doppelgangers everywhere, so that we are constantly meeting different people we think are the same. It might turn out that all of our identity beliefs are false: this seems like an epistemic possibility. Nor is this possibility limited to a posteriori identity beliefs: people used to think on analytic grounds that knowledge is identical to true justified belief, but then they discovered counterexamples to that claim. And maybe that judgment will turn out to be wrong—perhaps we misunderstand the concept of justification. Might it turn out that the meaning of “bachelor” is not identical with the meaning of “unmarried man”? These are not easy questions, and it would be wrong to dismiss them as absurd. Skepticism is nothing if not resourceful.

            However, it seems to me that there is one area in which skepticism about identity cannot gain a foothold—an area in which we can be certain that our identity and distinctness judgments are true. I don’t just mean with respect to the mind or numbers or meanings; I mean with respect to the external world, the skeptic’s go-to position. We may not be certain whether external objects exist or what their nature is, but we do infallibly know propositions about their identity and difference. For example, if I now judge that this cup is not identical to that computer, I cannot be wrong about that: it could not turn out that cup and computer are one and the same. Nor can I be wrong about the cup being identical to itself: this is a rock solid identity judgment. It is true that I might be wrong about whether the cup and the computer exist, or about whether I am dreaming, or about whether such objects are ideas in the mind of God; but none of that implies that I could be wrong about their identity and distinctness. Whatever the truth about the cup and computer is, I must be right in judging them non-identical. They might not have the shape and color they appear to have, but it is certain that they are not the same thing. And note that this is not a proposition about their appearance: it isn’t just that I know the appearances are non-identical. I know that whatever lies on the other side of the appearances, even if it is just non-existent intentional objects, these things are not identical.[1] This is as certain as the proposition that each thing is identical to itself. Maybe both objects came into existence a second ago and are not identical to anything preceding them, despite the appearances, but still they are self-identical and other-distinct. Thus reality—whatever it is—is necessarily composed of distinct objects, a great many of them.[2] Not metaphysically necessary, but epistemologically necessary: it could not turn out that our impression of multiplicity is incorrect, though there are possible worlds containing a single object. There are no illusions of multiplicity in which this cup is really identical to that computer. Maybe the cup is itself a computer, and the computer a cup, but still they are not identical. In the same way objects in dreams are not identical: it could not turn out that every object you dreamed about last night is really one and the same object. I can see that the cup and the computer are distinct, though I can’t see that they exist. It is not true to say that every question of identity is self-evident, but in some cases it is. So far as I can determine, this is the only fact about external objects that is proof against the skeptic: not existence, not materiality, not shape or color, not even being a cup or a computer. But whatever the real truth may be about these things, I at least know that they are not the same. Here appearance does entail reality. Presumably this is because identity and difference are such minimal conditions—they commit us to so little. Still, they are something: they form a roadblock to the outright victory of the skeptic. They are a counterexample to the claim that everything about our judgments concerning the external world is fallible.

            I think we can generalize this point beyond perceptually presented objects. We know with certainty that red is distinct from blue and triangles are distinct from rectangles. What these properties ultimately are, and whether they are ever instantiated, is as may be; but that they are distinct is indisputable. Nor is there any doubt that red is identical to itself (etc.).[3] Again, appearance and reality cannot diverge. Likewise, I can be sure that 2 is not 3 and that pain is not belief and that democracy is not monarchy. These identity facts are infallibly known to me—and they are objective facts not facts about the mind. When they are known they are incorrigibly known. They are as certain as the Cogito. Indeed, the Cogito presupposes such facts, since we must accept that thinking is not identical to the self that thinks (or else it is a mere tautology). All our judgments presuppose conceptual distinctness, ruling out the possibility that our concepts are all identical. The skeptic may convince us that meanings don’t exist, or that we don’t know what they are, but he can’t convince us that the meaning of “plus” is the same as the meaning of “minus”. If he could, we could turn round and ask him whether “ignorance” means the same as “knowledge”. Both skeptic and anti-skeptic presuppose that they know that words and concepts are distinct from other words and concepts. Did Quine ever argue that “rabbit” might mean the same as “table”, or Kripke’s Wittgenstein contend that “plus” might mean “pain”? As with external objects, such judgments are invulnerable to skeptical challenge, which puts them in a very special class. And don’t I also know with complete certainty that I am not you? Descartes could have proposed the “distinct-self Cogito”: I think, therefore I am not you. That is, my knowledge of myself rules out the possibility that I am (so to speak) someone else—I cannot suppose that this self might actually not be distinct from another self. It could not turn out that I am you. That is not a real epistemic possibility. Maybe you don’t exist at all, but if you do I know with certainty that I am not identical to you. There may not be any other minds, but I know that my mind is not the same as yours if there are other minds. I know that I am identical to myself and that I am distinct from you: no skeptical scenario could convince me otherwise. I also know with certainty that I am not identical to this cup, so my distinctness from other things is guaranteed. No evil demon can persuade me that I am merely dreaming that I am different from other selves and from the objects around me. This is why I never dream such things: the very idea is preposterous verging on nonsensical.

            Given this, the philosopher’s interest in identities and differences is not vulnerable to the skeptic’s corrosive doubts. Such knowledge is uniquely positioned to avoid these doubts because beliefs about identity and difference are so epistemologically undemanding. It is not like inductive knowledge or inference to the best explanation, which are exercises in epistemological adventure and full of risk. This doesn’t mean it is easy to acquire, but once acquired it is hard to dislodge: we really do know that knowledge is not identical to true justified belief, that use and mention are distinct, that goodness is not the same as pleasure. There are no skeptical scenarios like the brain in a vat that can persuade us that these are spurious distinctions; we couldn’t be just dreaming that use is not mention. The scientist must face the possibility that nature is not uniform, but the philosopher needn’t worry that everything may be one.[4] We know perfectly well that the world (whatever it is) contains a multitude and that each of its elements is identical to itself. This may not be much, but it is something. It curbs the skeptic’s enthusiasm.


[1] Non-existent objects can be the same or different: Hamlet is not identical to Macbeth, though he is identical to himself (and to the Prince of Denmark).

[2] In Berkeley’s system distinct objects are distinct ideas in the mind of God; there is no suggestion that object distinctness might be an illusion—that there might really be just one Big Idea. Nor have I ever heard of a skeptic who contends that multiplicity might be a perceptual illusion, as external existence might be an illusion. Even the brain in a vat is confronted by multiplicity—all those fake tables and chairs. Illusions of existence don’t entail illusions of identity. 

[3] Let this point not be underestimated: with respect to any object or property X I know with certainty that X is identical to itself. The skeptic can never take this away from me: it is a piece of substantive knowledge concerning any object that comes to my attention. Such identity knowledge is invulnerable to skepticism (and it is not trivially tautological). When Frege said, “Identity is that relation a thing has to itself and to no other thing” he was stating a profound truth—and one that places a limit on the scope of skepticism.

[4] I am not here talking about philosophical monism in any of its varieties; I am talking about commonsense judgments of distinctness, as that my two cats are distinct or that Tuesday isn’t Wednesday. The world might be composed of one type of thing or stuff, but we can rule out the possibility that all our ordinary objects are really identical (e.g. Mount Everest is identical to London, Queen Elizabeth is identical to Mars, everything is identical to Brad Pitt). Even if the world is one giant particular, it has numerically distinct parts. We can be certain that the world is Many (though not necessarily existent).  

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The Parasitic Meme

The Parasitic Meme

When Richard Dawkins introduced the word “meme” in The Selfish Gene he did so on the model of the word “gene”, and his discussion of the concept urged an analogy with genes—notably because both are replicators. I want to urge a different analogy (possibly identity), between memes and organisms: the meme is like (maybe is) a type of organism, specifically a parasite.[1] Parasites are passed from host organism to host organism, seldom killing the host but syphoning off its energy resources. Typically they are hard to get rid off by normal mechanical means and can be a damn nuisance (sometimes worse). The parasite needs its host to survive, so too much debilitation is not desirable from its point of view: it must be relatively benign (not like a regular predator). Being a type of organism, usually small (fleas, lice, worms), it has both a phenotype and a genotype, these being geared to its life as a “guest at someone else’s table” (as the original Greek word suggests). It is also subject to random mutation and natural selection (sometimes intentional medical selection). It takes up residence in or on the body and proliferates from that snug perch. It is an animal like other animals, though a particularly crafty one. How then are memes significantly like parasites?

            First we must overcome the idea that minds are non-biological things. I take it I don’t need to say much to dislodge that old idea: minds evolve, are aspects of brains, have a genetic basis, and are subject the usual rules of natural selection. Belief, desire, and consciousness are biological phenomena. Accordingly, memes, being mental entities, qualify as biological too—they are an aspect of the organism, a manifestation of life. But this is not sufficient to make them count as organisms themselves, even of the parasitic type. The question is whether they meet the other conditions for being (parasitic) organisms. They are clearly replicators, as organisms are, and also genes. Organisms replicate by generating offspring and not by simple division. Likewise, memes don’t divide into two when they replicate; rather, they generate copies of themselves in their hosts. So we know that memes are biological replicators, which is a good start. Further, we can say that they syphon off energy from their hosts: they take up residence in a human brain and persist there by dint of the energy available in a brain. No too much of that energy—that could be fatal—but enough to stay in existence and replicate themselves in another brain. Like parasites, memes can be a nuisance, but they are not usually so obtrusive as to threaten the life and health of the host. The lice in your hair may make your skin itch, and the memes in your mind can make your mind irritated—but they don’t kill you. You may want to get rid of an annoying jingle or manner of speech, as you may want to get rid of any parasites that come to your attention. Some parasites, however, are okay (gut bacteria) and some memes are welcome to stay. So we can say that memes have some of the causal, behavioral, and functional aspects of parasites: they operate in the same kind of way. They are not predators exactly, but they are scroungers, freeloaders, unwelcome guests (sometimes). Both have a sort of life of their own—a will of their own, interests of their own. The meme seems intent on its own survival even if you don’t like having it around: it is “selfish”. It is more organism-like than gene-like in this respect: more like an autonomous entity with self-directed goals. It is more like an active life form than a recipe for creating life forms.

            But does the meme have a phenotype and a genotype? If we count language as a meme, a very large one, we can find literal equivalents of these notions: its phenotype is universal human grammar and its genotype is the genetic program that is innate in the human animal. Language genes build languages in brains, as limb genes build limbs in bodies. The language meme thus literally has a phenotype and genotype. But what about more standard examples of memes— such as jingles, fashions, and ideologies? Here the phenotype is the psychological profile of the meme: its phenomenology, semantic content, and behavioral dispositions. These determine (in conjunction with other factors) its staying power and contagiousness—its ability to survive and reproduce. A rapidly fading musical meme will not get transmitted, e.g. by humming. The meme’s phenotype is what seals its fate as a viable entity, particularly the way it meshes with the human mind. In this it is just like a parasitic organism. But does it have a genotype too? Possibly, if it is innately fixed, but generally not, so here the analogy may seem to break down. However, we must not be too parochial when it comes to genes. Not all life forms are necessarily grounded in DNA molecules; on other planets the underlying replicators might be chemically quite different. The abstract concept of the gene is just “whatever underlying structures account for heritability” or some such definition. Genes encode and they build—but they can do this in different ways in different conditions. So do memes harbor anything that meets this abstract description? I think they do and must. First, they are constructed from more primitive elements as they pass from one mind to another: it is not a matter of a rubber stamp or cookie-cutter. The meme can only enter another mind if it is first analyzed and then actively reproduced. The jingle must be heard and processed and converted into an inner melody: it must be capable of such analysis and conversion, and it must be constructed from simpler components (notes, rhythms, lyrics[2]). The components have to be copied and strung together so as to resemble the original. This is a non-trivial task. Importantly, the brain must contain states and processes that correspond somehow to the meme’s apparent phenotype—hidden layers of machinery. This is starting to look a lot like a genetic substrate in the wide sense, i.e. a mechanism of transmission. Not chunks of DNA, to be sure, but units that act somewhat as DNA acts—constructively and reproductively. The meme has something analogous to cellular structure; indeed in the broad sense of “cell” (the word derives from monks’ cells) it has cells—basic compositional units. It has a fine-grained mechanism of reproduction that goes beyond its manifest phenotype.[3] The efficiency of this mechanism is key to its survival and competitive potential—how well it does against other memes vying for the same mental space (“Jingle Wars”). So it looks like the analogy is holding up pretty well: memes are biological replicators with phenotypes and genotypes (widely conceived). Maybe they can even be said to grow and die: the Catholic meme grew over the centuries and it looks now to be in decline, possibly to die out eventually. Memes become extinct or lose their dominance (Beatle Mania, Communism, the Twist). They are parasites that have their day in the sun but can lose their grip with the passage of time, as bodily parasites can. 

            Memes are thus very like parasites, but are they literally parasites? It seems to me that this is not an unreasonable way to characterize them: once we get over the prejudice that minds are not biological the way is clear to classifying memes as mental parasites. They parasitize the mind (brain): they get in there and live off its resources. What if there were conscious physical parasites that invade the brain and suck up its nutrients, affecting the way the host’s mind functions? They might inject ideas into the host mind, possibly as an aid to their survival. Wouldn’t these be just like our memes—units of energy exploitation with a psychological nature? Parasites of the body have evolved in the usual way, and so have parasites of the mind—selfish replicators in their own right. Each has adopted the parasitic lifestyle, with the brain the focus of the mental kind. So there are actually two types of life on earth: the DNA-based type and the type preferred by the memes. We don’t know much about the basic processes and structures in the case of memes, but we have reason to believe that such processes and structures exist, maybe to be revealed by neuroscience. Perhaps there is a finite set of meme components for human memes and a finite number of combinatorial principles: these are the fundamental transmittable units of the meme universe. They may be quite ancient and fairly recondite—rather like genes—but they are the generative foundation of all meme activity. Whole ideologies may be the elephants of the memo-sphere, evolving from much smaller and simpler memes drawn from bygone days. If this is right, memes are literally living parasites feasting on the brain’s energy reserves.[4]


[1] In fact Dawkins alludes to this possibility, quoting Nick Humphrey: “When you plant a fertile meme in my mind you literally parasitize my brain, turning it into a vehicle for the meme’s propagation in just the way that a virus may parasitize the genetic mechanism of a host cell” (p.192). However, he does not pursue this suggestion, preferring to focus on the analogy with genes. Whether other authors have run with the idea I don’t know.  

[2] I remember an old Mike Leigh film in which a character went around the whole time singing, “Tasty, tasty, very very tasty; they’re very tasty”, clearly playing host to a meme he couldn’t control (even now that meme resonates in my mind).

[3] We have a name for this mechanism: imitation. But imitation is a complex process of analysis and synthesis, requiring underlying generative machinery, and capable of degrees of effectiveness. It is the meme analogue of the mechanism of inheritance that we now know is based on the DNA molecule (at least on planet earth).

[4] Parasites exploit weaknesses in the body’s defenses, immunological and mechanical; similarly memes exploit the mind’s natural receptivity and plasticity. It is good to be a fast learner, a cognitive sponge, but this can lead to stuff creeping in that does nobody any good. Dangerous ideologies are the price we pay for being easily educable—as parasites exploit the body’s surfeit of energy resources. The human mind is susceptible to meme intrusion because of its generous cognitive endowment; other animals are not much prone to such intrusion.

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Is Instantiation a Relation?

Is Instantiation a Relation?

I propose to address a question of high obscurity, hoping at least to make some clear points. As philosophers we are accustomed to using the word “instantiate” to describe what is involved when an object has a property—say, a ball is red. We say that the ball instantiates the property of being red (or the quality redness or the universal RED). We thereby speak of a relation between objects and properties (qualities, universals). We may even refer to something called “the instantiation relation”. But is this really a relation? Are objects related to properties in the way they are related to other objects when they stand in relations to them? Is a ball being red a relational matter? One object being to the left of another is a relational fact, but is an object being red a relational fact?

            In the case of objects and their relations we can say that the objects have a nature that is independent of their relations to other objects: if x is to the left of yx and y both have intrinsic properties in addition to their relational properties, typically predating the obtaining of the latter. The objects don’t have only relational properties. They are constituted as the objects they are by their intrinsic properties, and they are only subsequently able to enter into relations with other objects. The relations are metaphysically dependent on the properties: x can’t be R to y unless it is already possessed of a relation-independent nature constituted by properties. For what would it be that stands in these relations if there were nothing but the relations? There would be no well-defined object to stand in relations to other objects. There would just be some sort of bare substance that is related thus and so to other bare substances. Relations alone cannot add up to well-defined objects. Thus we find that objects in spatial relations have non-relational properties too, such as size, shape, material composition, and color. Traditionally these are referred to as primary qualities (I will include color here, assuming it not to be a relation to other objects). The relations are added to the qualities and cannot obtain without them. But in the case of the instantiation relation this basic principle is violated: for the primary qualities themselves are taken to be possessed relationally. The object stands in that relation to the qualities conceived as extrinsic entities (we picture them as occupying their own realm). Objects have no nature independently of standing in the instantiation relation, since that is what it is to have any nature at all. Logically, the object has a nature only by standing in the instantiation relation to properties extrinsic to it, so it has no relation-independent being. The situation is precisely not like relations between objects and objects, so that model fails at a crucial point. At best we picture the objects as bare particulars awaiting the possession of properties in virtue of standing in the instantiation relation to them, but this notion is metaphysically incoherent—it is the bogus notion of the property-less particular. The relational conception converts objects into bare particulars, but there are no such things; and anyway they are not what we signed up for when we entertained the idea of the instantiation relation.

            Second, there is surely something very odd in the idea that objects stand in no other relation to properties. When objects stand in relations to each other they stand in many such relations: if x is to the left of y, it will also be (say) larger than y or of a different shape or color or heavier than y. But when an object instantiates a property it doesn’t also stand in other relations to that property such as being heavier than the property or to the left of it or a different color from it. The only relation objects ever have to properties is that of instantiating them (or failing to); there isn’t the usual panoply of other relations. What kind of relation is it that precludes the holding of other relations? It seems like a very jealous sort of relation! Properties have relations among themselves, such as inclusion or incompatibility, but they only relate to objects via the instantiation relation—otherwise they have nothing to do with them. Is it perhaps that there is no relation there to begin with and hence no concomitant package of other relations? That suspicion turns to conviction when we note another peculiarity of the so-called instantiation relation: when the ball instantiates redness we can re-state this fact by saying simply that the ball is red. The relation drops out under paraphrase, as if a mere redundant flourish (or device of generalization). But no such thing is true of relations in general: if x is to the left of y, we can’t re-state this fact by dropping the relational term—if we try, we get the nonsensical “x y’s” (“Fred Albert’s”). Relation words are not redundant at all; we need them in order to capture all the facts. But the word “instantiates” (like the word “true”) vanishes under paraphrase: we can truly say, “x instantiates P if and only if is P”. There is no relation here that cries out for inclusion in our list of Indispensable Terms. And indeed who has ever witnessed the instantiation relation holding? Do objects look like they enter into relations with properties extrinsic to them? The idea is a philosopher’s invention not a piece of robust common sense. We talk that way sometimes, but to harden this into a theory of objects and their properties seems like metaphysical fancy.

            Do objects have properties? Not in the way you have a bicycle or a coin in your pocket. True, objects are red, square, heavy, etc., but this is not like ownership: you don’t possess your properties as you possess your books or furniture (you can give away your books but not your properties). So there is no support here for the relational picture of objects and properties. Why do we even talk this way? Why do we invoke such relational language when trying to understand what it is for a ball to be red? Because we really don’t understand what is going on when a ball is red: the metaphysics is obscure to us. So we reach for the first available analogy—objects standing in relations. Once we see that this analogy fails we are stymied—stuck, skewered. We find we have no real understanding of the most primitive fact of reality—objects being a certain way. We don’t want to say that objects are nothing but properties (“bundles of qualities”), but we also don’t want to think of them as removed from properties in the manner of the bare particular. We impose the relational model on them, but it quickly collapses, leaving nothing to put in its place. Balls are red but their being so strikes us as impenetrably obscure (as philosophers). Plato proposed a two-tier theory with particulars down here and universals up there, under which the relational conception seems inescapable: but we really have no idea of objects independently of properties and properties independently of objects. The two seem clearly distinct, but how they combine baffles the intellect. We thus have no positive idea what is going on when a ball is red (round, heavy, etc.), but resorting to something called the instantiation relation looks like the wrong way to go. It is trying to force one thing into a mold suitable only for another.[1]


[1] To put the matter intuitively, objects and their properties form a natural unity, but the instantiation relation imposes a duality that is false to the facts. Genuine relations between objects involve dualities (or more), so the relational view imposes this picture on simple monadic facts—with the object and its properties on opposite sides of a metaphysical divide. Recoiling from this, we start to blabber about “organic wholes” and suchlike things—no real theory offers itself. We thus fail to grasp what it is for an object to be a certain way, i.e. the most basic structure of reality.

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The Selfish Phenotype

 

 

The Selfish Phenotype

 

Organisms often act selfishly, i.e. so as to benefit themselves. They compete with other organisms for food and mates; their behavior is anything but altruistic. Human organisms are a case in point. But they don’t always act selfishly—sometimes they act so as to benefit others at their own expense, as in raising their young. They exhibit kin altruism. That is to say, the individual organism is not always beneficent in relation to itself: sometimes it acts to benefit organisms not numerically identical with it. It has been pointed out that the same is not true of genes: they always act to preserve and benefit themselves.[1] No gene ever predisposes an organism to act in such a way that that gene goes out of existence—or else it would go out of existence! There are no genes that benefit other alien genes, no altruistic genes. There are genes for altruism in organisms (kin-directed altruism) but not genes that sacrifice themselves for other genes. When an animal nurtures its offspring at its own expense it is benefitting its own genes, but genes don’t do anything comparable in relation to other genes. Genes are invariably selfish, while organisms are only intermittently so. Genes are selfish according to biological law, while organisms are selfish only in so far as that benefits their genes.[2]

That is the orthodox picture and its logic is inescapable, but closer analysis reveals that it misses something important. This is that the organism’s actions serve also to reproduce its own phenotype—an organism similar to itself. If the parent organism sacrifices itself for its offspring, its survival comes into question; but its phenotype marches on. Not, to be sure, its entire phenotype, since its genes mix with those of another organism with a different phenotype, but more so than if it had no offspring at all. It uses the other organism in order to ensure that a partial copy of itself is passed into the next generation. It shares space with another organism’s phenotype in order to carry on its journey through time. So we can say that the phenotype survives in cases of individual self-sacrifice—just as the genes survive in such a case (the latter is a means to the former).[3] Thus the phenotype is a selfish entity too. The phenotype never acts so as to benefit an alien phenotype—as it might be, an antelope’s phenotype acting so as to benefit an elephant’s phenotype—but rather it always acts so as to propagate instances of itself. The individual organism promotes the survival of its own phenotype by benefitting its own offspring. It doesn’t benefit itself qua individual organism, but it does benefit the suite of traits we call its phenotype (including its extended phenotype). To use philosophical terminology, it doesn’t benefit this token of its phenotype (viz. itself) but it does benefit the type of its phenotype (hence the use of “type” in “phenotype”). It helps produce more tokens of this type—otherwise known as babies. The type is more abstract than the token, less of a concrete particular; it is more of a universal or general kind. If evolution is a path through the space of all possible phenotypes, then the individual organism acts so as to maximize the chances of a particular such path. Accordingly, phenotypes can be viewed as self-perpetuating entities, leading to copies of themselves (or partial copies), and hence “selfish” in the technical sense. They are like genes in this respect and unlike the individual organisms that contain them—those dispensable temporary tokens. They are immortal in the way genes are immortal and individual organisms are not.

It might be thought that there is a significant asymmetry between genes and phenotypes, namely that genes promote themselves not just entities like them. It isn’t that the organism is a survival machine for similar genes in future generations but for these particular genes. Organisms produce tokens of their phenotypic type in future generations, but genes qua tokens sail through to the next generation and beyond—they get to survive not just genes similar to them. But brief reflection shows that this is false: the physical particulars that constitute genes in one body do not themselves survive in a future body. They disintegrate along with the organs and cells of that body once death supervenes. They become food for bacteria and victims of entropy. What survive are numerically distinct physical entities that replicate the originals. It is just as if I were to make a copy of a coin and then melt down the original: the type of the original survives but not the token. Likewise, these particular strands of DNA go the way of all things—into dust and disorder—but their type persists into the future in the form of numerically distinct material particulars (ultimately atoms). The old type is embodied in a new token. So when we say that an organism’s genes survive in its offspring we speak loosely: we don’t mean those specific bits of matter but their type or form. A copy of x is not x—it is something just like x. It is qualitatively identical (or close to it) but not numerically identical. So it is not that my genes are immortal in the sense that those very physical particulars will go on indefinitely (as elementary particles do); rather, their specific type travels on down the generations—copies of my originals not the originals themselves. Genes replicate themselves; they don’t just survive as is. Genetic perpetuation is genetic reproduction. But then, they are not different from phenotypes: they too are types not tokens, kinds not instances of kinds. The individual organism acts altruistically so as to benefit genes just like its own (but not literally its very own, i.e. the ones sitting inside its body); and similarly it acts so as to perpetuate a body like its own by producing and preserving a (partial) copy of its phenotype. Instances of a phenotype have no immortality, and nor do instances of a particular type of gene—they will perish with the organism’s particular body. Not that anyone I know of has ever claimed otherwise, but it is good to be clear about the logic and ontology of the situation: tokens come and go, whether of genes or phenotypes, but types go on in perpetuity (or until extinction). So genes are not selfish in the sense that they are solely concerned with their own survival qua physical particulars—that being impossible under normal conditions—but rather in the sense that they are hell-bent on producing copies of themselves. But the same is true of phenotypes—body plans, brain designs, types of psychology—and so do not differ logically from genes. Both are selfish as to type but not as to token. Organisms areselfish as to token, at least a lot of the time, since they are very concerned to make sure things go their way and the devil take the hindmost. I want me to survive not someone just like me! I don’t much care if my twin lives to carry my genes and my phenotype; I am more concerned about this individual thing called “I”. I don’t even much care if my genes and phenotype survive as long as I do. That is true honest-to-God selfishness, not the watered down kind exhibited by genes and phenotypes. It is as if the gene is saying to itself, “I don’t care if I survive so long as there are copies of me in the future”, and similarly for the phenotype; but the self is concerned precisely with itself—that with which it is numerically identical not just anything qualitatively similar to it. Sure, I may be glad if copies of me survive, but I don’t confuse this with my own immortality. Nor do the genes make this confusion, being well aware of the distinction between numerical and qualitative identity. Compared to me, my genes are quite selfless beings—as is my phenotype. Wanting my particular body to persist into the future (say by cryogenesis) is not the same as wanting a body similar to mine to persist into the future. The latter is the kind of “selfishness” proper to genes and phenotypes not the former.

We can then say that phenotypes are selfish in the way genes are selfish: both (metaphorically!) want copies of themselves to go on down the generations. Neither is more selfish than the other (though both pale in comparison to me). That is, phenotypes that successfully produce copies of themselves are favored by natural selection, while phenotypes that fail to cut it in the reproductive stakes are apt to fall by the wayside. Ditto for genes: the genes that do well are the ones that produce survival machines (bodies and brains) capable of winning the reproduction wars. To do that the gene doesn’t need physically to hop into the next organism, like a coin going from pocket to pocket; it just needs to replicate itself in that organism—copies not persisting originals. To put it differently, the operative unit is the type not the token: it is what gets passed on or not. The type needs a token if it is to have real-world impact, but the token is a dispensable entity in the wider scheme of things—it can safely go the way of all flesh. The unit of natural selection is really an abstract type not a concrete token. It is closer to the meme than is sometimes realized: the meme produces copies of itself but its original can disappear without a trace. The brain that housed the first meme of a jingle, say, can be reduced to pulp and yet the meme itself survives in copies of the original token. The meme is what is common to its embodying tokens not any of these tokens individually. In principle it can be realized differently in states of the brain in different individuals, and it is certainly not identical to any one of them. The same could true of genes, though it appears not to be in the actual world: that is, tokens of the same gene type could in principle be realized in different chemical configurations, though the chemical composition would have to duplicate the functional properties of the gene. You could in principle replace DNA with some other molecule and have the same gene type so long as it functioned to build the same body (“the prosthetic gene”). Genes could be multiply realized, as philosophers say. So it is wrong to identifygenes or memes with certain physical configurations, though no doubt there are lawlike correlations. Both belong at a more abstract theoretical level. What is selfish in biology, then, is really fairly abstract—gene types not gene tokens (ditto for phenotypes). This is really implicit in the notion of a copy: nothing is a copy tout court but only in certain respects. The gene is not copied with respect to its physical context or its time of existence or its movement through space; it is copied with respect to its informational content and its internal molecular architecture. It is the same for copies of paintings: not the way the light was shining on the original or its historical period or what the original painter was thinking at the time it was created, but rather a subset of its properties concentrated in its shapes and colors.[4] The logical form of “copy” is given by “x is a copy of y with respect to R”—that is, relative to certain selected features. The selected features are what matters to the copy not the totality of its properties. It is the same with genes and phenotypes: general features that are relevant to what these things do, not the particularity of the individual instance (a scar on the body, a little jiggle in the DNA). The ontology of biology is thus more abstract than might be supposed, less tied to physical particulars (in this it resembles the ontology of psychology).

Let’s rank the biological world on the score of selfishness. Individual organisms are often genuinely selfish but not invariably so (including humans); genes are invariably selfish, but their selfishness does not concern their individual survival as bits of matter, but rather the survival of copies of themselves; phenotypes are selfish in the manner of genes, type not token, copy not original; memes (also part of the biological world) are always selfish, being concerned to spread themselves through as many minds and brains as possible, rather like a selfish parasite; species and groups are not selfish at all, never acting for their own good or anyone else’s.[5] As to selflessness, only individual organisms manage this feat, serving the interests of both genes and phenotypes (and I suppose memes). In nature, it’s mainly every man for himself.

 

[1] Richard Dawkins’ The Selfish Gene (1976) is the locus classicus.

[2] Let it be noted that organisms like humans can be literally selfish, culpably so, while genes are selfish only metaphorically, and not culpably. The metaphor can readily be cashed, but I won’t do that now (see Dawkins).

[3] Since genes don’t always make perfect copies of themselves, the difference between genes and phenotypes with respect to fidelity is a matter of degree. Also, there is non-sexual reproduction.

[4] Many copies of things are not to scale or use different materials or don’t weigh the same—yet they are still copies.

[5] Species make no effort to avoid extinction, though it is not wrong to say that they can perform collective actions, e.g. moving to another continent. Nor do they replicate themselves. Nor do they aid any other species at their own expense. They are neither selfish nor selfless. You couldn’t write a book called The Selfish Species (or The Selfless Species).

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Real Appearance

 

Real Appearance

 

Philosophers are apt to speak of appearance and reality as if the two are opposed. But this is too simple: appearances are necessarily real and realities necessarily appear. The dichotomy no doubt has its origin in cases of perceptual illusion—the stick in water appears bent but in reality is not.  Here is the appearance and there is the reality, the two running on separate tracks. Then the philosopher converts this distinction into a general thesis about the world, dividing it into Reality and Appearance (capitalized). Reality may be said to be the totality of appearances (idealism) or to transcend appearances (realism). The concepts are clear, and clearly distinct, now we just have to make use of them to formulate grand theories. But let’s look at them more closely, in particular, their alleged mutual exclusiveness. Is this really a good way to carve things up? How exactly are the two concepts related?

First, appearances are real: when it seems to you that the stick is bent it really does appear bent. The stick is one thing–an element of reality–and the appearance of it is another–a distinct element of reality. Both are real, and equally real, but they are not the same. We might say that the appearance is not part of the reality of the stick, but neither is the stick part of the reality of the appearance (it could exist without the stick). The appearance is part of the real world of appearances: impressions, presentations, ways things seem.[1] We might say it is part of the world of psychology—the way things strike minds. So why are we opposing appearance and reality when appearances are constituents of reality? They are just not parts of that reality—the part that the stick exists in. They are not parts of physical reality, as we like to say, though they are parts of reality as a whole. Moreover, they are parts of objective reality: they objectively exist just like other aspects of the mind (the subjective is also objective in this sense). They are objective facts: it really did objectively seem to me that the stick was bent. Appearances exist at certain times and places, have causal powers, and can be measured—they are not phantasms or fictions.  If we say, for example, that colors belong to the realm of appearance, we in no way assert that they are not objectively real—they are just not included in the part of reality that (so-called) physical objects occupy. Being assigned to the realm of appearance is not a form of ontological demotion.

But now things are about to get murkier: do appearances have a reality that transcends their appearance, and do realities necessarily appear? I think the answer to both questions is yes, though the matter is hardly straightforward. Taking the second question first, is it true that every real thing has an appearance? Not a perceptual appearance, to be sure, because of numbers, moral values, thoughts, and appearances themselves. We don’t have visual impressions of these things. Still, they are presented to our minds in a certain way: we have (as Frege would say) modes of presentation of them. They don’t appear to us naked, just as they are in themselves, with no infusion from our minds; they appear to us in ways conditioned by our modes of sensibility and intelligibility. We grasp numbers, say, in the way human beings grasp them—as finite fallible embodied creatures. Not all conceivable beings grasp them this way: some may survey them far more extensively and intuitively. Animals may grasp numbers in a way different from the human way—more primitively, we suppose—and superior intelligences may grasp them differently from us (and we vary among ourselves according to our mathematical prowess).[2] Appearances are not always perceptual, yet they exist nonetheless. Similarly, unobservable entities like atoms have an appearance—how we represent them in thought. Maybe we use images to do so or maybe discursive symbols, but we grasp them somehow—under some mode of presentation. Conceivably, other beings might grasp them differently, according to their cognitive structure.[3] But what about unknown realities—do they have appearances? What about reality before minds came to exist? Here I think we can say that such unknown objects have conditional appearances: there is a way they would appear to minds of such and such a type. This is a determinate fact about them: every reality has a way (a set of ways) of possibly appearing to cognitive beings. The reality constrains the appearance, without exhausting it, and the appearance belongs to the reality as an objective fact. There is a fact of the matter about how unknown particles would appear to the human mind—or numbers not yet contemplated. There is no such thing as appearance-free reality: real things necessarily have appearances built into them (sometimes conditionally). The same is not true of fictions: they don’t always have a determinate way they would appear, because they don’t always have a determinate nature. How would Sherlock Holmes appear? But things with a determinate objective nature thereby have a determinate mode of appearance, which is relative to the being appeared to. Appearance is thus woven into reality not imposed on it arbitrarily from outside. There is no appearance-neutral reality.

As to the first question, I believe that appearances always transcend their appearance. There is always more to them than there seems. This is because they are themselves realities. For example, the stick seeming bent to me at time t is an experience with a nature—a visual experience occurring at a certain time with certain causes and effects. Not everything about it is apparent to my mind. Maybe we can say that it appeared to me a certain way—the appearance did—but it wasn’t exhausted by this second-order appearance. It is not easy to argue for this view, but I think it has intuitive plausibility: why should the part of reality consisting of appearances be different from the rest of reality? Appearances are real too, so they should have a nature that transcends their appearance—this is part of realism about appearances. Appearances are natural occurrences or states with a basis in the brain, a history, and a science proper to them: why should they lack a nature that goes beyond how they naively seem? An idealist about appearances would suppose that they are nothing but how they appear, but a realist will insist that nothing real reduces to its mode of presentation—even modes of presentation themselves. Senses, to use Frege’s terminology, have a nature of their own not exhausted by how they strike the mind (and the same is true of these events of striking the mind). In other words, real things are never just a matter of how they strike a mind, which includes appearances.

Let me put it this way: objective reality always has subjective appearance built into it, and subjective appearance always has objective reality built into it. The two are intertwined not separate orders of being. This is not to say that appearance and reality collapse into each other, or that the concepts are not genuinely distinct. The matter is subtler than that—harder to comprehend. Let’s look at logical form. The concept of appearance is a three-place relation: x is an appearance of y to z. An appearance is always an appearance of something (cf. Brentano)—in the simplest case a perceptual appearance is an appearance of a physical object (or a merely intentional object in the case of hallucination). But it is also true that every appearance is an appearance to someone—a sentient being at a minimum. The word “appear” always goes along grammatically with the prepositions “of” and “to” (or some equivalent): that is its logical grammar, as Wittgenstein would say. But no such thing is true of the word “real”: when something is real it is not real of something or to someone. Realities are not relations between themselves and something else that they are of, and they are not inherently relations to conscious beings. So the two concepts are vastly different; they correspond to quite different aspects of the world. Yet they are necessarily joined at the hip, since everything real has an appearance (even if only conditionally) and every appearance has an underlying reality (if we are appearance realists). You can’t be an idealist who denies realities beyond appearances, and you can’t be a realist who denies the reality of appearances. For appearances are realities with an objective nature and realities are things that necessarily appear in a certain way. Reality is woven into appearance and appearance is woven into reality. To put it simply, appearances are real and realities appear. There is no possible conception of the world that denies these truths: we cannot conceive of reality without a determinate mode of appearance, and we cannot conceive of appearances without an underlying reality. There is no appearance-independent conception of reality, and there is no reality-independent conception of appearance. This basic truth stems from the recognition that appearances are not opposed to reality but part of it, and reality is not something that floats free of appearance like the Invisible Man (a Kantian point). We can thus understand why some philosophers maintain that reality is appearance and others maintain that appearances are somehow illusory or fictitious (there are really only brain states). But reality is always more than appearance, while never departing altogether from appearance. Idealism (in one form) is not true, necessarily so, but a realism that seeks to detach the world from all appearances is likewise doomed. The phenomenal has its noumenal aspect and the noumenal has its own (counterfactual) phenomenal aspect. Reality and appearance are indissolubly connected, though logically and metaphysically quite distinct. We would do well to reform our metaphysical language to speak of appearance-reality and reality-appearance: unities not dualities. Everything that exists is a hybrid of the two, or better a fusion.[4]

 

[1] If the world is everything that is the case, then appearances are part of what is the case—one type of fact among others. It is not that appearances lie outside the world; indeed, some philosophers have thought that appearances are the only thing that exists in the world. In any case, they are of the world—part of the totality of facts.

[2] We can thus say that every reality corresponds to many possible appearances, because appearance is a relation between an objective entity and a subjective viewpoint (this may be entirely intellectual). We might even agree that every finite reality has infinitely many possible appearances. Still the reality constrains the appearance, as reference constrains sense.

[3] This has a bearing on what is called the “absolute conception”, the way we grasp the subject matter of physics. This should not be taken to be completely appearance-neutral, since it depends on our specific cognitive and linguistic make-up, though not perhaps on our sensory make-up. Particles have their creature-relative modes of presentation.

[4] This is one of those cases in which trying to state the metaphysical truth taxes our language, no doubt because it was forged in conditions of metaphysical confusion.

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Fearing Morality

 

 

Fearing Morality

 

In the past people were taught to love God and to fear Him (making sure to capitalize the divine pronoun on pain of incurring His wrath). The fear was as important as the love. Since morality was closely tied to God, consisting of His divine Commandments, people also feared morality: doing something wrong, disobeying God’s commands, would lead to punishment, and hence should be feared. Hell was the ultimate fear object—what you had coming if you failed to fear God and his commands. Even if there was nothing to fear in this life for being immoral, the afterlife was certainly something to be feared—a possible eternity of excruciating pain. People found nothing paradoxical in this idea: the link between fear and morality was intuitively clear to them. Nowadays this link has been broken (supposedly) either by casting God as invariably beneficent or by denying the existence of God altogether. Accordingly, morality—the moral law—is no longer an object of fear. We might be afraid of flouting its requirements because of tangible repercussions, but we don’t find it fearful as such. We may not have much love for morality (it always seems to be ordering us about) but it has lost the sting it once had. It has lost its terrifying authority, its motivating punch—fear being a big motivator. Who’s afraid of the moral law? We no longer tremble before it, kneel in supplication at its feet. Morality no longer scares us.

I think this is a mistake. Morality is still scary, still capable of making us suffer, and suffer horribly. This is because of the operation of conscience: its stabbings and burnings are still things to be feared. A single bad deed can stay with you your whole life, scarcely losing its power to upbraid the conscience, while good deeds fade into distant memories providing little solace. Wittgenstein felt the need to atone for past bad deeds committed long ago and hardly qualifying as pure evil, and who among us does not regret slights and selfish acts committed in childhood? Conscience has an excellent memory and a pointy stick.[1] Let me illustrate this fearful quality of morality by reference to Tolstoy’s War and Peace, which is about battles of many kinds. Three of the central characters, Pierre, Natasha, and Andrei, each act in morally questionable ways and each is made to suffer in consequence: not from tangible harms but from their own moral sense. Pierre is an idle libertine, a self-indulgent aristocrat with neither purpose nor fortitude; after a flirtation with the Masons and a good deal of self-hatred he edges into the war zone and is made to undergo extreme suffering. His disapproval of his own past conduct is what leads him to these sufferings. His inner pain and his outer pain mingle to produce a man who can hardly bear to live. But it is made clear that his external torments are nothing compared to his internal torments—the barbs of his own conscience. If only he had feared morality more! Natasha’s vanity, fecklessness and immaturity lead her to abandon Andrei for the odious Anatole in plain violation of her moral duty. Her consequent suffering as she realizes her folly leads her to the brink of death, as if she has contracted a mortal sickness. Andrei for his part stiffly and proudly refuses to forgive her, knowing the contrite and despairing state she is in, and he too suffers the inner consequences of his moral lapse. On his deathbed he admits to Natasha that his actions were morally repugnant, and she too admits her moral failure in the business with Anatole. We see three characters living with the spiritual results of a troubled conscience, and it is pitiful to behold. They were rash and weak and foolish. They should have realized the punitive power of conscience, or the power of morality to compel conscience. They should have been more afraid of what they were getting into when they ignored the promptings of morality (each of them is admonished to do so but fails to heed the warnings). Many other characters from literature could be cited to the same effect, from Macbeth to Humbert Humbert. Morality will exert its comeuppance and create a spiritual hell from which there is no escape, lasting the eternity of a lifetime. The image of a vengeful god is a personification of this psychological fact. Misdeeds are magnified by conscience so as to resemble a physical hell. If you choose to do battle with the moral law, it will make you pay: better to be afraid of it, to retreat from it. Those pagan ideas of a wrathful and excessive god correspond with a psychological reality. Morality can act as a punisher in its own right without any help from contingent circumstances.

It is different with the law. We are rightly afraid of the law, but this is because of the external punishments that accrue to breaking it not because of anything internal to it. We don’t suffer from remorse and regret for breaking the law (we may on occasion even rightly find the law immoral), but we do suffer thus from violating morality. We don’t have to anticipate a lifetime of self-recrimination for being a criminal, but we do have to endure self-loathing for our immoral acts. For instance, one remembered episode of bullying at school is apt to trigger decades of self-recrimination. We should be afraid of anything with the power to have this kind of effect on us. But people often fail to realize what they are getting into when they commit immoral acts: they are not fearful enough of the psychological consequences. I would advocate teaching children to have such fear. We teach them to be afraid of traffic for their own good; we should also teach them to be afraid of morality for their own good. Those moral wounds may never heal and spoil all future happiness. When it comes to morality the best advice is: be afraid, be very afraid. By all means respect the law for your own good, but don’t think that legal immorality will spare you all pain. Fear and morality go naturally together. Kant spoke of the emotion of awe in relation to morality, but fear is equally appropriate, and more urgent. Morality is not some warm and cuddly thing that will never make you feel bad (as God is not); morality can act as your enemy if you violate it. Morality (like love) hurts. That is part of normal moral psychology.

The total psychopath (if such a being exists) feels no pain as a result of his immoral actions, but he is rare; most of us are only too capable of such pain. But many of us employ various devices and stratagems for avoiding the pangs of conscience: self-deception, bluster, avoiding the subject, alcohol, and rationalization. Interestingly, none of these works, not really. They may give temporary relief but they don’t make the pain go away; it is always ready to spring back into action when you least expect it—shooting through your soul like an arrow from hell (or at least a mild cramping in the gut). There is really no cure for it once the deed is done (see Macbeth): no amount of therapy or money or booze will stop it in its tracks. So it’s best not to go there to begin with; and children should be warned, teenagers admonished, adults counseled. Fear of morality should be part of everyone’s preparation for life. By all means love doing the right thing, but also be afraid of doing the wrong thing. That may cause far more self-harm than you bargained for.[2]

 

 

[1] How does conscience exercise its punitive power? Freud would say that conscience (the superego) is the internalized parent imposing strictures and prohibitions, but this view is not plausible: what if you have no parents, and can’t you reject your parent’s values and demands? I don’t pretend to know how conscience operates, what confers its peculiar potency; I suspect that it has an innate basis, like morality itself, and that it is triggered by a mismatch between moral conviction and other psychological forces—a form of cognitive dissonance. We feel compelled to reduce the dissonance, which eats away at us, but why it has such sharp teeth I don’t know.

[2] It might be suggested that respect is the emotion proper to the moral law; I would not disagree, though respect is rather anemic to capture all that is in play (one respects a government official). Something more visceral is involved, which is why love and fear have attached themselves to morality (or at least grudging affection if not love). We (justifiably) fear the consequences of acting immorally as well as feel respect for its requirements. We fear what acting immorally will do to us: it can cause unhappiness like nothing else. In War and Peace Helene is not a happy woman, not deep down. Kutuzov, despite his ailments, is a happy man because he cleaves close to morality, even when it makes him unpopular—perhaps the most virtuous man in the novel. He knows when to do battle and when not to.

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