Mind-Dependence

 

Mind-Dependence

 

Idealism is the thesis that the world is mind-dependent. In particular, the things we call material objects are dependent on the mind for their existence: to be is to be perceived. Realism is the thesis that the world is mind-independent, so that material objects can exist whether perceived or not. Here is a simple argument against idealism and in favor of realism: the mind depends on the brain, which is a material object, but no material object can depend for its existence on another material object; therefore, material objects cannot depend for their existence on minds. If material objects depended on minds for their existence, then they would depend on brains for their existence, because minds depend on brains; but brains are material objects, which would imply that other material objects depend for their existence on these material objects, but material objects never depend on other material objects for their existence; so material objects cannot be mind-dependent, and idealism is false. I think this is a valid argument, but it may be thought to beg the question: for can’t we say that brains also are mind-dependent? But suppose that were so: it would imply that the being of brains consists in their being perceived—but those very perceptions would themselves depend for their existence on a brain, and hence would call for a material object to exist that is not itself merely a perception. Perceptions of brains need brains too. Moreover, suppose that we had never perceived a brain and had no knowledge of the existence of brains: there would then be no perception of a brain for a brain’s existence to be dependent on. No, the existence of brains cannot be a matter of the existence of perceptions of brains; the existence of brains is an objective matter that is necessary in order for minds to exist. But since material objects can never depend for their existence on the existence of another material object, including a brain, they cannot depend for their existence on minds. The doctrine of “cerebralism” has zero credibility—that is, the doctrine that the entire material world depends on the existence of brains. No one supposes that tables and chairs, trees and mountains, depend on brains. That would not be idealism but a peculiar form of materialism—everything material is really one type of material thing. This is not the identification of reality with appearance, as idealism maintains, but the identification of reality in general with brain reality in particular (neurons, blood, brain chemicals).

Why don’t we see this point, thus rendering ourselves immune to idealism? The reason is that the dependence of mind on brain is opaque to us: we don’t have a grasp of how the mind depends on the brain, though we know that it does. Thus we think we can conceive of a universe in which minds exist but brains don’t, which contradicts the thesis of necessary brain dependence. But such intuitions are immediately suspect stemming as they do from ignorance of the mind-brain nexus. Not that the brain must be just as we conceive it, but there has to be something to do the job of the brain even if it isn’t exactly as we conceive this thing now (even Berkeley saw the necessity for finite and infinite spirits in addition to the ideas that exist in them). The fact is that (barring skepticism) we have discovered empirically that brains are the basis and sine qua non of minds, so that any dependence on the mind is also a dependence on the brain: but brains cannot be what material objects in general depend on, since material objects don’t depend for their existence on other material objects.[1]

Note that the idealist claim is never that the world depends on someone’s mind (unless that someone is God); it is the thesis that my mind is what the world depends on. The idealist never says that the world depends for its existence on (say) the mind of Justin Bieber: why him, we might wonder. But we are easily seduced into thinking that our own mind might be the one on which everything depends (the world is my world). Why? Because of a certain kind of egocentrism: we don’t tend to see ourselves as merely one subject among many. Once I see myself as something in the world along with other subjects, I see that the world as a whole cannot depend on me in particular—why me and not him? Putting this together with the point about brain-dependence, why should reality depend upon my brain, which is just one brain among many (many billions in fact)? Why should this particular material object (the one in this head) be the font of all being? My brain does not enjoy this momentous privilege, and neither does my mind. In the case of God we are more inclined to accept that God’s mind could be the basis of all being, but that is because we don’t tend to see him as merely one person among many, with no more power to generate reality than anyone else; also, we are far hazier about the kind of existence God possesses. But putting aside this kind of theistic idealism and sticking to the usual secular kind, there has to be a question about whose mind is doing the ontological work; and Colin McGinn’s mind is no more privileged in this respect than Justin Bieber’s mind (rather less so). I am just one subject among countless others, and my brain is one among a multitude of brains (cf. my kidneys), so reality as a whole can’t depend on my mind or my brain. I am something in the world; it is not in me. We only fail to see this because of a stubborn (and callow) egocentrism that insists on putting ourselves at the center of things.

Once we see that our minds depend on our brains, and that our brains are just material objects among other material objects, the appeal of idealism evaporates. The world can never reduce to my world, i.e. how it seems subjectively to me. There must be a reality external to my experience (starting with the brain). This would not need arguing if the dependence of mind on brain were written into our everyday lived experience, but that would imply that the mind-body problem has a readily accessible solution. In a way, the mind-body problem is at the root of idealism: a solution to the former would do away with the latter.[2]

 

Colin McGinn

[1] Spatially separate from them: of course, objects can depend for their existence on their parts. But it is not plausible to suppose that ordinary material objects have brains as parts. The general principle I am relying on is the standard notion of a material substance—that which does not depend on other substances for its existence (“self-subsistent”).

[2] I don’t wish to suggest that idealism is not a respectable philosophical position; indeed, I think that the debate between idealism and realism is one of philosophy’s deepest questions. I am simply pointing out its connection to the mind-body problem, also one of philosophy’s deepest questions. Idealism is as attractive as the mind-body problem is hard.

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Animal Deontology

 

Animal Deontology

 

 

The moral theory usually applied to animal ethics is utilitarianism. We are to be concerned exclusively with the suffering and happiness of animals: we must minimize animal disutility and maximize animal utility. That, and only that, is what animals have a right to expect (transposing utilitarianism into a rights-based theory). This seems eminently reasonable: how could a deontological theory apply to animals? How could it be wrong to lie to animals or break promises made to them or be ungrateful to them? They don’t have language or freely perform acts of generosity towards us. We don’t have a duty to carry out their last will and testament, simply because they don’t make wills. The only duties that bind us in relation to animals are related to suffering and (possibly) happiness—the kind that reflect their nature as sentient beings. We don’t have any duty to educate them in world history or respect them as persons or listen to their defenses of their actions or grant them due process in a court of law, since these all presuppose attributes that they don’t possess (even the most intelligent ones). So animals only partially fall under morality as we apply it to humans; they don’t have the kind of across-the-board moral standing we typically accord to each other. They are not full moral beings like our neighbors and friends or people from other lands. They exist a step down the moral ladder, not quite as deserving as fellow humans. True, they fully deserve not to be made to suffer unnecessarily, just like people, but they are not de jure recipients of the full range of duties recognized under deontological ethics. And this shapes our general moral attitude towards them.

But this picture, accepted as self-evident, seems to me fundamentally wrong. Let’s start with lying and promise-breaking (a kind of lying): true, one cannot tell a lie to a dog or break a promise, since dogs don’t understand the relevant speech acts, but performing a false speech act is not what the wrongness of lying and promise-breaking consists in. It isn’t a matter of falsehood as such, or else actors would be liars, but rather of deceiving someone by making false statements. It is the deceiving and misleading that is wrong, not the fact that it is done in language: creating false beliefs and raising dashed expectations is what is wrong. But it is possible to do that non-linguistically: you can act in such a way as intentionally to generate the belief in a dog that it is about to be taken for a walk, but then decline to take it. You can pretend to put food in a bowl for the dog to eat and then hand it an empty bowl. You can regularly give the dog a treat at a certain time each day so as to create an expectation, and then intentionally omit to do so on a particular day, thus disappointing its expectations. These are all examples of deceiving and misleading an animal, even though the means adopted is not a speech act in a shared language. And don’t you normally feel a duty to take the dog for a walk if you have created the expectation that a walk is in the offing? Isn’t it incumbent on you to feed your cat in the morning given that its past experience has led it to expect to be fed then? So the duties that come under the heading of truth-telling and promise-keeping in deontological ethics are applicable to animals, though they are not linguistically mediated.[1] In fact, animals belong with pre-linguistic human infants in this respect: in both cases deception is possible without the mediation of language, and it is as wrong as linguistically mediated deception.

Here we can make a general point about morality, namely that we are apt to be too fixated on language in applying moral principles. We have become familiar with such concepts as racism, sexism, and speciesism as markers of discriminatory types of moral stance; but we can add to this list speech-ism as another type of discrimination, i.e. taking the possession of language as a criterion of moral standing. In fact, language has nothing essentially to do with morality—it is not a morally relevant characteristic. Being capable of being deceived is a morally relevant characteristic, but it is possible to have that and not understand language. If we all lost our linguistic ability tomorrow, that would not affect our moral standing, so long as the rest of our psychology remained intact. It is a failure of imagination to suppose that animals that don’t speak like us don’t have the moral standing that we enjoy; they simply lack a contingent human attribute that evolved some 200,000 years ago while still possessing a psychology much like ours, cognitively and affectively. Language possession is like gender or race or species—not a litmus test for equal moral consideration. Animals can suffer and therefore should not be made to suffer for no good reason, but animals can also be deceived and therefore should not be deceived for no good reason. Suppose you were to poison your dog by giving it tainted food: there would be the wrongful act of causing the dog to suffer (and maybe die) but also the wrongful act of misleading the dog about the food it has been given to eat. It doesn’t matter whether the misleading is done through language or in some other way; it is wrong in either case. Allowing for a bit of poetic license, we can say simply and succinctly that it is wrong to lie to animals and to break promises made to them, i.e. to mislead them intentionally. What makes it wrong to mislead someone linguistically is the same as what makes it wrong to mislead someone in other ways; language is incidental to the wrongness of the action. So we should eschew discriminatory speech-ism (or linguistic-ism): grammar is not the measure of morality any more than gender or race or species is.

I mentioned ingratitude earlier: one of the standard duties listed by deontological ethics is gratitude for good actions performed. It might be thought that this cannot apply to our attitudes to animals for the simple reason that they are not themselves moral agents. I will put aside the question of whether animals are (or can be) moral agents; there is still a question about whether it is appropriate to feel gratitude to an animal. And here I think it is evident that gratitude is an appropriate attitude in our dealings with animals: we can be grateful for their love and also grateful for their existence. We love our pets and our pets love us: this enriches our lives and we feel happier for it. We are, and should be, grateful for this love, even if the animal is not acting from moral motives—as we can feel grateful for the love of our family and friends. Not all actions that occasion gratitude are moral actions, and it would be strange not to feel gratitude for the love of others, animal or human. Also, I think it is appropriate to feel gratitude for the existence of animals—their beauty, their fascination, their affinity to us as well as their difference. Life is better because animals exist as objects of contemplation, aesthetic and scientific. They are a marvel to behold. We are rightly glad to share the planet with them (many of them anyway). Someone who doesn’t feel this is defective in some way—just like someone who fails to appreciate when they have been treated kindly. We call them hard-hearted or blind.[2]

It is difficult to think of a standard moral duty that has no analogue in the case of animals. Beneficence and non-malificence (W.D. Ross’s terms) obviously apply, but it turns out that truth-telling, promise-keeping, and gratitude also apply, suitably extended. What about the duty of making reparations for past wrongs? Even here we can think of cases in which such a duty would be applicable—as with stealing the land of an animal population or removing its source of food. Suppose you decided in your selfishness to buy something fancy to eat instead of buying your dog food and left it to go hungry one day: wouldn’t you owe it to the dog to make up for that the next day? You should give it extra food and pet it penitently or some such thing. You need to compensate for the deprivation you visited upon your dog earlier. Isn’t that what justice requires? The dog may remember your past actions and your present actions will go some way towards making up for what you did earlier; it may think better of you for making amends. This would be even clearer for animals closer to us zoologically such as chimpanzees, though we typically don’t have them for pets. If I accidentally trip over my cat, I feel an obligation to pet him gently and perhaps given him a treat—aren’t I trying to make reparations? The duties we feel towards our intimates do not magically disappear when the species changes. No doubt if Neanderthals still existed and mingled among us we would extend deontological ethics to them too, recognizing the similarities behind the differences; the case of other existing species is not essentially different. Of course, there are animals that really do fall outside the moral circle defined from a deontological point of view: some animals cannot constitutionally be deceived and can feel no love for us humans—starfish, bacteria, flies. These animals cannot be made to have false beliefs or disappointed expectations because of their restricted psychology, so they impose no corresponding duties on us; but many animals clearly do impose such duties. Acknowledging this removes the last remaining gap that separates us morally from other species: now we can see that animals deserve more than what utilitarian ethics can deliver.[3]They are fully within the moral circle defined by deontological ethics. Our duties towards them include more than merely reducing suffering and providing happiness.

 

Colin

[1] We could assign them to the class of implicit truth-telling and promise-keeping: intentionally creating the impression that certain beliefs and expectations are warranted without explicitly saying so, which we do all the time.

[2] There are also those who feel particularly grateful to animals because humans are so awful.

[3] I am of course assuming that utilitarian ethics is incomplete; there are duties that cannot be subsumed under the utilitarian framework. My point is that if you are a committed deontologist you can still include animals within your official moral theory. Put differently, deontology is not limited in scope to humans, ceding territory to utilitarianism in the case of animals.

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Emotion and Perception

 

 

Perception and Emotion

 

 

Everyone knows that sensory qualities are associated with emotions, though the manner of association is obscure. Colors suggest emotions (red passion, blue sadness); sounds are perceived emotionally especially in speech and music; tactile sensations are felt as pleasant or unpleasant; smells can be appetizing or revolting; tastes delicious or nasty. It is a question what establishes these associations–whether they are innate or cultural, the result of arbitrary conditioning or of a perceived intrinsic connection. They seem to bypass explicit belief: it is not that we are of the opinion that screeching noises are irritating, or that rotten food tastes disgusting, or that green is soothing. Artists and musicians, not to mention chefs and masseurs, know how to exploit these emotional resonances. The sensory faculties are clearly hooked up somehow to the affective parts of the brain. We sense feelingly. The same must be true of other animals, even when cognition is not at the human level. Imagine how birds see colors or cats and dogs hear sounds (the bat may thrill to its sonar perceptions). These sensory qualities clearly have affective, motivational, and appetitive connotations for the animals that sense them. They are not emotionally neutral.

It is noteworthy that all the sensory qualities mentioned so far would be classified as secondary qualities, i.e. qualities originating in the mind (or brain) and projected onto the world. Let’s call these qualities subjective: then we can say that subjective qualities are apt to have an intimate connection to emotion. What we project we resonate to; what comes from us excites us in this way or that. But is the same true of primary qualities, particularly size and shape? Here we seldom hear talk of emotional associations, and scientific studies of possible such associations are few and far between. What is the emotional meaning of a straight line as opposed to a wavy one? Are circles evocative of different emotions from rectangles? Does size matter emotionally? Maybe some sort of affective meaning can be conjured up by remembered resemblance, but it doesn’t seem natural or intuitive (geometers might feel differently about circles and squares). So the following generalization suggests itself: objective qualities don’t have the emotional associations of subjective qualities. That is, the perceived qualities of things that are discovered not invented, received not projected, lack emotional resonance—or if they have it, it isn’t in the same way subjective qualities do. What doesn’t come from us doesn’t move us in the way what originates internally does.  Emotion-laden perception is confined to projected subjective qualities. Proponents of the distinction between primary and secondary qualities, past and present, have not noticed this difference, but it appears to exist—and it is not altogether surprising on reflection. For secondary qualities have been manufactured biologically as a tool of survival, so they are likely to have conative significance; but primary qualities exist in the world anyway, whether relevant to organisms or not. They might be relevant to survival, adventitiously so, but they are not guaranteed to be, unlike secondary qualities. The absolute conception is not emotionally imbued, save per accidens.

One can envisage an extreme reaction to this point, namely that secondary qualities are emotions, projected outward. To be red, say, is to be imbued with passion. That would be pretty crazy, to be sure, but it brings out an interesting point: perceptive and emotive theories are not necessarily opposed. In ethics people have discussed whether moral qualities are perceived or are merely reifications of our emotions: but they can be both. Maybe we perceive moral qualities and at the same time, inextricably, feel certain things (a rush of approbation, a surge of indignation). If perception is essentially emotional, it won’t be surprising to find that moral perception has a characteristic type of affect associated with it. And it is surely true that moral impressions (for want of a better term) are heavily emotion-laden, as well as motivating—which is what we would expect if they are perceptual in nature. It might even lend support to the idea that moral qualities are manufactured by the mind and projected outwards, not found among the objective features of the world, though perceived there. The indicated theory might thus be labeled “perceptive emotivism” or “emotive perceptivism”. This seems like a pleasant resolution of an old dispute.

It must be admitted that the connection between perception and emotion is far from pellucid. Why particular colors have they associations they do is puzzling and not at all self-evident; and it is not plausible that we are somehow taught to make these associations. Clearly that is not so for taste and smell. The mind is so configured that the senses and the emotions are coupled to each other in multiple and complex ways. Nerve fibers spanning cortical regions must be the basis for this, and these neural connections must have been established somehow. Why is the Blues called “the blues”? Why are we said to “see red”? Why are cowards described as “yellow” and novices as “greenhorns”? But some semblance of intelligibility arises from the observation that the sensory qualities with pronounced emotional meaning are mental projections—they come from the same place that emotions come from. Emotions are not objective qualities of external things—potential subject matter for physics—but neither are secondary qualities. The perceived world and the emotional world are inextricably intertwined, both having their origin in the subject. The objective world of primary qualities, by contrast, is emotionally neutral and not a mental projection. It has nothing intrinsically to do with the needs of perceiving organisms.[1]

 

[1] It is good for organisms to have accurate perceptions of primary qualities, but the qualities themselves are not reflections of the organism’s own nature—hence the lack of emotional punch. Subjective qualities, by contrast, are bound up with the inner life of the organism. It is as if they are emotions distilled and objectified.

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Mr. Spock and Captain Kirk

 

 

Mr. Spock and Captain Kirk

 

 

Mr. Spock feels no emotion; Captain Kirk overflows with it. Spock coldly calculates; Kirk passionately emotes. Spock has no sense of humor and never smiles; Kirk enjoys a joke and smiles frequently. Kirk loves, not so Spock. Do they understand each other? It seems clear that Spock doesn’t understand Kirk: he finds emotions alien. He is to Kirk as we are to bats. He observes Kirk’s behavior, listens to his words, knows all about his nervous system (what does Spock not know about?)—but he doesn’t know what it is like to be Kirk. For he lacks the experiences that define emotions, and you can’t grasp experiences that you don’t yourself experience. He sees no point in emotion, and looks disdainfully upon it, but he also has no idea what it is. If he were a philosopher, he would see in it an objection to materialism (you can know all the physical facts about Kirk but not know his emotions). Kirk’s phenomenology is unknown to him: he knows what it’s like to be a cold calculator but not what it’s like to be a hot feeler.  Spock, after all, is not human, as his pointy ears indicate (he is Vulcan)—he is a conscious being of another species. Even his vast intelligence doesn’t extend to knowledge of human psychology (except perhaps functionally).

But does Kirk understand Spock? You might suppose that he does because he is also a rational thinker, no stranger to logical calculation (Mr. Scott is another story). He knows what it’s like to reason logically, maybe even to detach himself from disruptive feelings, so he should be able to extrapolate to Spock’s pure logicality. But actually it is not at all clear that he understands Spock—he is constantly puzzled and nonplussed by his Chief Science Officer. The reason is that he can’t really grasp what it’s like to have a non-emotional psychology; he is so steeped in emotion himself that to imagine a life without emotion is beyond his powers of comprehension. How can Spock notfeel? How can Spock be a person and yet have no emotions? What is it like to experience the world without having any feelings about it? An intelligent bat might likewise have trouble understanding human psychology precisely because of something it lacks: what can it be like not to experience the world by sonar? Do the sighted really grasp what it is like to be totally blind? Our imagination is shaped by our own inner life, but that inner life is made up of a totality of components, all interacting. The components suffuse each other, forming an entire phenomenological landscape; it is not so easy to detach one component and leave the rest. What would it be like (Kirk might muse) to think and yet have no feelings about what you are thinking about, especially concerning matters of life and death? So we don’t know what it’s like to be a bat, and the blind don’t know what it’s like to see, and Spock doesn’t know what it’s like to be Kirk; but similarly bats don’t know what it’s like to be us, the sighted don’t know what it’s like to be blind, and Kirk doesn’t know what it’s like to be Spock. Or maybe there is partial knowledge in this direction but not complete knowledge (as is the case in the other direction too). The general point is that it is hard to get outside of one’s own phenomenology. We tend towards phenomenological solipsism.

There is also something inherently puzzling about Spock, which is skirted by Star Trek: does Spock have desires? He is depicted as having few desires, but he appears to have some—and how can he not given that he is capable of intentional action? He doesn’t love or lust or grow angry or feel dejected or grief-stricken, but he seems to desire to do his duty, to save lives, and to make his voice heard. He certainly has values and these must exist in the form of hopes and wishes. He wishes, above all, to be logical, which is a wish easy for him to fulfill. But now, if he has desires, even quite strong ones, shouldn’t he also have the emotions that typically go along with desire—frustration, satisfaction, unease, and tranquility? Here Spock seems paradoxical: he values and desires yet he doesn’t feel. This is a psychology genuinely difficult to make sense of. Kirk sometimes shows awareness of this point when he quizzes Spock rather skeptically about his lack of emotion: surely, he suggests, Spock must feel something about this! How can things work out the way Spock hoped and yet he feels no joy in that? Spock merely cocks his eyebrow, leaving the enigma unresolved. Desire and emotion necessarily go together and yet Spock maintains his emotional blindness. So he might really be objectively unintelligible as well as relatively so (to humans like Kirk). What would Spock feel if his logical powers deserted him following a head injury? Would he feel precisely nothing or would it bother him to lose the faculty he prizes above all others? He wishes humans were more logical, but then isn’t he upset when they are not? Or is it just that he has reduced emotions, the kind that don’t spoil the psyche’s overall equilibrium? The matter is left unresolved by the great Gene Rodenberry.

I will mention one other philosophical issue raised by the Spock-Kirk duo, concerning the nature of virtue.  There is no doubt that Spock is depicted as virtuous, irritatingly so at times, but he is a man (sic) without feelings, including empathy. So virtue cannot (according to Star Trek) consist in having good feelings—it is not ethically Humean. He always does what is right, but he has never felt compassion or generosity in his life. On the other hand, Kirk is also depicted as virtuous, despite his emotional gushing (those passionate speeches!): he is a soul whose emotions are good. So he is far from the Kantian ideal: his emotions are his moral guide not dispassionate reason. The thing is both depictions are persuasive: we have here a representation of two possible human types, both virtuous in their own way. Was the creator of Star Trek alert to this debate in moral philosophy and anxious to maintain an inclusively dual conception of virtue? It really is possible to be virtuous in one of two ways the series seems to say. Not Hume or Kant but Hume and Kant. There is Spock-style virtue and Kirk-style virtue. Possibly each has its blind spots and weaknesses, but each also has its strengths. Moral psychology is thus complex and not unified; virtue can reside in very different types of mind. Viewers of the series might identify with each man alternately, seeing the merits of one kind of virtue compared to the other (logicians always preferring Spock). The point is repeatedly made that Spock’s type of virtue, admirable though it is, comes at the price of a lack of humanity, in the form of an absence of emotion; while Kirk’s kind is more erratic and unreliable, though never fundamentally on the wrong track (he is Captain James T. Kirk, after all). Spock seems above the other crewmembers in respect of moral rectitude, with the possible exception of the Captain, but we find him a cold fish despite his moral probity. The contrast between the two presents an excellent class in philosophical moral psychology.[1]

 

Colin McGinn

[1] My own attitude is that I sometimes grow impatient with Kirk’s passionate excesses, but I feel a bit sorry for Spock. Still, I’d be proud to serve on the Bridge with either of them (along with Lieutenant Uhuru of course).

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Are Reasons Causes?

 

 

Are Reasons Causes?

 

 

It used to be held in the 1950s that reasons are not causes (the “logical connection” argument), but the tide turned in the 1960s. The new orthodoxy was that rational explanation of actions is a species of causal explanation: beliefs and desires are the causes of action.[1] True, this is a special kind of causal explanation, since reasons have a rational structure exhibiting logical connections; but that is no bar to their also being causes (efficient causes, in Aristotle’s terminology). Beliefs and desires cause actions in the same sense that impacts cause motions or smoking causes cancer. Since a reason is a combination of a belief and a desire it too causes actions: it causes what it rationalizes. I go to the shops intending to buy fruit, desiring some fruit and believing that the shops are the place to go; these mental states cause my shop-going behavior. It is rational to go to the shops if you desire fruit and you believe the shops are the place to get it, and these attitudes operate causally to bring about the behavior in question. The attitudes are causal factors, triggering events, effect-producers; no doubt they are underlain by brain causes that exploit efferent nerves and send neural volleys. What we have here is just another example of multi-factor common-or-garden causation.

But another point about reasons and actions also gained traction at around this time, namely that desires and beliefs cannot act on their own—they must always work as a couple.[2] Suppose I leave the house with an umbrella: you might surmise that I do so because I believe it is about to rain. But that is only a rational action if I also desire to keep dry: I might have that belief and fancy a dousing, so I leave the umbrella at home. Similarly, a desire to stay dry will only lead me to carry an umbrella if I believe umbrellas are a good way to keep dry. The desire supplies an end, but it takes an instrumental belief to determine a particular type of action. The action is a means to satisfying a desire, but it takes a belief to link the desire to a suitable action. This is a kind of confined holism whereby beliefs and desires only cause actions by conjoining with each other. The point I want to emphasize is that the components of reasons (beliefs and desires) have no intrinsic causal power with respect to action. Logically they cannot bring about actions individually but must rely on each other to generate an action. It is not that they have no specific causal powers considered singly; rather, they cannot cause action in isolation. If you ask what action a desire to keep dry will cause, you will get no answer, because that depends on what the agent believes; and similarly for the belief that umbrellas keep you dry. It is only as a pair that a specific action emerges as the rational thing to do: if you want this and you believe that, then (and only then) will an action of a certain type ensue. Actions are selected according to means-end reasoning, and that requires the belief-desire combination. Desires can cause both mental and physical happenings, as when one desire causes another desire or induces a flight of imagination, or when the desire causes the body to react in a certain way (blushing, etc.); but in the case of action only the pair together can produce anything. But then, isn’t there a problem about the causal story, since the components of reasons lack determinate causal powers with respect to action? Normally when two causal factors are at work we have a causal contribution stemming from each, as when two people combine to lift a heavy object: but nothing like this holds of beliefs and desires—considered separately there is no causal input into the motor system. So even if reasons cause actions their components don’t operate in the standard causal manner: there is no cumulative or additive causal contribution. Each is impotent in relation to action, so how can they combine to produce a causal result? We would have a strange kind of causal holism unlike anything else in nature: causation by the whole resulting from non-causation in the parts. Wouldn’t it be better to abandon the idea of rational explanation as causal explanation?

And then there is this familiar point: the holism is also operative across reasons. For an agent will not act on a given reason unless his other reasons are conducive: I might want to keep dry and believe an umbrella will do the trick, but I might also reason that it’s too much trouble to carry an umbrella or that I will look uncool with one or that it’s against my religion to ward off God-given showers. So reasons only cause actions (if they do) against the background of other reasons, but nothing like this holds outside of the rational realm. The causal story thus seems inconsistent with a commonsense form of holism: the alleged causes just don’t operate in the way causes are generally wont to do. The causation is not atomistic (bottom-up) in the standard style–but then why speak of causation at all? The model of specific causal powers possessed by separate states or events breaks down. The causal thesis conflicts with the two kinds of holism described (and generally accepted). There is no causal line linking beliefs and desires separately to specific types of action, so why speak of causality at the level of combinations of the two?

Let me emphasize that this point arises from the logical nature of reasons: the desire component and the belief component are logically incapable of producing a specific action individually. The desire needs an instrumental belief to generate a means, while the belief has no practical consequences without an accompanying desire. Action cannot logically spring from either component alone, but then the model of additive causation breaks down. This is nothing like a combination of separate forces leading to a certain effect. A being without desires will logically never act, and a being with only desires will be bereft of a means of satisfying the desires it has.[3] When we give the reason for which an agent acted we don’t specify two causal factors that combined to produce that action, since neither belief nor desire can cause actions by themselves, or even tend to produce specific actions. This is nothing like explaining why someone has food poisoning by saying that she ate both bad oysters and off chicken. If reasons cause actions, they do so by some magical process that generates holistic causation from atomistic non-causation. Whatever causal powers are possessed by beliefs and desires separately are not exploited in the production of rational action; so it seems merely verbal to insist that causation is operating here as it operates elsewhere. We can call this causation—the concept is capacious—but it is not the kind of causation with which we are familiar in paradigm cases of efficient causation. Certainly it would be futile to seek laws connecting desires with actions or beliefs with actions, as if these could be separate things.

The holism of belief and desire was initially used to refute behaviorism, since no behavioral disposition is associated with a given desire independently of belief (and contrariwise). But the same point undermines the idea that belief and desire operate as summative causal factors in the production of action: no unique disposition to action can be associated with a given belief or desire that might combine with another such disposition. This is a special feature of practical reasoning as means-end reasoning. The type of reasoning that is involved precludes the model of separable causal powers joining forces, because ends need means and means need ends in order to lead to rational action. No causation without causal separation. It is the logic of practical reasoning that precludes the standard model of causal explanation. They were onto something in the 1950s, even though they might have misrepresented what it was.

 

[1] It was Donald Davidson who mainly instigated this change of view in “Actions, Reasons, and Causes” (1963).

[2] I believe it was Peter Geach who first made this point in Mental Acts (1957).

[3] I hope it is clear that I am not denying that in certain cases beliefs can motivate, as in cognitivist theories of moral motivation. By “desire” I mean (as is standard) any kind of pro-attitude, even if it takes the form of a value judgment; it will still need an instrumental belief to lead to concrete action.

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Perception, Thought, and Language

 

Perception, Thought, and Language

 

 

I will reflect loosely (though not I hope sloppily) on some very general properties of the items listed in the title, with special emphasis on their interrelations. There has been a tendency to assimilate these three things, as if they are all variations on a single theme. Empiricism does this conspicuously: concepts and meanings are regarded as versions of percepts.[1] The senses are taken to be primary and thought and language are modeled on their deliverances. Each type of faculty deals in sensory contents: impressions and copies of impressions, basically. This type of view has been extensively criticized for excessive homogeneity. More recently, language has been taken as primary: concepts are to be linguistically defined, and concepts enter into perception. The mind’s basic form of representation is in language and all other forms incorporate it. Thus people see the world according to the categories present in their language (which usually means speech): they think in language and their thinking shapes their perception of reality. Sometimes theorists bracket one member of the trio, assimilating just a pair of them: thought and language are assimilated but not perception, or perception and thought are assimilated but not language (I don’t know of a view that assimilates perception and language but not thought). It seems to be supposed that deep commonalities must pervade the three faculties; they couldn’t be quite independent of each other. It is allowed that other faculties are separate, such as emotion or desire or will, but it is thought that perception, thought, and language are necessarily bound up with each other; they form a natural unity. The reason for this is perhaps the following: perception leads to belief, which in turn leads to assertion. You see an object, form a belief about it, and then make a statement expressing your belief. The three faculties work together, so percepts, concepts, and meanings must share a basic nature. Hence we have the idea that concepts and meanings are copies of sense impressions, or the idea that concepts and percepts are variations on words. Either we are fundamentally sensing beings or we are fundamentally speaking beings.

It seems to me that this leveling tendency is misguided: there is an irreducible plurality to the three sorts of faculty. First, let’s ask what the purpose of each faculty is. I trust I will not be thought eccentric if I suggest the following: the purpose of perception is to gain information about the world; the purpose of thinking is to solve problems; and the purpose of speech is communication.[2] These are not at all the same purpose. If we think about it from the point of view of evolution, perception evolved so as to get the benefit of up-to-date information about the environment, thought evolved so as to solve problems presented by the environment, and speech evolved so as to exchange information about the environment (as well as possible solutions to problems). Thought uses the information provided by perception in order to solve problems, while language transmits this information to other creatures, along with the conclusions of reasoning. The three faculties intelligibly interact, but it doesn’t follow that each is a variant on the others. They presumably evolved separately and at widely different times (speech evolved only recently), and they serve very different ends. I want to explore the possibility that they are quite unlike in their basic constitution.

The idea that perception and thought are fundamentally different is familiar under the heading of modularity: the senses are not modifiable by the cognitive faculty.[3] I will add to that two other properties possessed by thought (and language) but not possessed by perception: predication and productivity. In thought and speech we predicate properties of objects: we think and say that some identified object is thus-and-so. But we don’t predicate in perception; rather, we are affected by things in a certain way. True, we can be said to represent things in perception, but the same can be said of pictures yet they don’t predicate either. Predication is a certain kind of symbolic act, allowing for negation, truth and falsehood, truth-functional combination, etc., but perception is not capable of this kind of complexity; it is architecturally more primitive than that. Perception presents arrays of properties; it doesn’t single out properties for attribution as propositions do, whether mentally or linguistically. Predication presupposes an evolutionary advance over perception, enhanced cognitive powers. Connectedly, perceptual primitives are not productive in the manner of thought and speech: we don’t have the phenomenon of infinite potential, recursion, grammatical rules, verbs and nouns, transformation, nonsensical strings, etc. If perception were a form of language (“the language of sense”), we would expect that it would display the properties characteristic of human language, productivity chief among them: but it doesn’t. Thought has this kind of productivity (but see below), but perception doesn’t. Thus perception can never be the basis of concepts and meanings, contrary to empiricism. But likewise language and thought can never be the basis of perception, since it lacks productivity. Taste and smell, say, are nothing like thought and language, and the same for the other senses. True, there are sensory primitives, but they are not word-like—they don’t combine into grammatical wholes with meaning and truth-value. They have neither semantics nor syntax. The senses might be said to occupy adjacent mental cells to the cells occupied by thought and language, with communication between cells, but the occupants are different kinds of being. Seeing red, say, is not part of a sentential structure with all that that implies. Predication and productivity are not properties of perception.

Yet they are properties of both language and thought. Does that imply a fundamental unity between the two? There are two possible ways in which such unity might be thought to obtain: speech is essentially the expression of thought, or thought is the internalization of speech. It seems to me that these are at best exaggerations.  No doubt speech evolved for the same kinds of reasons that animal communication systems evolved (which is not to say that language evolved for these reasons[4]), viz. to share information about the environment and the animal’s inner states, as well as to intimidate, impress, cajole, command, vent, etc. There is no necessity for thought to exist in order for these functions to be performed by speech, i.e. the kind of problem-solving thought that mature humans possess. So speech is not necessarily the expression of belief. Also, speech need not replicate the structure of thought in order for it to perform its function—it could be a lot more primitive (as much of our speech actually is). It is true that human language has the same kind of structure that thought appears to have (though we know little about the nature of thought), but there is no necessity about the two sharing the same defining traits: so language is not required to mirror thought. Speech is a sensorimotor system that evolved separately from thinking and serves a different purpose, so there is no a priori reason why the two should share their structure. As to the idea that thought is internalized speech, that theory would certainly entail that thought and speech share their inner architecture, but it is highly implausible: we don’t begin by speaking and end up thinking by some process of internalization (still less do other animals). What is true is that human thought and speech seem to be made for each other, natural partners, but that does not entail that concepts are words or words concepts. People can think in the absence of speech and speaking (vocalizing) doesn’t require thinking. Problem solving is not the same as communicating. Speaking is a sensorimotor skill designed for communication; thinking is an internal capacity designed for reasoning. The two are joined, but they are not variants of each other. So it would be wrong to assimilate thinking and speaking. Thinking is silent while speaking is noisy, and there is a deep reason why this is so, issuing from their very different purposes. It could easily be that the first forms of human speech were disconnected from our problem-solving capacities, as is the case for other species with problem-solving abilities and communication skills; only later did communicative speech and thinking become connected. Thinking and speaking are not indissoluble talents possessed of the same basic structure.

It therefore seems to me that perception, thought, and language (speech) are separate faculties of mind, as ordinary language suggests. It is wrong to assimilate them. They are connected, to be sure, but they are not versions of each other. Each is composed of elements that do not compose the others, and their combinations don’t follow the same rules (thoughts cannot be nonsensical or ungrammatical in the way sentences can be, for example). It is actually surprising that thoughts and speech acts can share such properties as truth and reference, given how different they are (perception does not have these properties, though it may have analogues of them). Maybe their application to speech is entirely derivative upon thought and is not literally correct (“derived intentionality”). Sentences can be grammatical or ungrammatical, but can they really be (intrinsically) true or false? In so describing them are we thinking of them as embodied thoughts in some way? In any case, it is an interesting fact that we so readily talk in this way, given how different thoughts and utterances are—as different as both are from percepts, one would have thought. This is not something to be taken for granted but rather to be explored and possibly questioned. The default assumption should be that all three faculties are made of different stuff, organized differently.[5]

 

Colin McGinn

 

[1] Imagination could be added to the list, but I won’t consider it here, focusing instead on thought, to which imagination is closely akin.

[2] Notice that I say “speech” not “language”: the reason is that I am not concerned with language in the sense that includes a putative language of thought. Such a language would clearly be constitutive of thought by definition. I am concerned with language as most philosophers use the term, i.e. public spoken languages like English. Even if there is a language of thought, its syntax and semantics might be quite different from external spoken languages, so there is no guarantee that spoken language would provide any insight into this internal (presumably innate) language.

[3] See Jerry Fodor, The Modularity of Mind (1983).

[4] Language as an abstract structure could have evolved as an aid to thought not as a means of communication, possibly coexisting with a pre-existing system of communication (as Chomsky has long urged). A language of thought could evolve without having any input into communication. Speech as a sensorimotor system, on the other hand, almost certainly arose as a communicative vehicle, which is why it is audible (or visible in some cases).

[5] There is a well-known tradition that regards language as merely a more or less inadequate means of expression of thought, which is in its nature more nuanced and sublime than language can ever be. According to this tradition, language can never be the stuff of thought, only its inept vehicle; it is what we must perforce resort to in trying to get our thoughts across to other people. Such a view certainly seems plausible for animals and their means of expression: the inner lives of animals are clearly more complex than their relatively primitive signal systems can convey. Assimilating animal cognition to animal communication would be particularly unappealing. It is only in humans that language (speech) even approximates to capturing what is going on at the level of thought.

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Heat, Color, Shape, and Taste

 

Heat, Color, Shape, and Taste

 

 

Galileo’s 1623 discussion of heat and related matters bears revisiting.[1] In it he formulates with particular clarity what later came to be called the primary and secondary quality distinction, using it to address the question of whether motion is the cause of heat. He begins by saying that people labor under the false impression that heat is a “real attribute, property, and quality that truly inheres in the material by which we feel warmed.” (185). He goes on: “Accordingly, I say that as soon as I conceive of a corporeal substance or material, I feel indeed drawn by the necessity of also conceiving that it is bounded and has this or that shape; that it is large or small in relation to other things; that it is in this or that location and exists at this time or that time; that it moves or stands still; that it touches or does not touch another body; and that it is one, a few, or many. Nor can I, by any stretch of the imagination, separate it from these conditions. However, my mind does not feel forced to regard it as necessarily accompanied by such conditions as the following: that it is white or red, bitter or sweet, noisy or quiet, and pleasantly or unpleasantly smelling; on the contrary, if we did not have the assistance of our senses, perhaps the intellect and the imagination by themselves would never conceive of them. Thus, from the point of view of the subject in which they seem to inhere, these tastes, odors, colors, etc., are nothing but empty names; rather they inhere only in the sensitive body, such that if one removes the animal, then all these qualities are taken away and annihilated. However, since we have given them particular names different from those of the primary and real attributes, we have a tendency to believe that these qualities are truly and really different from the primary ones.” (185) He then compares these secondary qualities to the ability of a hand to tickle, remarking that tickling is not an attribute inherent in the hand that tickles; rather, the tickling is “entirely in us” so that “if the animate and sensitive body is removed, it is nothing but an empty name.” (186) He sums up: “I do not believe that in order to stimulate in us tastes, odors, and sounds, external bodies require anything other than sizes, shapes, quantity, and slow or fast motions. I think that if one takes away ears, tongues, and noses, there indeed remain the shapes, numbers, and motions, but not the odors, tastes, or sounds; outside the living animal these are nothing but names, just as tickling and titillation are nothing but names if we remove the armpits and the skin around the nose.” (187)

This distinction, in one form or another, has become extremely familiar to us since Galileo’s time, and has shaped the way we think of perception and reality. It stands opposed to two other theories: (a) that all the perceived qualities of things are primary qualities existing independently of the perceiving subject, and (b) that all the perceived qualities of things are secondary qualities that reflect the inherent constitution of the perceiving subject. Galileo is suggesting a mixed position: qualities divide up into two kinds according to their relation to the perceiving mind, whether within it or without it. Perception partly reflects external reality as it intrinsically is, independently of the mind, and partly reflects the nature of the perceiving subject, having no basis in external reality. It is partly objective and partly subjective. Theory (a) goes along with a realist position on external reality; theory (b) goes along with an idealist position; Galileo’s theory contains both sorts of element, partly realist and partly idealist. The question he doesn’t address, though it is acutely raised by his remarks, is why perception should be thus mixed: why do we (and animals generally) impose these subjective qualities on external things? The question does not arise under theory (a) because all perceived qualities belong to external reality according to that theory, while under theory (b) all our perceptions are manifestations of our own nature. The question for Galileo is this: why is perception partly veridical and partly illusory? We can understand why it should depict reality as it is—that is arguably the point of perceptual representation—but what is the point of presenting us with illusory properties not possessed by external things? Why not be completely objective? Why build error into perception? Why confuse us about what reality is really like?[2] As Galileo says, people are generally wrong about the status of secondary qualities, so they are actively misled about reality: why does perception do that to us? Why are we so deceived by our senses, systematically so? From an evolutionary point of view, shouldn’t such error be selected against, bringing perception more into line with reality? Why does natural selection tolerate our lying eyes? Or: why would God build error so directly into our senses? Descartes’s evil demon may not have total dominion over us, but he seems to have a lot of sway over our powers of perception—he makes us form false beliefs whenever we perceive the world.

A natural answer is that our perception of secondary qualities exists to serve a practical purpose: it records similarities and dissimilarities that are useful to our survival. For example, colors allow us to make finer discriminations and act on them, and tastes and smells enable us to select the right things to eat. No doubt there is something right in this idea, but it faces a couple of queries. First, why not develop senses that directly respond to the objective properties of things, since there is always a primary quality basis for any perceived secondary quality? Why not perceive the actual chemical composition of foodstuffs or the actual wavelengths of light corresponding to different colors? Then the senses would not mislead and would get to the real facts. Second, why do the senses mislead in the way they do—why do they impute the qualities they impose to external objects? Couldn’t they color-code without making objects seem objectively colored? Couldn’t they operate more like pain perception or tickling? They seem to go out of their way to mislead. Locke talked about the possibility of “microscopical eyes”: if we had those we would have no need of secondary qualities, but could limit ourselves to real primary qualities, thus restoring perception to full veridicality. Galileo invented the telescope (or co-invented it), but if he had invented the microscope he might have suggested a way to do away with the perception of secondary qualities. This possibility provides, I believe, the missing part of the answer to our puzzle: the reason we perceive secondary qualities is simply that it is too hard to perceive the operative primary qualities. Notice that the perceived primary qualities are all gross properties, easily detectable by the senses—shape, relative size, etc.—but the primary qualities that underlie secondary qualities are apt to be fine-grained, microscopic, and not readily detectable. How could the tongue explicitly register the chemical composition of a gustatory stimulus? That would be way above its pay grade. How could the eyes deliver perceptions of light waves or photon barrages as such? Instead the mind (the brain) invents qualities to stand in for such imperceptible properties: it conjures up a range of qualities that substitute for the relevant primary qualities. Thus we obtain the advantages of more discriminating perception than can be achieved by the perception of gross primary qualities alone without the burden of penetrating to the hidden microscopic primary qualities of things. And the reason the invented qualities are projected outward is simply that it is simpler that way: you might as well perceive the stimulus as having the property in question given that this is generally the way perception works. If visual stimuli are already perceived as having primary qualities inhering in them objectively, it is less confusing to do the same for secondary qualities—make them also appear to be inherent in external objects. True, a type of perceptual illusion results, but it is not a harmful type of illusion, merely a shortcut to practical efficacy (it is not as if it leads to dangerously false judgments). We can suppose that millions of years ago this apparatus evolved in our fish ancestors and it worked well enough that it persisted in subsequent generations. This is why colors, feels, sounds, smells and tastes evolved—to take advantage of hidden properties without having to represent them directly. They are an economical way to tap into the less accessible parts of reality. God doesn’t need them given his omniscience, but animals must respect the limitations imposed by evolution. So the question raised by Galileo’s distinction can be answered, thus clearing the way for its acceptance.

I wish to observe that some of the senses do not represent primary qualities at all. I do not believe that smell, taste, and hearing represent anything but secondary qualities, while touch and vision do. That is, these senses don’t give us any perception of shape or size or volume or motion or distance; they deal only in the subjective qualities typically assigned to them. They can be supplemented by the other senses, such as touch in the case of taste, but in themselves they do not present any objective qualities of things, only such subjective qualities as sweetness and sourness, pleasant and unpleasant smells, musical tones, etc. With those senses alone we would have no notion of a spatial world, but only a world of subjective qualities. What this tells us is that these senses are concerned exclusively with the inscrutable objective properties that bear on the animal’s life, such as chemical composition and sound waves. By contrast, vision and touch deal with gross properties that can be detected by means of the representational resources of these senses—we can see and feel shape and size. So it is not the case that all senses present a mixed array of properties—some present a purely subjective array (but none present a purely objective array). In a sense, secondary qualities are the natural objects of perception, because they correspond so closely to biological needs without regard for depicting the objective properties of things; shape and size just happen to be objective qualities that bear on the organism’s welfare, while at the same time being gross enough to be perceptible. Taste qualities, by contrast, are not attributable to the mind-independent world, though they correlate with the objective features that provide nutrition (molecular composition ultimately). So in these cases the array of qualities is wholly invented by the mind and imposed on the world. Indeed, it may be argued that even in the case of touch and vision the spatial qualities that are perceived are also really mental constructions, since physics does not recognize such qualities in its ultimate description of things—maybe it’s all strings in a non-Euclidian n-dimensional manifold with no determinate shapes and sizes. It would be surprising if animal perception had the right set of categories for capturing the truly objective nature of reality. But putting that aside, we can say that perceived primary qualities are the exception rather than the rule, so the fact that secondary qualities fail to satisfy veridicality is not really a count against them. They must, however, demonstrate their practical credentials if they are to make their way into our perceptual systems.

I now turn to Galileo’s discussion of heat and motion. His view is that heat is a secondary quality: “I do not believe in the least that besides shape, quantity, motion, penetration, and touch, there is in fire another quality, and that this quality is heat. Rather, I think that heat is in us, so much so that if we remove the animate and sensitive body, heat remains nothing but a simple word.” (188) Thus he declares, “motion is the cause of heat” (189). This conflicts with a well-known doctrine of Kripke’s, namely that heat is identical to molecular motion. Kripke would say that heat (= molecular motion) causes the sensation of heat but it doesn’t cause itself. So motion does not cause heat itself but only the sensation of heat. Yet doesn’t it seem right to say that warmth and coldness are sensory properties of things, properties that our sense of touch can reveal? Couldn’t a plate have the property of being hot without the usual molecular motion? It could certainly cause the sensation of hotness without such motion, so long as the perceiver’s nervous system is hooked up in the right way; and wouldn’t that sensation have a certain sensory quality as its object? The property of being hot seems to be neither molecular motion nor the sensation of being hot: nothing would be hot in a world of molecular motion but no conscious subjects, but it is wrong to identify the quality with the sensation of the quality. I think we need to introduce an extra layer into the story: molecular motion, sensations of heat, and the quality of being hot (or cold). The structure is similar to the case of color: here too we need a threefold division—wavelength of light, sensation of color, and the color itself. The color is not identical to the wavelength but it is also not identical to the sensation of color; it is an extra ontological level. Perhaps we can say that “heat” is ambiguous: sometimes it means molecular motion but sometimes it means the sensible quality we perceive when we have sensations of heat, which is not identical to molecular motion.

Thus Galileo and Kripke can both be right, charitably understood: sometimes “heat” designates molecular motion (in a physics class, say), but sometimes it designates a certain sensory quality that we colloquially refer to with terms like “hot”, “warm”, “lukewarm”, “cool”, and “cold” (in the bath, say). We can reasonably say that the former causes the latter (as well as sensations of the latter), even though in one use “heat” designates molecular motion. Heat (= molecular motion) causes heat (= sensory quality). We might similarly wish to say that “red” is ambiguous, now designating a certain segment of the spectrum and now designating a certain sensory quality—the former being the “cause” (objective basis) of the latter. If we try to work only with motion and sensation, we have trouble explaining the sensation of heat, because the question must arise of what its object is. We can’t say that it is molecular motion because no such concept enters into the nature of the experience; we need something to constitute its “intentional object” (de dicto not de re). This is where hotness comes in: the sensation takes as object a certain quality known through experience, the quality we call “hot”. It is the same for “red”: the intentional object of experience is not the wavelength but a certain irreducible quality that we call “red”. Proceeding from the inside out, there is first the subjective sensation of something being red or hot; then there is the intentional object of this sensation, the quality of being red or hot; and then there is the objective phenomenon that causes the experience to occur (in conjunction with the subject’s nervous system), which might also be referred to in certain contexts with the terms “red” and “heat”. There is more structure here than can be captured by the simple dichotomy of heat (molecular motion) and the sensation of heat. This confuses the discussion and makes the correct position invisible. There is something right in what Galileo says and there is something right in what Kripke says; properly understood their claims are consistent—we just need to recognize the intermediate level of reality (neither subjective sensation nor objective motion). This intermediate level is an invention of the mind and is not to be found in the austere physical description of things, and it exists in order to take advantage of (phenomenologically) undetectable aspects of the physical world. It is tempting to characterize the extra level in dispositional terms: molecular motion has a disposition (power) to cause sensations of heat, as wavelengths of light have a disposition to cause sensations of color. This attempts to do justice to the mind-dependence of these qualities as well as their possession by external things. But we are not required to take the dispositional route; we can regard the properties in question as irreducible primitive properties of things.[3] And that enables us to give a simple and natural account of the content of the relevant experiences: they are experiences as of such irreducible properties (they don’t seem to be as of dispositions to cause experience). So the threefold account provides a pleasing picture of what is going on when a perceiver feels heat or sees color.

 

Colin McGinn

[1] The text I use is The Essential Galileo, edited by Maurice A. Finocchiaro (Hackett, 2008). The quoted material is from The Assayer.

[2] This question first intrigued me in The Subjective View (Oxford, 1983). Now, nearly forty years later, I have found an answer to it.

[3] I defend this position about color in “Another Look at Color”, reprinted in my book Knowledge and Reality(1999).

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Existential Beliefs

 

Existential Beliefs

 

 

It is generally assumed in philosophy that we have a great many existential beliefs. We believe that objects in the external world exist, that other people exist, that we ourselves exist, that mental states exist, that space and time exist, etc. Maybe not everyone believes that atoms and numbers exist (or moral values or gods), but the ordinary person has many existential beliefs, not always expressed perhaps yet lurking in the background. It is assumed that the ordinary speaker expresses existential beliefs all the time—whenever he or she refers to something. Thus Russell’s theory of descriptions asserts that anyone who uses a definite description is expressing an existential belief, and the same is true for proper names and demonstratives. Existential beliefs are assumed to be the most common kind of belief there is, ten a penny–the mind is crammed with them. Whenever I look around the world I am having existential beliefs about what I see: this exists, that exists, the thing over there exists, etc. I am constantly employing the concept of existence–not consciously perhaps, not explicitly, but unconsciously, implicitly. Right now I believe that this cup exists, along with the coffee in it. During my dreams I believe a great many existential propositions (which are largely false). We are all, in this sense, existentialists.

But is this really plausible? Isn’t it awfully intellectualist? Do animals go around equipped with existential beliefs unlimited (assuming they can have some beliefs)? Do young children confront the world with a barrage of existential beliefs? Do you really form an existential belief corresponding to every object you perceive (“That is red, and it also exists”)? Does every speaker have a belief corresponding to the first conjunct of Russell’s analysis? It is true that we sometimes have existential beliefs, which get expressed when questions of existence have been raised—say, about God or atoms or other minds or numbers—but do we have them as a routine matter whenever we interact with things? Isn’t this just far too much thinking? The OED defines “exist” as “have objective reality or being”: do we really wield this concept all the time? Do little children think, “This doll has objective reality or being” as they play with said doll? And what does “have objective reality” mean—doesn’t it mean “does not have purely subjective reality”? Is this what passes through the mind of the average boy or girl, or chimp or dog? You might reply that such callow creatures at least take an existential stance towards the world—that they are in some way “ontologically committed”. That is, their general attitude and behavior indicate that they take things to exist in some way (fear and avoidance will play a role). That seems reasonable enough, but it doesn’t imply belief—they act as if they have an existential belief without really having one. Sometimes people have a genuine existential belief and may even give voice to it by using the word “exists”, but generally they do not—they are merely behavioralexistentialists. This notion would need some explaining, but at least it enables us to avoid the overly intellectualist position outlined. It enables us to say that a creature can be ontologically committed to x without believing that xexists (that would suit Quine given his skepticism about belief in general). It also enables us to recognize the centrality of existence to living beings without supposing that they constantly have existence on their minds—it does matter to living beings whether a thing exists or not (food, predators, etc.).

The indicated position would then appear to be as follows: only in rare cases does the existential stance manifest itself in the form of existential belief, typically when a question of existence has been raised. So someone might have acted as if God exists for his entire life and only recently come to believe that God exists—for the question might never have occurred to him before. Similarly, people might behave as if the external world exists without ever believing it to exist (or individual things within it), and only come to believe in it when questioned on the subject.[1] Suppose a person unreflectively goes about his business as if the world exists, never formulating a belief to that effect, and one day is confronted in the marketplace by a skeptic who makes him consider the question: he might affirm, “Yes, I do believe the external world exists”, having only just arrived at this belief. And let’s not say he implicitly believed it all along, because that would be nothing but a misleading expression of his behavioral stance (do children and animals have such implicit beliefs?). You need not believe something, explicitly or implicitly, in order to act as if it is true. The right thing to say is that philosophy can make you form existential beliefs you didn’t have before. Isn’t this a more realistic picture of our dealings with existence? Existence is certainly in our blood as living creatures, but it is not thereby in our beliefs.

This has a bearing on three philosophical issues: skepticism, realism, and reference. The skeptic cannot claim that our existential beliefs about the external world, other minds, etc. are unjustified, since we have no such beliefs in the normal course of things—the question has not arisen for us. Of course, he may rephrase his skepticism to question our existential stance, but it is not clear that stances are the proper objects of justification; so here is a possible route to blunting the force of skepticism—it is not denying anything we believed before the skeptic came along. We might respond, “I have no beliefs to that effect, so I am not troubled about their lack of justification”; and we could decline to form the beliefs the skeptic imputes to us. We never claimed to have justified beliefs about the existence of external things. This would explain why skepticism seems so irrelevant to the ordinary person: he or she never attempted to justify existential beliefs of the kind the skeptic is casting into doubt, having none. We were never in the belief justification business to start with; we were just living our lives in an existentially sensitive way (we had an existence-sensitive “form of life”).[2]

In the case of realism it need not be assumed that existential beliefs form the evidence for the realist thesis: a moral realist, say, need not assert that people have beliefs to the effect that moral values have objective reality—people are not moral realists in that sense. The question is rather whether their moral practice reflects a commitment to realism—whether they take a realist stance. Ordinary people are not moral realists or moral anti-realists if that implies certain sorts of existential beliefs, so there is no point in inquiring what beliefs they have on the subject; instead, we must look to their practices (Wittgenstein would approve). Nor do people believe that the existence of material objects is independent of sensory appearances, or disbelieve this; at most they act and talk in ways that may be interpreted along those lines. So there is no point in asking whether commonsense belief is realist or anti-realist about some given subject matter; there isn’t any such belief. Similarly for mathematical realism: people don’t generally have any beliefs as to the objective existence of numbers, though their actions may be more consistent with one position than another. This makes it harder to pin an ontological commitment on them in the absence of any belief on the matter. It is relatively easy to tell whether someone is a divine realist (or a ghost realist) since here people do have genuine existential beliefs—you can just ask them what they believe. But if they have no such beliefs they need to interpret their practice just as an outsider must. Generally, if you ask someone whether he believes that numbers exist or moral values or fictional characters, you will not get a straightforward answer, for the simple reason that he has never formed a belief on the question (unless he happens to be a philosopher). People only form existential beliefs of this kind when they are called upon to do so—and they may not be so called upon. Otherwise they tend to fumble.

In the case of reference we can junk the idea that speakers harbor existential beliefs with respect to their objects of reference (except in special cases). A user of a definite description or a proper name does not typically believe that his reference exists (though he doesn’t disbelieve it either). Child speakers are not brimming with existential beliefs to this effect—the question has not entered their little heads. Maybe we can say that they act as if their reference exists, but that falls short of actual belief. It is just not the case that a speaker thinks every time she refers, “My reference has objective reality” or “My reference has more than merely subjective reality”. She might not even have the concept of existence at all. Existential belief is a genuine mental state, to be sure, but its natural home is in certain special situations in which existence is questioned or debatable; as philosophers promiscuously use the notion it is a philosopher’s invention, vastly overgeneralized. If you look into the speaker’s head you will not find existential beliefs skulking there, unless they happen to be there for special reasons (references to God will typically involve existential beliefs, pro or con).

The philosopher is much concerned with the formation of existential beliefs—that may be thought to be his primary occupation (ontology)—but the ordinary person is not likewise obsessed. He or she does not resort to the concept of existence very often and only when pressed. We may grant on reflection that everything that is exists, but we don’t normally bother to form existential beliefs about the world. The concept, after all, is puzzling and problematic—philosophers and logicians cannot decide on its correct analysis—and people generally steer clear of it.[3]

 

Colin

[1] I don’t at all mean to endorse any kind of behaviorism here, merely to gesture at the whole range of actions and attitudes a living being brings to the world, no doubt involving emotion and desire as well as tendencies to act in certain ways.

[2] Here we might be reminded of Hume and Wittgenstein, not to mention Husserl and Heidegger.

[3] It is noteworthy that we don’t need to use the word “exists” in order to single out certain sorts of cases that don’t imply existence: we say that we were under an illusion or were hallucinating or dreaming or that Sherlock Holmes is a fictional character or that there are no such things as fairies. Seldom do we invoke the somewhat stilted word “exists”: it is philosophers who describe all these cases as failures of existence. Explicitly existential belief is an unusual state of mind, reserved for special occasions.  Philosophers are in it a lot, the folk not so much.

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