Matter and the Limits of Skepticism

                                   

 

 

 

Matter and the Limits of Skepticism

 

 

The skeptic questions whether we know the external world exists, purporting to provide a proof that we don’t know that it does. The proof takes the form of describing a possible alternative to what we normally assume. Thus it is suggested that a deceiving demon is a possibility, or that we might be dreaming, or that we might be a brain in a vat. Since these are real logical possibilities that we can’t rule out, we must conclude that we don’t know that the world is as we normally take it to be. For instance, I don’t now know that I am sitting at a desk looking at a tree. It might all be one vast illusion or hallucination. It is important to this argument that the skeptical alternative be a real possibility, which must be accepted as such, or else we could simply reply that no such thing is possible, so there is nothing we need to rule out in order to know what we think we know. If the skeptic suggests something impossible, or not clearly possible, his argument is toothless; and the usual suggestions satisfy this condition, since they do describe real logical possibilities, often rooted in familiar facts (people can and do deceive us, we do dream, and we do suffer illusions and hallucinations).

            But what about our belief that matter exists? This is not the belief that the external world exists as we customarily think of it, but just the belief that matter of some sort exists. If I am a brain in a vat, then what I take to be the external world is all illusion, but matter still exists in the form of vats and brains. If I am in bed dreaming, then my material bed and body exist even if what I dream about doesn’t. The evil demon can be as material as you like and still deceive me. So the question of matter is very different from the question of the external world as normally conceived. Is it possible to be a skeptic about the existence of matter? Can the skeptic show that we don’t know that matter exists? Can he give a proof of this analogous to his proof that we don’t know the external world exists? Clearly he can’t do this by suggesting his usual logical possibilities, since these all presuppose the existence of matter, so they are not alternatives in which there is no matter. He needs a real possible world in which mind exists but there is no matter of any kind, in order to provide such a proof. He needs to provide a logical possibility that we can’t rule out.

            This is a much more difficult thing to do than the usual exercises in skepticism, because there is nothing familiar he can rely on—no actual cases in which we have mind without matter (as there are actual cases of sense impressions without external objects of perception). What has to be claimed is that it is possible to have disembodied minds in a wholly non-material world. And the problem is that this is not clearly possible and may well be quite impossible, so the skeptic has not discharged his obligation to produce a genuinely possible alternative to what we normally take for granted. We do not therefore need to listen to his argument; he has no argument against our belief that our minds exist in a world of matter. Nothing he has to say proves that we don’t know what we take ourselves to know. So this belief about the world beyond the mind is not vulnerable to skeptical challenge of the standard (distressingly convincing) kind.

            To clarify the point, let’s consider two other types of skepticism regarding the non-mental world, concerning time and space. Suppose the skeptic says that we don’t know that time exists: we have impressions of time, but there may be no objective time corresponding to these impressions. This, he contends, is a real possibility—that minds can exist without time existing. We would be within our rights to reply that this is not a real possibility: minds exist in time and must do so. For minds change and change requires time—our consciousness consists of temporally successive states. So the skeptic has not provided an indisputable logical possibility that is an alternative to the way we normally takes things to be; at best he has suggested a highly questionable metaphysical theory, namely that minds can exist without time existing. He has certainly not proved that this is a possibility. So he has not undermined our claim to know that time exists by pointing to a logically possible alternative in which we have the same impressions of time but there is no time.

Now consider space: the skeptic claims again that we don’t know that space exists, despite our impressions of space. The reason is that it is logically possible for minds to exist without space, and we can’t rule out the possibility that our minds are like that. But again, we can reply that it is not logically possible to have minds without space—minds necessarily exist in a world of space. Certainly the skeptic has not proved that his supposed alternative is logically possible.  [1] We might argue against him that minds cannot be individuated without space, since space provides the indispensable basis for establishing the numerical distinctness of minds—your mind is not identical to my mind because our minds are in different places. The skeptic might engage in a metaphysical argument with us about this, but he has certainly not suggested an indisputable possibility that we are obliged to accept. So we are not in the same epistemic predicament with respect to our belief in space that we are in with respect to our belief in the external world (as distinct from the world of matter). We are not vulnerable to skeptical doubt in the same way, viz. by exhibiting a clear logical possibility that our evidence fails to rule out.

            Similarly with respect to matter: if the skeptic says that there could be minds without matter, we can reply that we don’t agree with that, since minds require brains. These brains may not be as we normally conceive of them, but there has to be some material basis for minds—they cannot be purely immaterial. The skeptic may engage us in metaphysical argument at this point, but what he can’t do is point out that we ourselves accept his alleged possibility as a real possibility—as we do for the brain in a vat possibility. Whether we can prove that mind requires matter is not to the point; the question is whether he can prove that minds can exist without matter. For that is the possibility he needs if he is to show that we don’t know that matter exists. He needs a certain metaphysical possibility to undermine our confidence in what we ordinarily believe, but it is not clear that he has one—or rather, it is clear that he does not have one. So there is a significant asymmetry between this type of belief and the type of belief the usual skeptic questions. The usual skepticism does not then generalize to these further beliefs—in time, space, and matter. Our claim to know of the existence of these things has not been undermined, even granted that our claim to know the existence and nature of the external world has been undermined.  [2]

            It may be thought that this is a disappointing result, since we have made no inroads against the skeptic on his favorite territory: for all I have said, we still don’t know we are not dreaming, not a brain in a vat, and not the victim of a deceiving demon. But this is too pessimistic (or perhaps I should say too optimistic) because we have established a definite limit to the corrosive power of skepticism: there are beliefs about the non-mental world that are immune to skeptical challenge (at least of the usual kind). For all that the skeptic has said, we do have knowledge concerning the world beyond the mind—he has said nothing to undermine our confident belief in objective time, space, and matter. His skepticism is thus confined to a certain subset of beliefs about objective reality. I count this a strong anti-skeptical result, even if it falls short of what we might ideally hope for.

 

  [1] The skeptic can point out that we know of cases in which a sense impression has no corresponding object and then ask how we know this is not always the case, but he cannot likewise point to cases of minds without time, space, and matter and ask how we know our minds are not in this position. There are no such actual cases to point to. 

  [2] That is, our belief that we sense external objects and are not subject to massive illusion: this belief isundermined by the skeptic. But he has not undermined our more general belief in things outside the mind. 

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The Water Paradox

                                               

 

 

 

The Water Paradox

 

 

It has been a while since we had a new paradox to cudgel our brains over. For your edification (and frustration) I will present what I call “the water paradox”. Like all paradoxes it aims to derive an absurdity from self-evident premises, thus demonstrating the auto-destructive powers of reason. We are not meant to accept the paradox as true (that’s why it’s a paradox), but to marvel at its existence. So consider the following principle: “Every object wholly composed of solid parts is solid”. That sounds right and examples confirm it: a rock is composed of solid parts and is solid, and similarly for a block of ice. Some things are not solid, such as molten metal, but they have non-solid parts: liquid things have liquid parts. If a substance has some solid parts, it is not wholly liquid; it is partly solid. If a sea is partly frozen, it is not liquid tout court; it is only partly liquid. It would be false to say of it, without qualification, that it is liquid. Someone could rightly reply that it isn’t liquid, though many of its parts are. To be liquid requires that all of it be liquid.

            But is it true that what we routinely call liquid water is liquid with respect to its parts? What about its constituent molecules? The OED defines “solid” as “firm and stable in shape”, so that “liquid” means “not firm and stable in shape”. Drinking water is not firm and stable in shape, but its constituent molecules are—they are not liquid. They slide over each other in so-called liquid water, but they are individually as solid as any solid object. So the molecular parts of water are themselves solid in both its solid and liquid state. But according to our principle, if all the parts of an object are solid, then so is the object: therefore there is no such thing as liquid water! That is paradoxical, since there is certainly a distinction between two states of water, which we mark with the terms “solid” and “liquid”.

Suppose that we were quite unperceptive about water and simply never notice that the water we drink and swim in has lots of little chunks of ice in it. If we were giants, these might be quite big chunks that are beneath our notice. Then we discover, to our surprise, the facts about this water: shouldn’t we conclude that we were wrong to suppose that our water is liquid? Shouldn’t we conclude instead that it is only partly liquid? It seemed liquid to us, but actually it isn’t. Well, science has discovered that room-temperature water is composed of unobservable solid parts, and so is not liquid after all. Imagine if you were a creature that could drink sand and swim in sand, so that sand seemed like a liquid to you: you would be within your rights to compare it to a liquid from a practical point of view, but it would be false to say of sand that it is a liquid. What if you could crunch up ice in your mouth and swallow it without melting? It would be solid, though drinkable. Isn’t that the way it is with water and us as things stand? Water seems liquid to us, but on closer inspection it turns out not to be, since it is made of non-liquid parts. From a molecule’s-eye point of view, water is like so much sand—solid particles jostling around each other. Is a galaxy to be declared liquid because its parts move in relation to each other? Is the universe one big liquid? No, the universe is a solid object made of solid moveable parts. Isn’t that precisely what we have discovered water to be? Its liquidity is entirely superficial once you get down to the chemistry.

            You might try to deny the premises of this argument. You might deny that molecules are solid, perhaps on the ground that they are parts of a liquid. But that seems hopeless given the empirical facts of chemistry, molecules being firm and stable objects; and anyway we can push the argument down to the atomic parts that compose molecules—they certainly aren’t liquid. Second, you might attack the main premise of the argument: you might claim that it is just not true that objects wholly composed of solid objects are solid—liquid water being a counterexample to this principle. You might say that liquidity merely requires the free motion of solid parts relative to each other, not liquidity all the way down. We have already seen that this is not the correct analysis of the concept of liquidity, since sand and galaxies are not liquids. But there is a further consideration: for consider substances that are liquid all the way down, unlike water–how should we describe such substances? Suppose S is a substance that is very like water in its superficial appearance but whose physical nature is not atomic-molecular but continuous and infinitely malleable. S is physically the way we assumed water to be before we discovered atoms and molecules: we thought everything about solid water (ice) melted when it was heated, not realizing that it has hidden components that resist melting. We can say that S is super–liquid, meaning that it has no solid parts but is liquid through and through. S is apparently more liquid than water, as water with no bits of ice in it is more liquid than water with bits of ice in it. S is wholly and completely liquid, pervasively liquid, right down to its fine structure, while water is liquid only superficially—when you look into it closely there is a lot of solidity there.

But do we really want to talk this way? What is this idea of one thing being more liquid than another? Aren’t things either liquid or not? Isn’t it that S is really liquid, but room-temperature water is not? On some planets the water is never liquid but always exists in a solid state (i.e. frozen): isn’t it the truth that water is never literally and objectively liquid, given its actual chemical nature? Eddington famously argued that matter is never really solid, given the amount of space present in atoms; his point was not merely that some things are more solid than others depending upon the amount of space they contain.  [1] We have discovered these things and they contradict our normal linguistic practices—they even challenge our concepts. We thought that matter is solid (dense, continuous), but it is not; we thought that water is liquid (in one of its forms), but it is not. Our ordinary concepts simply don’t apply. Those concepts were formed before we understood the nature of the physical world; they reflect our naïve pre-scientific understanding of nature. We had no idea that the parts of so-called liquids were solid, as we had no idea that so-called solids were mostly made up of space. Have we discovered that everything is really a gas—tiny particles widely separated in space? The principle I started with sounds correct on first hearing, indeed trivially true, but it leads quickly to the conclusion that nothing is liquid—nothing in our actual universe anyway. That is certainly disturbing and counter-intuitive, but maybe it is the sober truth. We can accordingly either abandon the word “liquid” as factually erroneous or retain it as a mere manner of speaking (like saying the sun rises). Our commonsense views of the physical world have been wrong before, and this is another example of that. Zeno argued paradoxically against the reality of motion, concluding that motion is not real; the present argument is designed to show, paradoxically, that liquidity is not real (both arguments are based on considerations about parts). It is rather as if “animal” meant “creature created by God” and then we discover that the things we call “animals” were not created in that way; the proper conclusion would be that no animals in that sense exist. We can craft a new word without the divine implication, and we could also replace “liquid” with some substitute that better reflects the facts, say “squishy”. What we can’t do is keep on talking in the old discredited way.

            But why is this a paradox? Haven’t we simply discovered that nothing is liquid, as we have discovered that nothing is solid, or as Darwin discovered that there no divinely created animals? Our commonsense beliefs are just false. The same might be said of Zeno’s argument: it isn’t a paradox, just a demonstration that motion is unreal. We should simply stop saying that objects move: we live in a stationary world. Similarly, we should stop saying that substances are liquid: we live in a solid world (or a gaseous world if we follow Eddington). The trouble, however, is that the displaced beliefs are not so easily expendable: we can readily agree that there are no unicorns–but no moving objects! Some things stay still and some don’t: isn’t that just a fact? Likewise, is there no distinction between drinking water and ice? There is a distinction between moving and not moving, so we can’t just abandon the whole idea of movement—hence Zeno’s argument is a paradox not merely a non-existence proof. In the same way, the water paradox is not merely a proof that liquids don’t exist; it’s a genuine paradox because we can’t just abandon that idea. Some bodies of water are clearly different from other bodies of water—bathwater is different from frozen water. What word best captures this difference? The word “liquid” obviously, or some synonym; we can’t just dispense with the concept of liquidity. Hence we are reluctant to accept the argument against liquidity; we don’t just cheerfully accept a conceptual clarification. We want to protest that water is (often) liquid, no matter what the argument says. We are thus tugged in two directions. We might even be willing to contemplate accepting that some bodies of water are both liquid and non-liquid, distinguishing two senses of “liquid”, or simply accepting the contradiction as true (as with diatheleism). We can’t just nonchalantly accept that drinking water isn’t liquid, as we can’t just nonchalantly accept that trains don’t move. These are genuine paradoxes not straightforward refutations of falsehoods.

            It is a striking fact about the classic paradoxes (Zeno’s, the Liar, the Sorites, Russell’s) that they have been around for a long time and yet very little progress has been made with them. People periodically announce purported solutions, but there is little consensus and the core of the problem seems to remain, stubborn and defiant. Reason seems to undermine itself. Unreason we could understand leading to paradox—but reason! What is going on? Will we keep discovering new paradoxes while never solving the old ones? Might everything turn out to be paradoxical on close analysis? Is paradox the rule rather than the exception? And what would this tell us about human thought? The fact that it isn’t too difficult to generate a paradox about liquid water is worrying—what’s next?

 

  [1] There is an ambiguity in the word “solid” in these discussions: it can either mean firm and stable in shape or dense in structure. In this essay I am using the first sense; Eddington was using the second sense (he didn’t deny that ordinary objects have a firm and stable shape).

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Intention and Possibility

                                                Intention and Possibility

 

 

How does the idea of possibility enter our thought? It is generally agreed that perception is not its source: we do not see possibility—we don’t think of possibility because our senses present it to us. A more likely view is that imagination is the progenitor of the idea of possibility: it is because we imagine that the idea of possibility occurs to us. What is imaginable is possible and what is unimaginable is impossible. We find ourselves imagining things and therewith we introduce the idea of what could be. More strongly, we could not come up with the idea of possibility in any other way—imagination is our only access to the realm of the possible. Perception is certainly not, and what else is there? This theory has the result that a creature without imagination would be modally blind: it would have no use for the concept of possibility and no means of acquiring that concept. If the concept of the possible simply is the concept of the imaginable, then we cannot have the former without having the latter; but even if the connection is weaker, imagination is essential for the recognition of possibility.   

            The view is not without difficulties. Can we not imagine the impossible (water without H2O, disembodied minds)? And aren’t there possibilities that we can’t imagine simply because of our imaginative limitations (four-dimensional space, infinite time)? But I won’t discuss these well-worn issues; instead I will propose an alternative theory that I think has some merits. This alternative allows possibility to enter thought without benefit of the imagination, so that modal thinking can exist in the absence of imagination; the concept belongs in another matrix of interconnected concepts. The central concept in this matrix is intention: the concept of possibility is bound up with the concept of intention. This is because we can intend only what we believe or know is possible. If I believe it to be impossible to jump to the moon, then I cannot intend to jump to the moon. I can intend to do what I believe to be improbable, but not what I believe to be impossible. This is clearly true for logical or metaphysical impossibility, but it applies also to nomological impossibility: I cannot intend to do what I know to violate the laws of nature (as with jumping to the moon).

Thus when forming an intention I must be cognizant of possibility, implicitly or explicitly. This is a conceptual truth: it is conceptually impossible knowingly to intend the impossible. Accordingly, I cannot intend to intend what I know to be impossible, since that is itself impossible. To have the concept of intention is to know that intentions must concern the possible. If someone orders you to perform the impossible, you can rightly reply that you cannot form any such intention. You cannot be punished for failing to intend to do what you know it is impossible to do. This is simply beyond the power of your will. Thus the concept of intention embeds the provision that while you can intend a great many things you cannot intend what you know to be impossible. To have intentions is to be aware of this fact, and hence to have a grasp of the concept of possibility. It is not so for desire: you can desire what you know to be impossible, because desire does not have to reckon with the facts of the world. But intention is the intention to act and action perforce takes place in the world of possibility—hence you have to believe that your actions could realize your intentions. Even a cat gauging a difficult jump has to consider the possibility of success, and if it judges that success is impossible it will neither jump nor intend to. For reflective humans, understanding the nature of intention brings with it a grasp of possibility and impossibility. Thus we naturally contemplate possibility when we form intentions; we may even reason about possibility when deciding what to do.

But what should we say about more abstract and theoretical ideas of logical and metaphysical possibility? Here we can deploy the idea of a superior agent: logical impossibility is what God cannot intend to bring about. Even God could not intend to square the circle: his will is limited by his knowledge of modality. It isn’t that he can’t imagine doing this; it’s that he can’t intend to do it. And he knows he can’t intend it, whatever may be the case for his knowledge of what he can imagine. The impossible is that which cannot be intended—even by God. The concept of possibility is inextricably linked to the concept of intention, because intentions are modally sensitive—they must track what is possible and impossible.

The nice thing about this theory is that it locates modal concepts in something basic and practical. These concepts do not have to be seen as transcending the empirical world, as objects of pure intellectual apprehension; they arise from basic facts about agency.  [1] We think this way because we are agents with intentions, and intentions must respect possibility. Any intention-forming agent must be sensitive to the modal facts: the limits of intention are the limits of the possible. The concept of the possible is the concept of what can conceivably be intended, while the concept of the impossible is the concept of what cannot conceivably be intended.

 

Colin McGinn    

  [1] These basic facts include the concept of ability—what an agent is able to do. No agent can intend to do what he knows he is not able to do, for one reason or another. So modal concepts have their roots in the concept of ability, which can be extended to different types of agent with different types of ability, up to the case of God. They are not quite as unworldly as they can be made to sound. In a certain sense abstract metaphysics has its roots in practical action.

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Evolution and the Blank Slate

                                   

 

 

 

Evolution and the Blank Slate

 

 

It is sometimes observed that evolution by natural selection resembles learning by trial and error. Mutation is the trial and natural selection is the error correction. It is certainly apt to think of evolution as a kind of learning process: over time organisms “learn” how to adapt better to their environment, changing in the process. The bodies of organisms are the effects of this “learning”—as if they are stores of knowledge about adaptation and survival. Organisms have gone from simple to complex as they have acquired such biological “knowledge”. This raises the question of how much of evolved species is due to the process of natural selection and how much is due to the initial state of that upon which natural selection operates. How much is “learned” and how much is “innate”? That is, what traits of organisms are the result of their evolution over billions of years, going right back to the origins of life, and what traits are the result of the original state of matter on earth before life began?

The way I have set up the issue is intended to recall the debate between rationalists and empiricists about the origin of knowledge. Of all the knowledge we possess, what is owed to experience and what is inborn? I am suggesting an analogous question about biological form: how much is due to the “experience” of evolution by natural selection and how much is due to the “innate” nature of the original material with which natural selection works? What traits owe their existence to natural selection and what traits owe their existence to the prior state of planet Earth? This is an interesting question in theoretical biology, but not one that I have seen asked. We could put the question this way: how much is really new in the evolution of species? Matter clearly had some traits before the evolutionary process got started, and the question is whether the traits now possessed by organisms transcend what was initially present. How much was really “learned” over evolutionary time? To what degree does the final state differ from the initial state, and in what respects? Answering this question will tell us how “creative” the evolutionary process is—how much it adds to what was present at the beginning. The question of knowledge asks how much knowledge is present at the origin of the mind; the question of biological form asks how much of biological form was present at the origin of life (i.e. before it began).

We can envisage two sorts of theory analogous to classical rationalism and empiricism. At one extreme we have the theory that everything of any consequence was present at the beginning—innateness rules. In particular, all the “atoms” of evolution were present at the beginning (compare “simple ideas”) and all that evolution does is combine these basic components into complex physical forms. Evolution produces no new elements, just new combinations of elements. Geological “evolution” produces no new elements when it makes mountains and rivers, just new combinations of old (“innate”) elements; and biological change is the same. This is the analogue of extreme rationalism: everything significant is present in the initial state of matter on earth, with evolution adding little that is new. At the other extreme we have the theory that matter was a blank slate at the beginning: it had no intrinsic structure, or none of any biological relevance, and everything arose from the creative process of natural selection. This is the empiricist view of evolution: we start with nothing, a mere empty receptacle, and everything about organisms is imposed from the outside by “learning”. There are no constraints deriving from the prior state of matter, just unlimited plasticity–pure potential. Natural selection imposes form on this formless substance, converting it into something rich and unprecedented. The blank biological slate makes trials (mutations) and natural selection eliminates errors while retaining successes; and as a result we have complex biological forms. It is not a matter of combination of antecedent elements but of genuine innovation: for instance, there were no eyes in pre-life matter, but evolution has caused eyes to come into being. Matter was not “born” with eyes, but had to acquire them by a process of “learning”. Biological form is thus acquired not innate—a result of billions of years of evolution, not already prefigured in matter before evolution got to work. That is why we don’t find life everywhere, as if matter could produce life by itself; we need evolution by natural selection, not just the bare existence of matter. We need the machinery of replication, selection, DNA, fitness, and all the rest. Left to its own devices matter has no tendency to generate life–as it would have to under the rationalist model.

Both theories seem to have something to be said for them, so we might wish to find some sort of intermediate position. What is interesting is how much the question resembles the old question of innate versus acquired knowledge, with its metaphors and rhetoric—and lack of clarity. Also its difficulty: it is not at all clear what to say about the question. There is certainly an appearance of novelty, but how deep does it go? Is there perhaps more at the origin than we recognize—more to matter than we tend to think? If we have a rich view of matter, the gap between initial state and final state might not be large, while if we have an impoverished view, the gap appears enormous. Suppose you are an adherent of panpsychism and natural teleology, with a soupcon of élan vital thrown in: then you will favor the rationalist theory and find little that is radically novel in the products of natural selection–it was all already present at the beginning. But if you view matter as merely “mechanical”, you may be inclined to favor the empiricist position—unless you take a very reductive view of the final product. It is difficult to settle the question without a developed view of both the nature of the initial state and the nature of the final state—how expansive to be about the former and how reductive about the latter. It is exactly the same with the classical debate about knowledge: what is the nature of the initial state of the mind and what is the nature of mature knowledge? The richer the latter the more we need to attribute to the former.

However, we can say two things with certainty: the blank slate model is clearly wrong, and we do know quite a lot about matter in its initial pre-evolutionary state. The metaphor of the blank slate does not apply to inanimate matter because matter obviously has a rich inner structure—there is nothing “blank” or “empty” about it. Without rehearsing all of physics, we can confidently report that matter has mass, extension, motion, electric charge, the power of agglomeration, and many other traits. So we know quite a lot about the “input” to the evolutionary process. This knowledge is not controversial or dependent on theoretical commitments: everyone can agree that matter has the properties listed, including the evolutionary empiricist. We needn’t beef it up with panpsychism, teleology, and the élan vital to know it is not a blank slate—we can already see that it has a substantive inner nature. It is not some property-neutral substratum that awaits the imprint of natural selection before it acquires any inherent structure. And because of this we can immediately see that the rationalist position must have a lot going for it: for clearly many of the traits of organisms derive directly from the antecedent traits of matter. Mass, extension, shape, material agglomeration, electricity, and motion—all these properties of organisms derive from the initial condition of matter not from the process of evolution. None of these traits were caused to exist by mutation and natural selection; rather, they are what natural selection had to work on—what was already present in matter.    [1] Thus it appears that most of the traits of organisms are innate in matter—native to matter. No one could suppose that these properties are the product of evolution and did not pre-exist it. Matter did not “learn” to have these traits; it was “born” with them, and evolution simply took them over. The pre-life earth was not a blank slate but a full plate, off which evolution dined. The initial state already included much of the final state.

It might be said that while it is true that bodily extension is derived from a prior property of matter, the particular shapes that animal bodies assume are the product of evolution. These variegated shapes were not present in matter before the evolutionary process got to work: there were no peacock shaped rock formations before life began, waiting to be converted into living peacocks. This point should certainly be conceded, but how much of a dent does it put in the rationalist’s position? For all such novel shapes are really the combination of geometrical properties already found in inanimate nature. The rationalist about knowledge will concede that many ideas are not innate, but insist that those that are not are mere combinations of those that are. Similarly, all the shapes of organisms are iterations and variations of shapes found elsewhere in nature—consider the symmetrical shapes of crystals. True, natural selection forms new shapes, but it does so by combining old shapes; it is not as if a radically new kind of geometry was inaugurated by the evolutionary process. The giraffe’s neck is a famous product of natural selection, but matter can form itself into long objects too—so there is nothing unprecedented there. Certainly the blank slate metaphor finds no support from cases like this: shape-wise the slate is rather full. Isn’t all this just a manifestation of the power of matter to arrange itself into arbitrarily many forms? But then, biological form is derivative from non-biological form, and hence “innate” in matter.

Is there any trait of organisms that is not innate in matter? The structure of DNA surely is: it is just molecular combination—improbable perhaps, but grounded in inanimate molecular reality. All the elements are present in pre-life matter, though the combination is novel (and hard to explain). What about mind? This seems more promising: surely evolution is responsible for the production of mind—there was no mind on earth before life began. So mind is not innate in the initial state of matter. But isn’t it? Some believe in proto-mental properties of matter; if that is right, then mind was innate in matter—there at the start, inborn. But even without that view it is plausible that matter had the potential for mind from the start; it wasn’t injected from the outside into something inherently unable to produce mind. We don’t know how mind arose in the course of evolution, so we don’t know whether it was somehow present at the beginning in implicit form (like innate ideas according to rationalists). So we still don’t have a clear example of a genuinely acquired characteristic of living forms. What looks at first like novelty is apt to reduce to combination or implicit presence at the outset. It is hard to find the analogue of the empiricist’s claim that the blank slate can be filled with a brand new idea of red upon exposure to red objects. Nothing about organisms seems like a radical innovation not prefigured in the nature of matter: life emerges from matter producing new properties, but there is no evidence of life introducing totally novel elements with no preparation or precursor. Empiricism about life has some truth to it, to be sure, but rationalism expresses the deeper truth—organisms are built from matter and only from matter. That is, bodily forms are expressions of innate properties of matter—properties that were present at the outset. How, indeed, could that not be so, given that mutation and natural selection are just causal processes operating on chemical elements originating in far-flung stars? There is nothing magical about these processes, nothing capable of infusing organisms with properties not anticipated in the primordial soup. There is plenty of scope for combination and reorganization, but we won’t find some new primitive ingredient added to what was there at the beginning. Thus the rationalist position is fundamentally correct.    [2]

 

Colin McGinn     

    [1] With respect to the eye, the rationalist position will be that while there were no eyes dotted around the landscape before life evolved (and for a long time after) the basic mechanism of the eye was present in matter. This is because an eye is a light-sensitive mechanism—something that responds differentially to light. But matter responds differentially to light in all sorts of ways, absorbing, reflecting or refracting it, so the physical basis for the eye existed in matter before life came along to make use of it. Evolution did not invent light and receptivity to light when it produced eyes; it drew upon what was already there. 

    [2] In the case of psychological empiricism there is a potential source of novel material not anticipated in the original constitution of the individual, namely sense experience (however wobbly this theory may be). There is somewhere external to the mind from which it might derive knowledge, thus supplementing its initial state, i.e. the perceived environment. But in the case of evolution there is no such external source: there is just matter and its machinations, pushed and pulled by mutation and natural selection. Where could this process derive novel materials? Not from outside matter! If it could tap into some supernatural reality, that would afford a potential source of novelty, but without that it is not going to get much beyond the material world from which life arose. The rationalist position is really the only game in town.

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Language As a Tool for Thought

                                               

 

 

 

Language as a Tool for Thought

 

 

A typical tool must meet two requirements: it must be able to be used by its intended user, and it must perform its designated function. Often the tool must be firmly gripped and manipulated, so it must fit into the human hand, while its other end performs the task in question. If we think of spoken language as a tool for communication, we should expect the same duality: it must be both usable and effective. What this comes down to is that the words of the language must be pronounceable and audible. The speaker must be able to utter the words and the hearer must be able to hear them. These are nontrivial requirements, familiar as they are: words could be pronounceable yet inaudible (mere whispers) or they could be audible yet not pronounceable (not conform to the human vocal system). Spoken human languages, as we find them, combine these two characteristics, so they are both usable and effective. True, words can be hard to pronounce and fatigue can set in, and ambient sounds can drown utterances out; but generally words meet the two necessary conditions of a successful communicative tool. We can imagine situations in which they don’t, where nothing pronounceable is audible and vice versa (a noisy planet and inept voices). Then there would be no such thing as a spoken language–or a sign language, if visual conditions were not conducive (perpetual thick fog).

            But what about language as a tool of thought—what design features would we expect to find built into language that performed this function? It would need to be mentally manipulated and it would have to serve the purposes of thought. Thus it would need to consist of storable, segmented, manageable words that combine to produce complex novel constructions. It’s no use if the complex constructions consist of parts that the mind can’t handle (the analogue of words that can’t be pronounced), or if the parts can be easily handled but can’t form complex constructions like sentences. But natural languages meet the two requirements for being a cognitive tool quite neatly: the human mind can store, process, and manipulate words; and words can combine into phrases and sentences that can express an infinitude of thoughts. The basic architecture of natural languages thus suits them to be tools of thought, since they can be both used by the thinker and also serve the purpose of thinking, viz. encoding complex novel thoughts. The lexicon plus the grammar can be mentally manipulated, and the products of this manipulation serve to encode thoughts, which can enter into reasoning, practical and theoretical, which can lead to action. Without this finely wrought tool thought would not be as effective as it is (it might not exist at all in anything like its present form), and luckily an effective tool exists that can also be handled by the thinking mind. If words could not exist in internalized form, then language could not perform the cognitive function it now performs—at best we would have to speak out loud whenever we entertained a thought. Words and syntax can exist both internally and externally, and because of this language can serve as both a tool of communication and a tool of thought.

I am stating truisms. I have simply set the basic property of language in the context of the notion of a tool—language as a finite stock of discrete digital elements that can be combined by syntactic rules into an infinite array of structured hierarchically organized complex expressions. I have said that this formal object satisfies the two conditions on being a tool of thought: it is both mentally accessible and functionally effective. If it were not finitely based, it might still serve the purposes of thought as a potentially infinite system, but it would not be accessible to finite minds such as ours–while if it could not express a potential infinity of thoughts, its mental accessibility would not help in performing the task at hand. Many animals have access to symbolic systems of some kind (bees, whales), but these systems do not permit the kind of recursive unbounded scope we find in human languages. And the gods might speak languages matching or exceeding ours in expressive power, but are beyond our capacity to master (perhaps because of memory limitations). The design features of a tool are suspended between the two requirements, reflecting those requirements, and are sometimes compromises between them. They are best understood as the joint result of limited human capacities and a desired objective—possibly being a trade-off between the two. There is no point in designing a perfect tool that can’t be used, and usable tools can be effective enough without being perfect.

With these preliminary points in mind, then, I wish to make my main positive proposal: human languages make effective tools of thought (partly) because they permit the formation of conceptual distinctions. Words enable us to formulate distinctions that would not be possible without them—not possible given our contingent psychological nature. They may not be ideal tools for this job—no tool is ideal for any job—but they perform it well enough, and it is hard to see what might perform it better. One central goal of thought is the making of fine distinctions (in addition to producing new thoughts) and language is inherently suited to facilitating this process. Lest I be accused of further truism, let me state the thesis more forthrightly: the distinctions that exist between words as such are used as a tool to construct distinctions of meaning, i.e. conceptual distinctions. The mind invokes words qua formal objects to aid it in the process of conceptual distinction making. This is the analogue of the thesis that the mind uses the combinatorial power of language to aid it in combining concepts into thoughts—it recruits syntax as a device of thought assembly. Similarly, the mind uses lexical distinctness as a tool for generating conceptual distinctness. Note that this is not the thesis that conceptual distinctness is lexical distinctness but rather the thesis that lexical distinctness is used as a tool for constructing conceptual distinctness. A hammer is a tool for knocking nails in not a nail that has been knocked in; a language is (inter alia) a tool for making conceptual distinctions not a conceptual distinction itself. It is not just that human language permits an infinite number of thoughts; it also permits an infinite number of finely individuated thoughts. A language is a thought-slicer, a concept-differentiator. It is designed to generate ever finer conceptual distinctions, and it does so by containing fine distinctions itself.  [1]

There are many kinds of conceptual distinction; I shall mention three. First, we have distinct but co-extensive concepts, expressed by co-denoting names and co-extensive predicates. We have separate words for these concepts (“Hesperus” and “Phosphorus”, “creature with a heart”, “creature with a kidney”). There might possibly be a language that failed to provide for such conceptual distinctions—that was completely extensional in meaning: but no human language is like that. It would surely be impoverished relative to ours, if more to the liking of certain logicians. Second, we have near-synonymy—words that are close in meaning but not really synonyms: “house” and “home”, “friend” and “ally”, “stone” and “rock”. These are important because they illustrate the pervasiveness of distinction making: the concepts may be very similar but they are not exactly the same; there is a conceptual distinction to be made. Third, we have straight synonymy—identity of concept expressed: “bachelor” and “unmarried male”—that type of thing. Even here different words are suitable in different contexts, so there are distinctions to be made. Human language is rich in synonyms, as well as near-synonyms and co-extensive non-synonyms: that is, it is rich in conceptual (semantic) distinctions. It seems to make a point of registering such distinctions, as if it matters. It insists on marking subtle differences of meaning. This is not throwaway redundancy, but attentiveness to fine distinctions of human thought. I venture to suggest that it is a universal feature of all human languages (though not all possible languages): they all contain the machinery for recording fine-spun distinctions, and also the machinery for making new fine-spun distinctions. In thought we are constantly recognizing and creating conceptual distinctions: the thesis is that human languages aid in that process, crucially so. Words are the knives of thought: they chop things up finely.

Chomsky talks about the Merge operation that combines words into collections of words, construed as a function from sets to sets.  [2] Clearly language requires such an operation, because it is combinatorial; and the mind must be able to compute Merge if it is to exploit the combinatorial power of language. Let me likewise introduce an operation I call Dissect that operates on concepts to generate more fine-grained concepts. Suppose we start with an undifferentiated concept people and then apply Dissect to this concept to derive the concepts men and women: we have gone from a concept treated as unitary to two concepts that distinguish among the members of the class consisting of people. If we applied Dissect to the set of people (not the concept people), it would partition that set into two subsets, viz. the set of men and the set of women—so it would be the opposite of Merge. If we apply it to concepts (or word-like elements in the language of thought), it generates two new concepts (or inner words)—thereby introducing a conceptual (semantic) distinction. I do not claim that I know how Dissect works (it seems rather mysterious), but evidently it does, since we make new distinctions all the time. We suddenly (or slowly) “see the difference between X and Y” and feel a sense of accomplishment or enlightenment. We implicitly grasped the distinction (whatever quite that means) and now we grasp it fully and consciously. Language enables us to make the leap: our language faculty feeds into our cognitive faculty and awakens us to distinctions that had been blurred or elusive before. Thus we employ Dissect in conjunction with Merge in our mental operations: we merge different elements into one, but we also dissect a single element into two (and those in turn may be dissected). Both operations enlarge our cognitive scope: by permitting the formation of new thoughts by means of combination, and by making finer distinctions that produce increasingly refined thoughts. Both are “generative” or “creative”, but along different dimensions of semantic space (inter-concept and intra-concept, respectively).

It might be wondered why thought dissects: what is the point of making concepts ever more acutely distinct? The answer is that finely individuated thoughts are useful thoughts: the distinctions are real and they affect the ability of thought to function effectively in the world. There is a selective advantage to having thoughts with this degree of differentiation: semantic differentiation is biologically adaptive. Thought is relatively crude without it. We may surmise that many animals have thoughts of some kind, but it is also likely that they don’t do well on the score of conceptual differentiation. Some animals may even have the ability to entertain a potential infinity of thoughts, but their thoughts are not chopped as finely as ours. Productivity and differentiation are distinct properties of a cognitive system, so they can in principle be dissociated. And the reason our thoughts differ from animal thoughts in this way is that we have a language rich in lexical distinctions and they don’t. It is estimated that human speakers have mastery of 30,000 to 50,000 lexical items, as well as the ability to combine these to produce indefinitely many distinct expressions for what is intuitively the same thing. Our language consists of clusters of distinct but semantically related words, the result of Dissect. Dissect evolved at some point and it opened up the possibility of creating new conceptual distinctions from old concepts: it took us from an initial relatively crude lexicon to a more sophisticated lexicon rich in semantic distinctions. Thus we became advanced thinkers compared to other animals, and we made adaptive use of this cognitive advance. Dissect is what made science possible, as well as religion, philosophy, linguistics, mathematics, politics, and so on. A creature stuck at the level of purely extensional concepts (or worse) would not have our advanced cognitive powers. Part of this is that more fine-grained concepts are needed for the purposes of explanation—an area in which other animals are conspicuously lacking. In explanation we need to distinguish between different properties of things, not just different things: for example, we need to distinguish weight and mass in physics, species and genus in biology, and belief and knowledge in psychology. One wonders whether there are any such fine distinctions to be found in bee or whale language (and thought).

The standard emphasis on the combinatorial power of language stresses the quantitative results of this power—the sheer number of sentences that can be generated. Thus its utility as a tool of thought rests on its ability to increase the quantity of thoughts a creature can entertain. But the emphasis on the differentiating power of language stresses the qualitative results of that power—the acuity and finesse of the thoughts it can facilitate. It can generate superior thoughts (a normative notion): as Descartes would say, clear and distinct ideas in contrast to unclear and blurred ideas. We obviously value our distinction making capacities, for reasons both practical and non-practical (e.g. philosophy). Not to be able to make sharp conceptual distinctions is a definite intellectual handicap. Somehow the thinking mind taps into the structure of language and uses that structure in acts of Dissectto produce ever more refined conceptual distinctions. It uses distinct words as concept markers, thereby eliciting concept division. That, at any rate, is the hypothesis—though we have virtually no understanding of how the process works, computationally or cerebrally. We know that language serves as a tool in the making of distinctions (or we have good reason to suspect that it does), but we don’t know how it does this—except that it appears to have something to do with the distinctness of words themselves (whatever they are exactly). The lexicon itself is quite mysterious, intrinsically and evolutionarily, and its mental operations inherit that mystery—thus Dissect is shrouded in obscurity. Concepts give rise to other concepts by a process of differentiation, but how precisely this comes about is unknown. Language acts like a tool in the process, but the underlying mechanics are not apparent.  [3]           

 

  [1] Mental images were once viewed as the elements of thought, or at least vital tools of thought. That idea has come in for a lot of criticism and is no longer widely accepted. Although images have some combinatorial powers, it is unclear that they can match those of concepts, which are essentially unlimited. But it is also true that images don’t have the kind of fine-grained individuation that meanings have: several meanings can correspond to the same image (say, an image of a man fishing), and meanings can be abstract in a way that images cannot (as with the abstract concept of a triangle). Images don’t have the right properties to generate fine-grained thoughts, but words do. Language as a formal object consisting of a lexicon and a set of syntactic rules is exactly the right kind of structure to serve as a tool for facilitating thought, because it maps so neatly onto the structure of thought.

  [2] See Robert C. Berwick and Noam Chomsky, Why Only Us: Language and Evolution (MIT Press, 2016). I won’t go into the details of Merge.

  [3] I am not saying Dissect is a permanent mystery, only that our current understanding of it is quite limited. Mergeis also not free of mystery at the psychological and neurological levels, despite its clarity as an abstract set-theoretic operation.

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Pan-Mentalism and Geometry

                                   

 

 

 

Pan-Mentalism and Geometry

 

 

Russell’s neutral monism is enjoying something of a recrudescence. He starts with the thought that physics does not disclose the intrinsic nature of matter, being merely structural and relational, and then postulates that this nature is mental in character. That is, the intrinsic nature of matter is not known through physics, so there is a gap in our knowledge of the physical world; but we can fill this gap with a philosophical conjecture, to the effect that the so-called physical world is really a mental world. Thus we (a) solve the problem of the intrinsic nature of matter and (b) solve the mind-body problem as a corollary. Russell calls this theory “neutral monism”, though it not very neutral but clearly idealist; others have called it “panpsychism” or “panexperientialism” (Eddington and Whitehead also espoused the theory at roughly the same time as Russell).  I prefer the term “pan-mentalism” for stylistic reasons (with the hyphen). I will present an objection to the theory that I have not seen made before (there are several other well-known objections).

            Let’s call whatever it is that constitutes the underlying nature of matter M. It used to be said that M is a type of substance or a type of stuff—something real and concrete, if very general (everything physical is made of the same substance). M is traditionally contrasted with whatever it is that constitutes the underlying nature of mind, which we may call P. P must be suitable for sustaining the distinctive properties of mind—in particular, thought(according to the Cartesian tradition). M by contrast must be suitable for sustaining the distinctive properties of matter: it must be capable of having such properties. What are these properties? Chief among them are properties of extension: shape, size, spatial location, and measurability. So M must instantiate the properties characteristic of extension: for example, M (or a piece of it) constitutes a cubical object resting on a table with sides measuring 1 meter. It is a given that M has just such geometrical properties—since that is what a material thing is (as well as mass, charge, motion, etc). Nothing could be M and yet lack a geometrical form (a spatial nature). We may not know much about the ultimate nature of M, but we do know that it must be geometrical. Anything of the nature of P could not be M, since P is by definition not extended—the immaterial substance can’t be the material substance.

            But now, according to pan-mentalism, the intrinsic nature of matter is mental—consciousness itself on standard views. The “stuff” of the world is experiential—conscious experience of some type. How can this stuff be geometrical? How can experiences be cubical or 1 meter wide or rest on a table? How can instances of consciousness have a spatial nature? In particular, how can they have the spatial nature of ordinary physical objects? A solid cubical object sits on a table, and this object is said to be completely (intrinsically) experiential in nature: how can that be? Experiences can’t form cubes! Minds have no such geometry. Yet they must have geometry if M is mentally constituted, since M is inherently geometrical. Pan-mentalism entails that some (most) mental particulars have the geometry of the ordinary physical world. The objection, then, is that no such thing is possible; therefore, pan-mentalism must be false. Whatever M is it must be possible for objects constituted by M to have properties of extension, but mental things necessarily lack such properties, so they cannot constitute M. That is, matter can’t be mind, given that matter is geometrical and mind is not. The nature of matter can’t be a mental nature.

            It might be replied that this argument is based on the assumption that all mind resembles our mind: why should we accept that everything mental is non-geometrical just because human mentality is? The tracts of mind that constitute matter are geometrical, it will be said, even if our minds are not: this is simply an entailment of the theory, one that we should learn to accept. But the trouble with this move is that the components of the cosmic mind are supposed to constitute the kinds of minds with which we are familiar, and so those minds would have to be geometrical too. How could the geometry of the cosmic mind, latent in all of physical nature, magically disappear when mental elements are combined to form human minds? If the micro mental components that form macro minds have shape and size, then so will the macro minds themselves. Then let it be: pan-mentalism entails that our minds are geometrical—just like our brains—so why not accept that consequence? It might accordingly be held that the geometry of the mind is the geometry of the brain. True, it sounds odd to talk this way, but (it may be said) it is a consequence of the theory we just have to accept: contrary to the appearances, ordinary minds have ordinary spatial geometry. It may not seem so to the introspective eye, or to commonsense psychology, but there are plenty of cases in which sound scientific theory has contradicted the appearances. We have discovered that our consciousness has a spatial nature, despite our commonsense prejudices.

            The trouble with this particular piece of bullet biting is that it is hard to see how we could not know this spatial nature given that we know our own minds. If consciousness has a spatial nature, how can we be blind to it? Shouldn’t we have been onto it long ago? We know that matter has a spatial nature, since this is evident from observation of instances of matter, so why don’t we know that mind has a spatial nature, if that is indeed what it has? It has such a nature no less than matter does, and we can know our own minds, so why does it escape our attention? We ought to know it from the start, not as the result of elaborate philosophical argument. Yet we don’t: this is very strange, to say the least. What we really have is a reductio ad absurdum of the theory that the unknown nature of matter is constituted by a mental reality. For once it is noticed that this requires that the mental be geometrical, we are led to the conclusion that our own minds must be geometrical and known to be so—but this is not the case. The only way out is to insist that our minds really are thoroughly geometrical, no less so than ordinary physical objects, but that we are unaccountably ignorant of this fact. My current visual experience of a red ball is really star-shaped and 3 centimeters wide, but I am oblivious to this fact. But why should I be so oblivious, and what would it even be to have a star-shaped experience (as opposed to an experience of a star-shaped object)? We thus have to reject the initial assumption that matter has a mental nature. Pan-mentalism is false.

            Russell’s starting-point was that we don’t know the intrinsic nature of matter, only its relational-extrinsic structure. He then conjectures that this nature is experiential. It turns out that the theory faces a problem deriving from the geometry of matter, as just outlined. But there is still the question of what the intrinsic nature of matter might be. We know that it is not mental, on pain of geometrizing the mind, but we have no positive idea of what it is. All we know is that, whatever it is, it must be capable of geometrical form. Whether there is any other available theory that answers the question remains to be seen. Of course, if pan-mentalism is demonstrably false as a theory of what matter is, then it cannot provide a solution to the mind-body problem. However, it may be that the unknown nature of matter is relevant to the mind-body problem, possibly because both the known structure of matter and the mind result from it in some way we don’t comprehend. There may be some sort of hidden unity to the universe at its deepest level. All I have argued here is that this deepest level cannot be mental in any sense that we can recognize.

 

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Ideal Communication

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Ideal Communication

 

 

Life on earth has reached the point that germs are in the ascendant. You can’t touch someone without catching a disease. Naturally this puts a crimp in people’s romantic lives: no more dating, no more kissing, and certainly no more sex. The future of the human race is in jeopardy. Fortunately, however, technology is advanced, particularly robot technology: it is possible to buy a disease-proof avatar that can go proxy for you in romantic encounters. Thus love life is conducted by employing such avatars as intermediaries—with the advantage that they are beautiful, ageless, and skilled in the arts of love. You send your avatar on a date to meet the object of your romantic interest, while she sends hers to you; by remote control you take it from there. Marriages are made this way, sex becomes feasible, and the human race is saved. The main difference from current arrangements is that languagebecomes far more important in this brave new romantic world, because you have to instruct your avatar about what to do, as well as speak through it to your human partner. Instead of touching your partner, you instruct your avatar to touch him or her, and this can get quite complicated and detailed. The act of love becomes an elaborate series of verbal maneuvers, more or less well executed. Accordingly, verbal skill is paramount, as opposed to actually doing any touching. What was once non-verbal has become verbal: physical interaction has been replaced by linguistic interaction—talking not touching.  [1] There is a language of love, literally.

            After a few centuries of this it becomes taken for granted. Everyone has a romantic avatar and all amorous relationships are conducted via avatar; it works quite well now that the kinks have been ironed out. People have become adept in the linguistic feats needed to operate the system, and a whole industry has sprung up to serve their new romantic needs. There are no more wordless amorous interactions, since participants need to direct the proceedings verbally—instead of actually kissing someone the human operator says, “Kiss now” to the avatar. Everything is mediated by language, with no direct communion between people. Human bodies never actually touch; instead words are exchanged, information is transmitted, and a goal is achieved. People do get into romantic contact, but indirectly, using a symbolic medium. They are in direct physical contact with avatars, but not with each other. The avatars act as expressive vehicles for flesh-and-blood humans—a communicative medium, in effect. People romantically communicate, but only via language; there is no direct body-to-body communication, such as we observe today (though the avatar body provides a satisfactory surrogate). People can be married with children and yet never meet and touch—they have a “long-distance” relationship. It is fortunate they can speak, for otherwise they would be condemned to a solitary life; and indeed for the few with language problems romance is ruled out.

            It seems to me that this parable mirrors our actual situation with regard to interpersonal communication. Consider Adam and Eve in the Garden of Eden and suppose that they have no communicative language, communing with each other non-verbally, yet happily. They are perfectly attuned to each other’s emotions and can pick up on the subtlest of cues—they have a perfect mutual understanding. They can even communicate telepathically. But then Eve bites into the apple and they are cast out of Eden—finding that they can no longer communicate as they did before. Now they must invent a public language with which to express themselves, making audible noises that are intended to convey messages. Oh, the labor and tedium! It used to be so easy, so immediate and so intimate; but now they have to pronounce these things called “words”, stringing them together into monstrosities called “sentences”. Jagged noises issue from their mouths, clashing with other noises, often not making it to the recipient. Thoughts and feelings get mangled in translation. Misunderstandings abound. Adam and Eve dejectedly wish they could read each other’s mind, as in days of yore, but now they have to resort to the intermediary of speech—so clunky, so inept! The sinners have been forced to become speakers (the word itself repels them). They are condemned to indirectness, remoteness, mental distance—their minds never touch any more. They squeak out their messages, wielding the avatar of language, but they yearn to communicate more directly—mind-to-mind, heart-to-heart. True, God has not condemned them to communicative solitude by subtracting all means of communication (for he is a merciful God), but he has condemned them to an inferior proxy in the form of spoken language. Since that distant time in Eden the human race has grown accustomed to the new communicative reality, but underneath it still irks and rankles—it still seems distinctly second best. They fantasize of direct mind-to-mind contact (as my imaginary lovers fantasize of direct body-to-body contact), but words are all they have.

            The point I want to urge is that we yearn for a more intimate form of communication (while also perhaps dreading it). For language is not the sole and necessary method of communication. It is contingent and dispensable, not the very essence of communication. The OED defines “communicate” as “share or exchange information or ideas”, and “convey (an emotion or feeling) in a non-verbal way”. Here there is no explicit mention of language (except negatively): language is just one way to communicate. Animals communicate in all sorts of ways that don’t require language–and so do humans; language is just one component of our communicative repertoire. If telepathy were biologically possible, it is doubtful that spoken language would ever have evolved—a gene for telepathic communication would surely have arisen. Language (the external kind) only exists because of the problem of other minds; it is designed to make up for an epistemic deficit. And it is not difficult to imagine modifications in human faculties that would render spoken language otiose. For instance, suppose that we had brain receivers that could pick up whatever someone else is thinking: why wait for people to express their thoughts in language when thoughts can be detected before anyone opens his or her mouth? Why bother to speak if you can communicate what you are thinking already? I want to share an item of information with you: I just direct my brain to your brain scanner. This would make giving lectures a lot easier. Or the human brain could evolve tentacles that physically reach out to the brains of others and insert themselves into their informational pathways, thus actually sharing the thoughts of another—a “brain-meld”.  [2] No more squeaky noises emanating from the oral cavity, subject to masking and misunderstanding, just direct contact with the cerebral centers of information themselves—a return to Eden. If we are to believe the futurists, the human species will soon be half-robot anyway, possessing downloadable brains, with files swapped at will: what need for speech? We are already talking less, what with the rise of texting—how long till writing gives way to direct brain transmission? Speaking and writing are just dispensable tools, destined to go the way of the dodo. Communication is transferring information from A to B—by whatever means possible. In all likelihood language first evolved as an instrument of thought and was only later co-opted for communication; it might then eventually fall away, if and when new means of communication become available. The issue is technological not conceptual.

            This means that the study of communication is not the study of spoken language, save per accidens. Language is one means of communication not communication itself. We have grown used to language as an intermediary in our contact with other minds (like my distant chattering lovers), so that it looms large in our vision of what communication is; but really it is not at the heart of the phenomenon. The technology of communication has changed and advanced over the years, and it may well be that it is destined to change even more dramatically as neuroscience progresses. But even if nature stands in the way of such progress, conceptually it is wrong to place emphasis on spoken language. First, we must reckon with language as a tool of thought not communication; second, language is just one mode of communication not the essence of it. If communication is the intentional conveying of information, then the means of conveyance can vary. And let’s not define language so as to make it trivially true that all communication is linguistic (“anything that serves to convey information is a language”); we are speaking here of actual human languages with their distinctive properties—lexicon, grammar, phonology, and so on. This is what is a dispensable tool. Bats may think that the only way to fly is by means of a wing made of a hand-like organ with skin stretched between the fingers, but birds know better—as do airplanes and rockets. No doubt there are those who believe that only sounds can act as a means of linguistic communication, because they are so familiar with that medium; the existence of sign language may therefore come as a surprise (though the possibility of it is not conceptually remote). Similarly, spoken language is just one species of a genus—and a recent arrival at that (maybe only 80,000 years ago  [3]). As philosophers, it behooves us to take in the full range of communicative possibilities. And in so far as meaning is bound up with communication, our study of meaning should not be confined to human public language as it now exists: that is like studying cooking by inspecting pots and pans. There are many ways to skin a cat.

            I return to the point that spoken language may not even be optimal as a means of communication, let alone unique. It is true that human language has the important characteristics of discrete recursive infinity and fine-grained lexical differentiation, but it has also been found wanting in its expressive powers: not everyone can talk like Shakespeare, and even he probably couldn’t talk like that. It takes work to express perfectly what is on your mind, if indeed that is ever achieved. A lot can go wrong—which is why people regularly complain that language is more an obstacle to communication than a means to it. Our relationship to language is fraught—we wrestle with it as much as we blend in with it. On some occasions it seems wholly inadequate to express what we want it to (“There are no words to express…”). Let’s not idolize human language—any more than human anatomy. It is not a transcendental gift from God, perfect in every detail.  [4] Like other evolutionary products, it is a practical solution to a problem, based on what existed antecedently, capable of improvement, and maybe destined for extinction. It’s the giraffe’s neck of human evolution—one way to achieve a certain goal, but with its downside. Language is elongated, to be sure, but it takes some learning and operating, and is prone to breakdown, as well as being somewhat lacking in the expressive department (compare music). It may well be a better tool of thought than it is of communication. The fundamental problem with it is existential: it is an external sign of an inner reality—in its nature it is removed from that which it is supposed to convey, viz. thought and emotion. Mindreading would be so much better, so much truer to the facts. Speech is as much diversion as revelation. What have sounds got to do with thoughts? How can feelings be conveyed by phonemes? So we naturally ask, and we are not wrong to do so. The phenomenology of human “being-with-others” is conditioned by the proxy status of the spoken word—we never get the genuine article. This is very evident in the case of a foreign language—nothing of the other’s mind comes across without a means of translation. But even in the domestic case the hearer must interpret what he hears—the other’s state of mind is not present in his words. We are always trying to get behind the spoken word, so we have the idea of accessing this ulterior thing directly (hence the attraction of telepathy). Communication in its ideal form is not mediated by language. We resort to language in our communicative efforts.

 

  [1] The avatars touch the humans, but no human touches another human. No one loves an avatar, only the human it represents. Avatars don’t speak except as mouthpieces for their human operator. What has changed is that humans no longer have physical contact with each other—though they have verbal contact.

  [2] Followers of Star Trek will recall the Vulcan “mind-meld”—a deep mind-to-mind connection caused by Mr. Spock placing his hand just so on another person’s forehead.

  [3] Evolution took a “linguistic turn” only very recently, but surely there was plenty of animal communication on planet Earth before language arose.

  [4] Flaubert: “Human speech is like a cracked kettle on which we tap crude rhythms for bears to dance to, while we long to make music that will melt the stars.”

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Word and Hand

                                                 

 

 

 

Word and Hand

 

 

It is sometimes suggested that human dominance is due to language. Up until about 80,000 years ago humans were not dominant, being pre-agricultural and pre-industrial. Then language evolved and we were off and running, with our technology and social organization. Language was the lever to greatness—the Giant Leap Forward. We could test this hypothesis if language had evolved multiple times in other species: does it invariably lead to dominance? Is language the crucial causative factor? If we found that many speaking species remained relatively powerless, that would be evidence that language is not the main factor at work. So the hypothesis is in danger of conflating variables—there might be other traits of humans that played a more important role than language. We simply lack the relevant empirical data. But we can at least consider counterfactuals and seek to arrive at a reasoned conclusion: what if language had evolved in other species—would it have led to dominance?

            What if lions had developed language? A mutation occurs (or a lucky sequence of them) and lions are merrily speaking to each other; moreover, they are speaking a language like human language—a finite set of lexical items combined by hierarchical rules into infinitely many sentences. Lion language is no whit inferior to the human kind, and they converse with the facility of humans. We can certainly assume that lions are thereby rendered “intelligent”, maybe as intelligent as humans. Are they then set for world dominance? Will they come to live in mighty cities equipped with advanced technology? Surely not—and the reason is not far to seek: they are unable to construct and manipulate tools. They are big talkers, but they are not big tool users. This is because the lion’s paw is not designed to hold, grip, and manipulate—it is a foot. And the lion’s mouth is not skilled in the art of gripping either: it can seize and bite its prey, but not hold a pen to write or grip a spear to throw. The lion may be able to talk up a storm, but it has no way to interface with tools—it lacks the equivalent of a human hand. It is therefore limited in its material culture. And the same is true for elephants and birds: relatively limited prehensile powers, despite possessing trunks and beaks.  [1] The animals that show the greatest symbolic capacity—whales, dolphins, and bees—are not markedly more dominant than species without symbolic capacity. They are not even runners-up to humans on the world stage. And again it is the lack of a sophisticated prehensile organ that seems to be the problem: they have no means to convert their symbolic intelligence into effective technological action. Just as there can be tool-users without language, so there can be language-users without tools—because of the absence of a tool-ready anatomy. No hands, no tools—beyond the bare minimum.  [2]

            The hypothesis suggests itself that both language and hands are necessary conditions of species dominance of the kind we observe in humans. We are the only species with both, and we are uniquely powerful. Perhaps Neanderthals had hand-operated tools but no language, so they remained limited in their power; and we can imagine creatures with language but no tools (because no hands), as with talking lions. Humans happened to possess at a certain point in their evolution both a dexterous hand and a language faculty, and it was the joint possession of these that made all the difference. If language had evolved in an earlier species by dint of a suitable mutation, it would not by itself have the power to propel the animal into dominance—hands were necessary too. And hands by themselves are not enough—as witness other handed (but speechless) primates. Thus the evolution of our kind of power will be a rare phenomenon—unique on planet earth. We could have had a serious rival if evolution had installed hands and language in another species, but that never happened—and is intrinsically improbable. You need the double adaptation, the convergence of traits in a single animal. Maybe we forced the Neanderthals out of existence because we, but not they, had that double nature—both handy and talky. There is no single causal factor that accounts for human dominance, but a conjunction of factors, seemingly unrelated. Once they are brought together the magic happens, but separately they have little potency. Word must join with hand to produce our uniquely thrusting nature. Our specific form of intelligence and action is the upshot of these two factors operating in unison. Speech acts and manual acts are the human way.

            We should not think of the two factors as operating independently, as if merely on parallel lines. It is not just hand and language but hand combined with language—the hand/language nexus. For once the two traits came to co-exist in a creature they began to evolve as a unit: in particular, speaking and tool use operated together—both in learning and implementation. People spoke of tools—with the requisite vocabulary and associated conceptual scheme. Tool words, nouns and verbs, became embedded deep in language. We became tool talkers as well as tool users. Also, of course, the hand itself features in language use, either in an ancillary way or as the vehicle of speech. If early speakers used a form of sign language, the hands would have been the fabric of language (in its external form)—speaking was gesturing with the hands. Thus language, tool use, and hands would have been intermingled—even though the evolutionary origins of tool use and language were quite separate. Language could have arisen from a specific mutation quite independently of the mutations that led to the human hand  [3], but the two could still join forces once installed. The important point is that after the inception of the double adaptation the two could evolve together, thus enhancing the powers of each. It was this deadly combination that led to the unique power of humans to dominate. Not language by itself, or hands by themselves, but the fusion of the two. Language by itself is impotent without a body that can act constructively on the world, and the hand is our way of seizing and shaping the world around us. But hands without the intelligence entailed by language are limited instruments of power. Human civilization (if that is the word for our hegemony) is the joint product of the manual and the linguistic.

 

  [1] In fact, elephants may be the species closest to primates in prehensile capacity. If they came to possess a humanlike language (and accompanying intelligence), they might well be able to forge a culture approaching ours, courtesy of the trunk.

  [2] I discuss the role of the hand in Prehension: The Hand and the Emergence of Humanity (MIT Press, 2015). This essay continues the theme of that book.

  [3] As with Chomsky’s idea that a specific mutation led to the Merge operation that underlies human language—this has nothing to do with human manual evolution. The interdependence of language and hands is a fortuitous convergence, an evolutionary accident.

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