Missing footnote from the end of Survival of the Fittest

[3] It may be that the organism-centered view of evolution is a holdover from religious views of the origin of life. If we think of God as our creator, we naturally picture him as especially concerned with our welfare, particularly our life and death. By extension, then, we imagine him concerned with the individual lives of the organisms he has created: he has created them in order that they should live and die. Creation thus centers round the individual organism, construed as a quasi-self. When we switch to secular Darwinism we naturally cleave to the organism-centered perspective, only now with Nature in the place of God. But nature does not have the concerns of God and is quite indifferent to the welfare of animals and humans. We need to take the final step away from Creationism and recognize that nature (i.e. natural processes) is not responsive to questions of individual survival but only to the prevalence of traits: traits are not morally significant but they are the materials through which evolution operates. Nature selects traits, often very basic ones, and these are not equivalent to selves or even insentient life forms. The idea that God would choose to create traits for their own sake is bizarre, but it is very much the modus operandi of impersonal nature. Individual organisms just happen to be where traits cluster. From the point of view of nature, I am just a trait location.

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Survival of the Fittest

 

 

Survival of the Fittest

 

What is it that survives and possesses fitness? The organism, of course: natural selection favors organisms that survive longer than other organisms—they are the ones with a greater chance of reproducing themselves. And the fitter the organism is the greater its chances of survival to reproductive maturity. Evolution is all about which organism can live the longest, i.e. can persist through time better than its rivals. Organisms are the focus of natural selection; they are the things that carry the genes over time, ensuring their survival. Clearly organisms persist over time—the point hardly needs stating—and this fact is key to the evolutionary process: persistence is what every organism strives to achieve, the better to pass on those precious genes. The ontology of the theory of evolution is thus an ontology of organisms existing over time. The theory quantifies over individual organisms and regards them as continuant particulars—substances, in the Aristotelian sense. And it is much concerned with whether these living substances live or die, reproduce or fail to, survive or perish, stay in existence or go out of existence. We are very concerned with that in our own case—we are the death-obsessed species—and evidently so is the process of natural selection: individual survival is the name of the game. How could this not be the case?

            But do organisms survive over time? Don’t caterpillars go out of existence to be replaced by butterflies? Is this contrary to the spirit of natural selection? Doesn’t natural selection seem to favor this plan? It is more adaptive to cease to exist than to continue to exist in the world of Lepidoptera. You might retort that actually the caterpillar still exists in the form of a butterfly, and so does not go out of existence—it survives the transformation—but do you want to commit evolutionary science to this metaphysical proposition? For that is what it is: it isn’t a theorem of biology or an empirically discovered biological fact. It’s a philosophical assumption. And it looks less plausible than the alternative, namely that the caterpillar does not survive metamorphosis and is replaced by a spanking new butterfly. But isn’t this just an extreme example of a biological commonplace, viz. biological change over time? Organisms don’t stay the same: they grow and mutate, often changing their form dramatically. The seed becomes an oak tree; the egg becomes a chicken; the sperm and ovum becomes a great scientist. Does it matter if we say that there is identity through time here? What difference would it make to evolutionary biology if we said instead that organisms don’t persist over time? Maybe selves do (or maybe not), but do we want to make biology hostage to metaphysical fortune? All biology really cares about is whether certain combinations of traits have the ability to survive, not whether some supposed underlying substance does. Can’t we just drop this way of talking and leave evolutionary biology intact? Then the ontology of persisting individual organisms will no longer be central (or even relevant) to biology; instead we will talk of bundles of traits and their adaptive capacity. We might call this Humean biology—biology without persisting substances.    [1] Natural selection works primarily on traits, or bundles thereof, not on individual organisms that allegedly bear these traits; and the traits persist only when they do, not when they are replaced by new traits in the ongoing life of the organism. We have an ontology of traits not an ontology of persisting substance-like organisms—characteristics (“characters” in an earlier terminology), properties, types, forms. Some of these traits work better than others in the bid to reproduce, but we don’t speak of particular organisms surviving or perishing; life and death cease to concern us as theoretical biologists. We drop the metaphysics of enduring substances and replace it with a metaphysics of characteristics—types not tokens. The question is not whether this or that individual organism will survive but whether this or that constellation of traits will survive. Traits are where the evolutionary action is. The dinosaurs are now extinct—there are no such individual organisms stalking the planet—but there are also no more dinosaur traits in the biosphere. Those traits proved not to be adaptive in the new world they confronted, so they disappeared. If by some miracle individual dinosaurs had transformed themselves into mammal-like creatures, thus surviving the drastic change of environmental conditions, the evolutionary situation would have remained essentially the same—no more dinosaur traits. It’s the traits that come and go by natural selection; the individual organisms that happen to bear them are neither here nor there. If organisms could survive their apparent death and continue down the generations, assuming different forms, that would make no difference to the evolutionary story: we would see the same pattern of trait exemplification and trait elimination that we see now. The theory itself is quite neutral on these metaphysical questions; it is concerned only with the explanation of the persistence of designs—plans, phenotypes, forms, and functional structures. The fittest of these survive, or fail to; the individual organisms are as may be. Even if there are no individual organisms—this is just misguided prescientific ontology—that is irrelevant to the truth of standard evolutionary biology. We could drop the whole idea of individual persistence and make do with an ontology of events and processes (as some have suggested for physics): there is nothing that survives from day to day but just an ever changing array of characteristics grouped together—as has often been supposed for the self. According to this conception, nothing ever survives over time in the biological world, so there is no such thing as survival of the fittest organism. But still some bunches of traits do better than others: they survive, but they are not persisting particulars–they are not living organisms.

            On this way of looking at things, organisms and their individual survival recede into the background, theoretically speaking, to be replaced by more general entities. We won’t any longer say dinosaurs are extinct; we will say their traits are. It doesn’t matter whether the individual animals somehow made it through the dust and darkness and now exist in the garb of birds; all that matters is that their phenotype went the way of the dodo’s phenotype (individual dodos might have survived in the form of platypuses). We humans are very concerned about matters of individual life and death, but from nature’s point of view that is an irrelevancy: organisms are simply bearers of traits, and traits are where the evolutionary action is. Evolution is essentially a process of trait generation and trait elimination: if there could be traits without organisms to possess them, the process would be essentially the same. So stop thinking of individual organisms coming and going and think instead of a vast sea of biological characteristics subject to forces of elimination. Animals only come and go in virtue of possessing these characteristics, so we may as well put the characteristics at center stage. Theoretically speaking, that is all there is: the individual is just a tiny pawn in a vast game of trait competition and differential survival. Alternatively, it is the traits of individual genes that are locked into the competitive battle not the individual genes themselves (types not tokens). Whether token genes persist through time is of no significance; what matters is that certain types of genes make it into the next generation. It doesn’t matter whether the gene tokens live or die; all that counts is that they give rise to copies of themselves that may be passed on, i.e. tokens of the same type. To put the point differently: nature doesn’t care about the individual and its survival; all it cares about is the general type exemplified by that individual. The usual way of putting things places the individual organism at the center of the story, but that is a human viewpoint not the viewpoint of impersonal nature.    [2]

            Think of it this way: human artifacts are also locked in a struggle for survival as a result of market forces, but the struggle is between designs not particular objects. It doesn’t matter whether your individual phone is a good survivor or even whether it exists over time; what matters is that certain designs are selected by the prevailing economic forces. The fittest phone design will persist into the future, because that’s what matters to market success. Similarly, the best mouse design will be the thing that persists in the future; the fate of individual mice is of no consequence. The mice are just carriers, temporary vehicles. This is why lifespan is biologically irrelevant: you might think that longer lived species have the advantage over shorter lived species, since after all the species members survive longer, but a moment’s reflection shows that this is wrong. The shorter-lived species prospers in proportion to its ability to propagate its traits; it doesn’t matter that individuals don’t last long. Long-lived species can easily go extinct if their traits are no longer adaptive. Turtles are not more adaptive than ants just because individual turtles live a long time; and the ant phenotype has been around forever. The fittest organism on the planet is not the one that has lived the longest (some tree somewhere) but the one that has the most viable phenotype with respect to reproductive success. In a slogan: it’s the phenotype, stupid. Individual persistence through time is not the important variable; frequency of traits is. Here insects and bacteria have the advantage over every other species. Or, to put it within the requisite theoretical perspective, being a quadruped (say) is a massively successful trait—as is having eyes and ears, a stomach and lungs, blood and bile. These traits are everywhere, existing across species; they are what have won out in the evolutionary lottery. Even the species as a biological entity pales in comparison with these highly general traits: they are the true units of natural selection, the building blocks of life. They don’t tend to go extinct simply because they are remarkably successful: they are the real survivors. But they are nothing like individual organisms, let alone sentient creatures; they don’t resemble human persons at all. Yet they are the things whose fitness leads to their survival; they are what nature really cares about. That is, they are what nature in all its uncaring indifference actually selects to enjoy the privilege of existence—organs, bodily shapes, biochemical processes, and efficient physiological mechanisms. These are the most prized products of natural selection at the basic level.    

[1] I am thinking of so-called Humean views of personal identity, according to which there is no continuing substance constituting the self but just a succession of connected psychological characteristics. It is easy to apply this conception to organisms: they are just series of linked characteristics not continuing underlying substances. We thus arrive at eliminative views of both the self and the organism. Such views, whether right or wrong, should not be incompatible with either psychology or biology as theoretical sciences.    

    [2] There is also a bias in favor of the particular: we like to think that reality revolves around particular things, since they constitute our perceptual world. We shy away from abstractions (hence the desire to think of laws of nature as somehow made up of particulars). Accordingly, we place particular organisms at the center of our theories of the biological world. But we do better to see that the important generalizations apply at the level of types, i.e. traits of organisms. Much the same is true of physics: the physicist is not greatly concerned with the fate of particular particles, or even particular galaxies, but with such abstractions as gravity, electricity, motion, mass, etc. In other words, biology needs to step back from the perceptible particular in framing its theories.

 

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Ontological Inconvenience

 

 

Ontological Inconvenience

 

The order of ontology is not the same as the order of epistemology. In fact they are inversions of each other. What is ontologically basic is not epistemologically basic and vice versa. Let’s divide reality into three levels: elementary objects, middle sized objects, and sentient objects: the first level constitutes the second, which constitutes the third. There are many names for this relation of ontological derivation: grounding, supervenience, dependence, composition, emergence, etc. Some things are more basic than others, ontologically speaking: you can’t have the non-basic things without the basic things, but the basic things don’t presuppose the non-basic things. The epistemological order is the reverse of this: knowledge of mental states is the most basic, followed by knowledge of middle sized objects, followed by knowledge of elementary objects. We know our own states of mind best, perceptible objects second best, and atoms third best (or whatever atoms are made of). This fact gives rise to a lot of philosophy, because we are least certain about the things that are most basic. Descartes’s entire philosophy is motivated by this. We have to start with the topmost layer of reality and then work our way down. Not all philosophy sees things this way: some philosophy tries to align the two orderings. Thus we are instructed to regard sense data as ontologically basic as well as epistemologically basic: everything is made of mind, including atoms. The mind constructs reality; reality does not construct the mind. In effect, the mind furnishes the atoms of reality. But this position is not common these days; now we tend to suppose that the ontological order is the reverse of the epistemological order.

            Is this a necessary truth? The question is seldom (if ever) asked. Must all knowing beings start with sense data and work out to ordinary objects and elementary objects? Must every conceivable epistemology invert ontology? Apparently not: we can imagine beings that start with knowledge of atoms and work out to middle sized objects and minds. Think of Leibniz’s analogy of the mill: nano-beings that know the interior of the atom like the back of their hand but have to infer the rest from that basis. These beings have no direct acquaintance with tables and chairs and don’t introspect their own minds, but they aspire to know about these things by inference from what they are directly acquainted with. For them ordinary objects are conjectural and the existence of minds is a subject of heated debate—sense data and the like are mere posits so far as they are concerned. If you think this isn’t possible because they have minds themselves and hence must know of their existence introspectively, then imagine that our nano-beings don’t have minds: they are non-conscious epistemic agents.  [1] Or we can suppose that they have minds very different from the minds we are familiar with, which they know about directly, but that they also posit other minds of the kind we know about directly: that is, they postulate minds like ours based on evidence drawn from their knowledge of matter. In other words, their epistemology recapitulates ontology, while ours does not. In their community there is no Descartes convinced of the existence of mind but uncertain about matter; rather, the atom is the most certain of things while everything else is shrouded in doubt. Their equivalent of the evil demon is misleading them about everything except the nature of atoms. They may not enjoy absolute certainty about the existence of atoms, but they regard this area of knowledge as more secure than all other areas—justifiably given their epistemic make-up.

            This means that our human epistemology is contingent: not every epistemology inverts ontology. The epistemological problems that face us don’t face every knowing being, and other beings may have problems we don’t have. For example, some beings may have trouble formulating the Cogito, because they don’t have introspective access to their own thoughts and may never have formed the idea of the self. We know that we think because we have the faculty of introspection, but not every possible thinking being is like this; indeed many animals appear to be in this case. One can only formulate the Cogito if one possesses the requisite concepts, but that is not a logical necessity. My nano-beings have a specific set of epistemic faculties unlike our own, so they must contrive an epistemology suitable to their situation. There is no universal epistemology, no one-size-fits-all; it all depends on contingent psychological make-up. In our case evolution has given us a capacity to know our own mental states and an ability to make inferences from them, but this is not universally shared even among knowing terrestrial animals. We know the most high-level things most easily, while low-level things are known only with time and effort. Other epistemic beings might have a more natural way of knowing reality, starting from the bottom up. Their philosophers will shape their epistemology accordingly.

            One of the curiosities of human epistemology is that we know our own minds very well but not the minds of others. We therefore have a problem about our knowledge of other minds. This is a case in which a high level phenomenon is known poorly, because we are not hooked up to other minds as we are hooked up to our own. But this too is contingent, since we can imagine ways in which minds could merge so as to allow surer knowledge of other minds: for example, bits of our brain might be inserted into other people’s brains in such a way that their mental states are directly known to us. It is only a contingent fact that we have a problem of other minds, though no doubt a deeply entrenched one, biologically speaking (our brains are isolated from other brains). I think this helps in easing the pressures caused by epistemological problems: they are not problems about knowledge as such, or about knowledge of this or that subject matter as such, but problems arising from contingent human faculties. We are only one small part of reality and how things are for us is not the measure of how things must be for everybody. We just happen to have this particular epistemology.  [2]

 

  [1] They might only have unconscious minds, so that their existence is conjectural. The epistemic system might not be accessible to consciousness. There is no necessity that knowing beings have conscious minds like ours.

  [2] If we had been raised in an atomic environment like the nano-beings, no doubt we would have had a different epistemological profile—rather as microorganisms have a different epistemological profile from ours. Bacteria are well acquainted with other bacteria, though we know about them only indirectly. At the far end of the spectrum we have possible beings with only unconscious minds but intimate knowledge of other minds and even acquaintance with quarks. The logical possibilities are endless. 

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Humbert’s Love

 

 

Humbert’s Love

 

Chapter 29 of Lolita contains two declarations of love: Humbert’s love for Lolita (Mrs. Richard F. Schiller) and Lolita’s love for Quilty. Neither declaration is predictable. I have discussed Lolita’s declaration elsewhere (“Lolita and Quilty”), noting its prima facie implausibility: Quilty is very far from meriting this love and has little to recommend him. But now I want to talk about Humbert’s love for Lolita; or perhaps we should drop that moniker, since she is no longer the nymphet known as “Lolita”, and refer to her instead as Dolores Haze, or use her married name Mrs. Schiller. The passage in which Humbert acknowledges his love is among the most sublime in the novel (p.277); I won’t quote it in full, but here is an extract: “You may jeer at me, and threaten to clear the court, but until I am gagged and half-throttled, I will shout my poor truth. I insist the world know how much I loved my Lolita, thisLolita, pale and polluted, and big with another’s child, but still gray-eyed, still sooty-lashed, still auburn and almond, still Carmencita, still mine… No matter, even if those eyes of hers would fade to myopic fish, and her nipples swell and crack, and her lovely young velvety delicate delta be tainted and torn—even then I would go mad with tenderness at the mere sight of your dear wan face, at the mere sound of your raucous young voice, my Lolita.” That is to say, he still loves this girl (she is now seventeen) even though she is decisively no longer in the category of the nymphet. To the attentive reader this must seem surprising, given earlier statements Humbert has made. I refer you in particular to a passage in Chapter 3, Part Two: “I must confess that depending on the condition of my glands and ganglia, I could switch in the course of the same day from one pole of insanity to another—from the thought that around 1950 I would have to get rid somehow of a difficult adolescent whose magic nymphage had evaporated—to the thought that with patience and luck I might have her produce eventually a nymphet with my blood in her exquisite veins, a Lolita the Second, who would be eight or nine around 1960, when I would still be dans la force d’age; indeed, the telescopy of my mind, or un-mind, was strong enough to distinguish in the remoteness of time a vieillard encore vert—or was it green rot?—bizarre, tender, salivating Dr. Humbert, practicing on supremely lovely Lolita the Third the art of being a granddad.” (p. 174)

I will skip the absolute moral horror this passage evokes (could anyone seriously defend Humbert at this point?) and merely observe that it is radically inconsistent with his attitude in chapter 29. Nor is the earlier passage at all anomalous: his entire attitude has been that only nymphets could attract his interest—never adult women (emphatically including college-aged women). Evidently there has been a drastic alteration in our hero’s psyche: there is no doubt that he loves Mrs. Richard F. Schiller, but there is also no doubt that he would have found her repulsive at an earlier time. Why the sudden change—indeed, why the change at all, sudden or slow? There is no evidence of any general alteration in his sexual predilections—it isn’t as if he now eschews nymphets in favor of adult females—but he loves this woman, this ex-nymphet, this pregnant grown-up. Why the change? Why the metamorphosis? (We can be sure that the lepidopterist in Nabokov would be well aware of the comparison.) What is it that explains Humbert’s transition from confirmed pedophile to lover of an adult woman? Nothing in the text offers us any clues—we are simply asked to take it on trust (much like Lolita’s love of Quilty). Nor, I think, do many readers question it, so powerful are the words put into Humbert’s mouth. So we are faced with a puzzle: how to account for Humbert’s imperishable love of Lolita/Mrs. Schiller.

Several options may be canvassed. Some may say that no love is ever rational, so we must just accept this as a brute fact, as we must accept Lolita’s love for Quilty. Others may suggest that Lolita is so exceptional a person that even Humbert comes to love her, despite his natural aversion to adult women. It might be conjectured that the trauma of losing Lolita to Quilty three years earlier jolted the Humbert psyche into a new configuration. Or is it that the early loss of his mother (picnic, lightning) has finally resolved itself? It might even be ventured that Humbert is really two people (as his double-barreled name suggests)–one of them a strict pedophile, the other what we think of as a normal man. It seems to me that none of these hypotheses has any plausibility; certainly there is no hint of any of them in the text. What I think is that this development in the novel represents an artistic aim that cares little for psychological plausibility (whether this is reasonable or not). For the change in Humbert’s psychology feels both morally and artistically right: morally, because it is the ultimate punishment for Humbert’s crimes against Lolita; and artistically, because it completes the arc of a tragedy. What else could happen? Not that he should grow indifferent to her, not that he be spared the pain of losing her, not that he lives happily ever after with a succession of replacement nymphets. By loving her he ensures his own punishment and ensuing death—why murder Quilty if he is glad he took her off his hands? That is why no reader pauses at this point and protests, “But I thought he was a nymphet-obsessed pervert!”

This is connected to the second point: Lolita is a work of art created by an author who constructs an imaginary world that obeys its own rules—he doesn’t have to worry too much about questions of psychological realism.  [1] Here we might think of Alice in Wonderland: this fictional world bears some relation to “real life” (Nabokov would insist on the scare quotes), but the rules of the world created diverge from the rules of what we are pleased to call reality. The fictional world must be self-consistent and display the qualities of art, but the novelist is not obliged to conform to ordinary-world psychology. In the world of Lolita these things happen–things we find bizarre, unrealistic, fairy tale-like (see Chapter 35 in which Quilty is murdered as if in a fairy-tale). We don’t notice the absence of a convincing psychological rationale for Humbert’s change of heart because we have been living in an alternate world for the last 270 pages. With that said I do think Nabokov makes an effort to depict Lolita in a positive light in chapter 29, almost a saintly light: he can’t just abandon all rules of psychological plausibility. Maybe there has never once been a pedophile that was cured of that tendency by the love of a particularly virtuous woman, but in this novel such things can occur, because of the fictional interplay of the characters created. The form of the novel supersedes questions of psychological realism. Still, the question of motivation can be asked and it must be admitted that Humbert’s motivation is unclear: he may be utterly convincing in his declaration of love but he offers us nothing to explain his volte-face. What if Lolita had retorted, “But I thought you only loved little girls!”? What could Humbert say in reply—“Yes, but you an exception”? Or would he tell her that they are both characters in a fairy-tale and strange things happen in fairy-tales? Frogs may turn into princes and nympholepts may turn into regular guys: all that matters is the art, the poetry and the potency. In Nabokov’s fictional universe Humbert’s metamorphosis is the most natural thing in the world.  [2]

 

  [1] This view of literature is defended by Nabokov in Lectures on Literature (1980), so it would not be surprising if he followed it in his own work. Lolita represents an imaginary world constructed with artistic aims in mind, only obliquely related to the world of fact. Humbert was never intended as a replica of an actual human being obeying human psychological laws: he is more like a mythical beast, though disturbingly similar to a real person. The narrator of Lolita is not really a human being.

  [2] We should recall that Lolita herself is a figment of Humbert’s imagination, a fictional character quite distinct from the real-life girl Dolores Haze (see my “The Non-Existence of Lolita”). Lolita accordingly obeys the rules of her mythical status. Humbert also partakes of this ambiguous being—part man, part mythical monster (a “pentapod monster”). So he is capable of transformations not possible for ordinary men.

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The Concept of Language

 

The Concept of Language

 

What is language? What does the word “language” mean? What does it refer to? We can distinguish two sorts of answer: performance-centered and competence-centered. Alternatively, utterance-centered and cognition-centered: answers that stress the actual use of language in speech and answers that focus on the internal mechanisms and structures that underlie such use. The later Wittgenstein provides an example of the former type; Chomsky provides an example of the latter type (as does the early Wittgenstein). Here is Chomsky: “The Basic Property [of language] is generation of an unbounded array of hierarchically structured expressions mapping to the conceptual-intentional interface, providing a kind of ‘language of thought’”.  [1] For Chomsky actual speech is merely the externalization of this internal structure not part of its essence (for him language is primarily a tool for thought and much of it is entirely in the head). Chomsky distinguishes sharply between language as a cognitive system—a property of the brain—and language as overt speech involving the sensorimotor systems. Wittgenstein never makes any such distinction, and the same is true of many other philosophers of language. The OED clearly sides with these philosophers: for “language” we read “the method of human communication, either spoken or written, consisting of the use of words in a structured and conventional way”. We could read this as referring to an internal “method” for performing external acts that strictly go beyond the method, and so as not incompatible with Chomsky’s characterization, but the intent of the definition is clearly to identify language with a set of behaviors, specifically communicative acts. For Chomsky this is confusing language itself—a cognitive structure–with its various expressions in acts of performance. We might compare the question with the question, “What is memory?” Does the word “memory” refer to a cognitive system realized in the brain or does it refer to acts of remembering—competence or performance? Are we speaking of mental faculties or sensorimotor manifestations of such faculties (if faculties are admitted at all)? This is a question about the semantics of the word “language” (or “memory”), or equivalently the concept language. Is the word perhaps ambiguous between these two interpretations, or is it that we should replace one definition with another, or is the meaning a mish-mash of both? Is one definition a folk definition and the other a scientific one, both perhaps useful but serving different purposes? We certainly seem tugged in two directions with much scope for irresoluble disagreement.

            I want to suggest that the answer is to be found in recent discussions of natural kind terms, though with a twist. I will put this roughly by saying that Chomsky gives us the real essence of language while Wittgenstein gives us the nominal essence.  Consider the dictionary definition of “water”: “the liquid which forms the seas, lakes, rivers, and rain and is the basis of the fluids of living organisms”. Perhaps this gives (some of) the nominal essence of water, but it is a far cry from the real essence: it is neither necessary nor sufficient to be water that a liquid forms the seas, lakes, etc. Water might never have done that and some other liquid might have. It is an entirely contingent property of water. Similarly, Chomsky would urge that the externalization of the language faculty in vocal speech is entirely contingent: we could have spoken in gestural signs instead, or not spoken at all except in inner speech, or used the cognitive mechanism Chomsky describes only in thought. And overt communicative vocalization could arise from a different kind of internal competence, as is presumably the case for animal signaling systems. We might well associate the word “language” with these contingent manifestations, forming the nominal essence corresponding to the term, but they are not what language intrinsically and essentially is—its real essence. For that we must look to the scientific analysis of the underlying cognitive faculty, which turns out to be a tightly structured computational system obeying specific rules. Thus UG is the analogue of H2O. Syntactic structure is the analogue of chemical structure. We can talk about the superficial features associated with the words “language” and “water” but their real-world referents are captured in real essence descriptions of an underlying reality. The words contain a kind of hidden indexical that picks out this underlying essence, bypassing the nominal essence.

            So should we say that “language” is a kind of directly referential term that rigidly designates the Basic Property? Is it a name of a natural kind with this essence? Is it semantically just like “water” on the standard model? I think that would be going too far—or perhaps I should say not far enough. The term has both sorts of meaning, real and nominal: connotation as well as denotation. In other words, the concept of language contains a dual polarity: it both designates a hidden real essence and it expresses a nominal essence—just like “water”. Both ideas enter into our understanding of the word: the Basic Property and the contingent superficial appearances. Which idea is uppermost in our mind depends on context, scientific or everyday. The dictionary isn’t wrong, but it highlights only the superficial aspects; we need to supplement it with a specification of the actual structure of language as a cognitive system. Thus there could be a scientific dictionary that gives a Chomsky-style definition of language, as well as a chemist’s definition of “water”. Both dictionaries are correct and not in competition with each other; together they comprise the full meaning of the terms “language” and “water”. Like other natural kind terms, “language” has a kind of double meaning, and this is the source of the disagreement over the nature of language. Linguistics can occupy itself with both subject matters and claim to be talking about language, though strictly speaking the study of performance is the study of the externalization of the brain-based language faculty. But a follower of Chomsky might allow his colleagues to speak loosely of performance as “language”—after all, it is the internal language system in action. The word “memory” is similar: strictly speaking it refers to a mental storehouse (or some such), but we can allow ourselves to call acts of remembering “memories”. This is pleasantly irenic because now we don’t have to declare much of philosophy of language not about language at all, but only about its sensorimotor manifestation. We just need to be clear about how the semantics of “language” works: inclusively not exclusively (compare Kaplan’s content and character). The word “language” has dual component semantics, being partly indexical and partly descriptive: “language” means, “that underlying cognitive structure, which is typically expressed in acts of communication of speech and writing (and in other ways)”. Compare: “water” means, “thatliquid, which is found in seas, lakes, etc.”. We might then say that Wittgenstein was doing descriptive anthropology of language use, while Chomsky does scientific investigation of the language faculty itself. Wittgenstein makes sketches (his metaphor) of language use, as it presents itself, in an effort to capture nominal essence, while Chomsky puts language under a microscope in order to discover its real essence. Both ventures can claim support from the meaning of “language”, according to the dual component semantic model; and it would be wrong for the nominal essence theorist to exclude the real essence theorist from being a student of language as such. Likewise we don’t want to detach the concept of language too sharply from its actual expression, on pain of losing the concept altogether. If the mutation that led to the abstract computational system Chomsky describes had never resulted in the linguistic phenomena that it did, we would not describe that system as language. Suppose that the Merge operation constitutes the real nature of the language faculty as we actually have it, but in another possible world it never led to anything like inner and outer speech: would we then say that language exists in this possible world? I think not. We can’t divorce the concept of language completely from its normal expression, just as we can’t divorce the concept of water completely from its normal manifest properties. Both concepts incorporate the superficial as well as the deep.

            Could there be fool’s language as there can be fool’s gold? Suppose we come across a species that speaks a mile a minute and behaves a lot like us when they do so: do they necessarily share our underlying grammar? No, because they might have a grammar obeying different principles from ours but which doesn’t reveal itself under casual inspection. They might look like they speak a human language but in fact their grammar diverges substantially from ours—just like iron pyrites resembles gold superficially but has a different atomic structure. We can say that these speakers have a language, appealing to the nominal essence notion of language captured in the dictionary definition, but we should follow that up with the admission that their language isn’t really of the same natural kind as ours; we might choose to put the word “language” in scare quotes when speaking of the noises they emit. In any case, there are two questions here and they can receive different answers. The meaning of “language” points in two directions.  [2]

 

  [1] What Kind of Creatures Are We? (2016): p.13.

  [2] There has been a lot of dispute in linguistics and philosophy about what language is, but I don’t recall ever seeing a discussion about what “language” means, i.e. about its semantic analysis. It turns out to have a rather complex meaning.

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Human Uniqueness

 

Human Uniqueness

 

The recent discovery of yet another extinct hominid species (Homo longi) raises a deeply puzzling question: Why are we still here? Evidently there were a number of hominid species co-existing with us on the planet only a few hundred thousand years ago, but now there is only Homo sapiens left. All the other hominid species went extinct—but not us! What makes us so special? These other species had a relatively brief life in the evolutionary limelight and then succumbed to the pressures of natural selection; they didn’t have what it takes. But they were very like us physically and clearly had their foot in the door. So what makes us so different—why are we alone still here? Maybe we were the best in the line by some measure, but why aren’t we still living with those other species in a subordinate role? Shouldn’t we be living a world of multiple hominid species—or alternatively, zero hominid species? Our unique persistence is an evolutionary puzzle.

            I conjecture that it was a mental difference that made the difference, not a physical difference (we are not impressive physically): but what mental difference? I will not be bucking orthodoxy if I say that it was language: we had language and they didn’t. But that is just the beginning of an answer, because language has many properties that don’t explain what needs explaining. It isn’t that we could communicate with each other but they couldn’t: there is no reason to believe that, and communication is a common trait in the animal kingdom. I imagine our human-like cousins were as much chatterers as we are—a noisy rambunctious lot. No, I think it was an internal cognitive trait conferred by language construed as a property of the brain. Our bodies looked and functioned just like other hominid bodies, but inside our brains there lurked a mechanism alien to their (sometimes large) brains. But what mechanism might that be? Recursion has been proposed and the idea is not without merit: iteration, embedding, infinite productivity. This is certainly a powerful mental tool, but does it suffice to explain our species superiority? It is suspiciously abstract and general, not connected intimately to the environmental challenges faced by a species such as ours. No doubt cognitive recursion fed into our dexterous hands, enabling feats of tool construction alien to our species cousins (they would probably be stunned at our technology if they were still around). But still, what is it about this that kept us going while they perished? Why weren’t we just a passing cognitive-manual novelty act?

            I have a simple idea. One fact about us that stands out is that we are everywhere: we have spread ourselves across the planet. We are natural travelers. That alone would not explain our differential survival, but in conjunction with the mental-manual adaptation I am talking about we start to perceive a subtle superiority. We can move elsewhere when times get tough and use our brain to deal with the new environment. Most species have a fairly fixed brain that can’t adapt to drastic re-location, but we have a brain that can rise to the occasion, because our brain is pre-adapted to novelty. The combinatorial power of the brain mechanism that underlies language allows us to handle novelty in the world around us—we are not fazed by the shock of the new. Our minds are inherently novelty-generating machines, because language is a structure with novelty built right into its architecture. We can thus process new terrains, new animals to hunt, new climates and weather patterns to contend with. We became a geographically mobile species, forever on the move, not afraid of new worlds—because we had the cognitive wherewithal to cope with novelty in the environment. The novelty inherent in language (and exhibited in recursion) allowed us to process the novelty of changing circumstances. Our extinct relatives by contrast didn’t possess this cerebral adaptation (they didn’t undergo the necessary mutation) and so they were baffled by the new and different, as most animals are. Our versatile brain joined with our dexterous fingers allowed us to survive in novel circumstances, so mobility became an option for us. This creative property of language is not well understood, despite its familiarity, and it may well have dimensions not currently recognized (it may not be just like a digital computer’s computations); but the theory is that this internal adaptation is the root of our capacity to survive while our hominid relatives died out. In short, we are traveling thinkers—we are not stay-at-home eaters and drinkers. We are combinatorial brains lodged inside roaming bodies, and not just roaming bodies but globe trotting bodies. Here I see an analogy with birds, also known for their globe trotting ways. They have those two little wings (like our two short legs) but they also have considerable powers of cognitive flexibility in dealing with the facts of geography (consider the miracle of migration): could this be an offshoot of their remarkable vocal capacity? The bird’s brain can evidently combine sounds into complex rule-governed patterns (we need not call this language), more so than most species, and they are also world travelers capable of adjusting their behavior to changing circumstances. Their wings take them there but their brains enable them to deal with the journey and the destination. Birds are our brothers, our kindred spirits—creative gypsies, as it were. We are both geographical savants, relatively speaking: we both excel at navigating far-flung environments, using our ability with creative syntactic systems. For birds and humans life is a road trip.  [1]

            Most animal brains are steady-state pre-programmed conservative machines, content to mirror a relatively unchanging world. But human brains (and bird brains) fizz with combinatorial activity, containing a frenzy of sequencing and re-sequencing, with a passion for novelty; and this enables them to respond to a rapidly changing world that calls for constant updating and rethinking. At the root of this is the trait we call language, which is fundamentally a device of almost limitless recombination, almost too creative. What is all that creative firepower for? Isn’t it a drain on our energy resources? Most animals get by quite nicely without it. But we evolved this unusual trait for some reason (possibly originally as a tool for thought), and it turned out to help enormously with the geographical demands of hominid life back in the days of multiple hominid species. It made moving on not a recipe for extinction. The result was that we survived and they didn’t. It helped not just with communication and individual problem solving but also with the nomadic life-style. It enabled H. sapiens to become global gypsies. It is amazing to see how we humans can survive in radically different environments placing completely different demands on the inhabitants: this is our singular trait, our species character. It is what enabled us to survive and prosper but our relatives not so much; and it springs from the brain mechanism that makes language possible. We have a lot to learn about this capacity, but it seems to be the main reason we are still here. Without it we would now just be skulls and fossils.  [2]

 

Colin McGinn       

  [1] It is an interesting fact that we humans are so into traveling and tourism: we don’t want to stay home all the time—we long to venture forth to foreign lands. Tourism is in our genes. We feel creative when we are abroad meeting new challenges. Is this a manifestation of our old enthusiasm for moving on when the occasion warrants? New sentences, new locales: two sides of the same coin. And travel writing: using language in the service of geographical adventure. Language, we might say, is an adventure in symbols; travel is an adventure in geography. Thus we arrive at the linguistic theory of geographical competence—the abstract combinatorial structure of language is the basis of our ability to cope with new environments. And that was the key to survival in the early hominid days.

  [2] I have suggested that there is a similarity between geographical capacity and linguistic capacity, in that both involve creativity. I have implied that the linguistic function came first, leading to the offshoot of geographical competence across varying domains. But it is not to be ruled out a priori that things were the other way about: the mutation that allowed for geographical versatility came first and then led to the capacity for linguistic creativity. That at least is a conceptual possibility. I think it is unlikely to be true, however, because language would need extra adaptations in order to exist as it is, but we should always be careful about claiming functional priority. The more likely hypothesis is that language came first and then its machinery was repurposed to form the capacity to handle geographical novelty. Language may also have been the basis for mathematical competence, and a similar story could hold true for the human ability to thrive in very different environments. In a slogan: geography recapitulates grammar.  

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Mysticism and Philosophy

 

Mysticism and Philosophy

 

 

The word “mysticism” has a variety of meanings, but the one of interest to us now is “vague or ill defined religious or spiritual belief, especially as associated with a belief in the occult” (OED). This definition itself contains some vague or ill-defined words, notably “religious”, “spiritual”, and “occult”. For “occult” we find “supernatural or magical powers, practices, or phenomena”. Mysticism is thus understood to include belief in things that are somehow outside the natural, normal, everyday, ordinary, commonsense, intelligible world—the uncanny, spooky, weird, queer, profound, awe inspiring. Is mysticism in this sense a natural part of philosophy? Do philosophers find themselves believing in the mystical as part of their professional occupation? Certainly some philosophers have attracted the label “mystical”: one thinks of Plato’s theory of forms, of Hegel’s metaphysical monism, of the Wittgenstein of the Tractatus. But is the mystical a more entrenched part of the philosophical enterprise—is it woven into the very fabric of philosophy? If we survey the field do we detect signs of it in positions not avowedly mystical? What about panpsychism? What about David Lewis’s possible worlds realism? What about hardline Fregeanism? What about Godel’s mathematical platonism? These doctrines all traffic in entities that go beyond ordinary experience, and all require a leap of faith if they are to be taken seriously; there is a frisson of exhilaration in accepting them. And there is an aura of religious dedication in the attitudes of their firmest exponents. It isn’t as if the mysticism of philosophy past has completely withdrawn its tentacles from the subject; it still breaks out here and there. The philosopher, even the university-based analytical philosopher, is still in the mysticism business, still adjacent to the Department of Mysticism.

            Why is this? Why hasn’t philosophy outgrown its roots in primitive mysticism? The answer is that philosophical problems themselves involve us in the permanent possibility of the mystical. Mysticism is always hovering in the background waiting to pounce; we either embrace it or seek to ward it off. We might even call philosophy a battle against the bewitchments of the mystical, with some philosophers temperamentally on the side of the mystical and some against it. It can’t be ignored because it is what philosophy is so frequently about. Take the mind-body problem: the whole debate reeks of the mystical, notably in the threat of dualism. We are constantly trying to avoid going down a mystical path, embracing the occult and the spooky. Materialism might be defined as simply anti-mysticalism: it would have little appeal but for its promise to ward off its mystical-sounding rivals. No one ever claimed that materialism can be seen to be obviously true just by inspecting the nature of the mind! That is why the debate is so heated: mysticism looks to be a real threat when it comes to the nature of mind. But the same thing is true of other central problems: free will, the self, necessity, causation, mathematics, ethics, meaning, etc. In each area we find positions that introduce mystical elements, implicitly or explicitly—stuff that strikes us as occult, as suspiciously thrilling, as subversive of commonsense naturalism. Pure voluntarism, the transcendental ego, modal hyperrealism, inscrutable causal powers, abstract objects, objective values, mind-independent senses, etc. The world is threatened with realities not recognized in science and common sense—realities that excite devotion, enlarge our sense of what is, indicate a hidden reality akin to the divine. Some philosophers will fall in love with these mystical elements; others will bend over backwards to avoid accepting them. But they are part of the philosophical landscape: they define the subject. We may as well admit it and call it by its proper name. Isn’t this partly why philosophy has the appeal it has? The sciences don’t generally stray into mystical territory, except in their most philosophical moments, which is reassuring, if somewhat deflating (especially compared to earlier times); but philosophy is really up to its neck in mysticism, either welcoming it or resisting it. David Lewis was a modal mystic entranced with his super-ontology of existing but non-actual worlds. Quine was a desert landscapes mystic if you look deep: he campaigned for a world unified by physical science and radically contrary to common sense, and he was fond of the gnomic pronouncement (“To be is to be the value of a variable”, “Nothing is true but reality makes it so”). Davidson was a meaning mystic whose ruling deity was Alfred Tarski: the theory of truth as the key to all problems, if only we could see that there is nothing to meaning than those tantalizing snow-bound biconditionals. That is why these philosophers spawned cults whose members seemed hypnotized by certain phrases and postures (“Convention T”, “the museum myth”, “the indexical theory of actuality”). The later Wittgenstein was also a mystic, though of a peculiar variety: he was a kind of second-order mystic sternly opposed to the first-order mysticism of the Tractatus. His catchphrases resonate like cultish mantra: family resemblance, language game, form of life, grammar, use, criterion, custom, practice, rules, seeing-as, etc. He introduced a philosophical vocabulary that promoted a liberationist movement, a dream of a better philosophical life, a life of intellectual peace, and of smug superiority. The cult of the later Wittgenstein was itself a form of mysticism—possibly akin to nature mysticism, or the romantic worship of the everyday.

I don’t say that all forms of mysticism in philosophy are necessarily wrong (though I tend to find myself opposed to them); I am merely observing that mysticism is a real phenomenon within even the most recent iterations of Western philosophy (it’s clearly alive and well in Eastern philosophy). Perhaps we find it embarrassing to admit such retrograde intrusions in our enthusiasm to mimic the natural sciences, but it is clear on reflection that mysticism is built into the structure of the subject. Russell published a book called Mysticism and Logic, relishing the jarring juxtaposition, but a book called Mysticism and Philosophy would hardly be eyebrow-raising, simply because the two things are just not so far apart. Mysticism can come in many forms, often in disguise, sometimes clandestinely, and philosophy as we have it now is not immune to its charms, as well as its possible harms. Let’s start talking about it openly. We need, as they say, to have that conversation.  [1]

 

Colin McGinn

 

                

 

  [1] A word on mystery and mysticism: one of main motivations for postulating mystery is the avoidance of mysticism. Instead of declaring some subject matter inherently supernatural we attribute its recalcitrance to understanding to human intellectual limitation. The spooky is just ignorance reified. The mysterian is the least mystical of philosophers. Of course this is compatible with accepting some elements of the mystical viewpoint: some things might really be quite different from other things, and matter might be the most mystical thing of all. There is intellectual room for the mystical mysterian, though he is certainly a rare bird.

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Missing Footnote

This footnote belongs at the end of the paper just posted. [1] Possibly a more intimate acquaintance with universals would lessen the mystical impact of Plato’s theory, by which Russell was clearly affected. The aura of the mystical and supernatural might not survive an up-close look at these elusive creatures. Ignorance tends to breed superstition. Surface dwellers might find the idea of caves deeply meaningful and mystical, almost godlike. Even the form of the Good might not seem quite so radiant if you had to sit next to it on the subway every day.

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