Functionalism and Materialism

Functionalism and Materialism

We have been told that mental states admit of multiple realization; this is the heart of the functionalist doctrine. Keep the function while letting the matter vary and you keep the mental state. The idea is not without merit; function must surely be part of what matters to mind. Pain could not have the function of pleasure, or thought have the function of emotion; but they could be embodied in a different material substrate, so long as they are embodied in some material substrate. Thus, functionalism keeps a foot in the materialist camp, while not identifying mind with matter. But is it really clear that the substrate must be material? Could an immaterial substance realize the same function? Is that inconceivable? Can it be ruled out a priori that an immaterial stuff could exemplify the same functional description as a material stuff? If such a stuff exists, it will have causal properties, and these will exhibit a certain pattern, i.e., be elicited by certain inputs and produce certain outputs. The idea of functionalism is hospitable to an immaterialist interpretation; the two ideas are consistent. So, mind is not materially realized by definition; if it is so realized, this will be de facto not de jure. Functionalism is not essentially a materialist doctrine. Descartes could be a firm functionalist. He might even hold that only an immaterial substance could have the functional properties of a mental state—matter being too gross and geometrically inclined. Dualistic functionalism is both consistent and metaphysically attractive (in some respects). It should be added to the menu of options.

But there is a more radical possibility to consider, namely that so-called materialism is itself a form of functionalism. Take the classical identity theory: pain is identical to C-fiber firing. Are C-fibers themselves intrinsically material—are they necessarily made of matter? Well, what are C-fibers? They are standardly defined by three types of property: function, structure, and mechanism. Their function is to transmit sensations of pain, as a result of stimuli of certain kinds (thermal, chemical, mechanical). Their structure is described as unmyelinated (lacking an insulating sheath), thin, and distributed all over the body: this is their physical geometry. Their mechanism of action is to release chemicals (neuropeptides) which bind to receptors and trigger electrical signals. There is no mention here of material composition; nothing says that these functional-structural-mechanistic entities must be made of matter, still less the kind of matter that exists in our universe or our sector of the universe. Couldn’t these fibers be multiply realized in different possible worlds, or in different parts of the actual world? Just as spoons may be made of metal, wood, or plastic, couldn’t C-fibers be made of different kinds of stuff, actually or possibly. Function, structure, and causal mechanism don’t tie things down to a specific constituting stuff. Indeed, can it be ruled out a priori that C-fibers could be realized in immaterial stuff? The function could be, and even the structure might admit of morphological similarity—thin and slow. Does something have to be made of matter in order to be thin?[1]What about thin air? Or a thin argument? Certainly, atomic matter is not required for thinness. Wouldn’t something still be a C-fiber if it had the same function as our C-fibers and had a structure like ours? And couldn’t C-fibers exist and be quite thick? As to mechanism, we just need certain causal powers, and these might reside in something other than our local matter. God could have made the universe with a different universal stuff and yet preserved function, structure, and mechanism; so, C-fibers are not identical to strands of matter as they exist here. There is no necessity about the composition relation. Do we even have to suppose that C-fibers are necessarily made of quarks? The natural kind in question is closely tied to function and structure not to material composition (or immaterial). If so, mind-brain identity is not a form of materialism, strictly speaking (type identity). It doesn’t identify the mind with the material substance of the universe, because the brain isn’t defined by such a substance. We should be functionalists about the brain: neurons are functionally (and structurally) defined. The real essence of this natural biological kind is located at a higher level than the underlying matter; its individuation proceeds at the functional-structural level not at the basic compositional level. Immaterial stuff will do just as well as material stuff so long as it works the same way and has a similar shape (abstractly understood). So, there is nothing in the definition of the mind-brain identity theory to tie the mind to the underlying stuff of the brain. In general, cells are defined (constituted) by their function and structure (and how they work) not by their raw material. In another part of the universe, we might come across aliens who share our cellular make-up but not our material composition (dark matter not visible matter, quorks not quarks). Hence, histological functionalism. It could be that no natural kind in the universe is necessarily tied to its actual constituent matter (except matter itself); all individuation of natural kinds proceeds at a higher level. Materialism is false of everything! Everything is really functional, i.e., individuated independently of the basic stuff. Everything can be multiply realized in principle. It might still be true that pain is identical to C-fiber firing, but C-fibers themselves are not material things; in Martians the C-fibers might be made of some strange goo like nothing we have ever experienced, though they have roughly the same form and do the same job as our C-fibers. It would be like going to another planet and finding that the cutlery is made of plastic while we had never invented the stuff. Functionalism runs deep.[2]

[1] A line in space could be described as thin without being material, or an ideal abstract line. What about a narrow band of light? Also, it is not obvious that an immaterial substance has to be without volume and shape (pace Descartes): couldn’t there be a volume of immaterial stuff that is divisible into spatial parts? It might have a geometry without being made of hard bits (like a field of force). It might be fibrous (filamentary, threadlike) but ethereal.

[2] Given that we need to add structure to function to deal with “physical” things, we might need to rechristen functionalism as structuralism, applying that notion to the structure of the causal relations in which the kind is involved (the causal network). We need a unifying concept to tie together shape and action, since these are naturally connected.

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Interviews

Interviews

I have been conducting a series of interviews over the last few weeks with my Turkish associate (now friend) Ugur Polat. We have done four so far, each over three hours long (using Zoom). He plans ten in total. The actual interviewing is done by his neurologist wife Burcu, because her spoken English is better (very good in fact). We have been covering my intellectual life in detail. So far, we have dealt with my years in Manchester, London, and Oxford. The questions are probing and well-informed; I get to talk about my old friends and colleagues, many now deceased. He is planning to make a book of it to be published in Turkish and English. He is also interested in writing a book about the hand, starting with Sir Charles Bell and ending with me—an excellent project. In addition, I treated them to a mini-concert of songs in which a good time was had by all.[1] I urge all rabid feminist cancellers (bless their vicious little hearts) to contact Ugur and try to prevent him and his wife from carrying out their intentions—good luck with that! It’s nice to be in contact with decent people.

[1] I performed Black is Black, You Better Move On, Everything I Own, The First Cut is the Deepest, Leave my Kitten Alone, Stand by Me, Love Hurts, and Alone.

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Kayak Philosophy

Kayak Philosophy

The other day I was talking to Ian Macleod, world champion kayak surfer (a South African living in the US). He is building me a new waveski (surf kayak) and we were finalizing details. I asked him how the recent world championships had gone and he replied laconically “I won”. He added that he expected to win but was pleased by the wide margin by which he had won (he gave me the scores). I said that was good to hear, thinking of my own recent declarations of rank. There followed a fairly long discussion of arrogance, fact, truthfulness, demonstrable superiority, narcissism, etc. We both protested our innocence in this regard. I applauded his adherence to reality, even when it concerned his dominance in the sport. It was a heartening meeting of minds. I’m looking forward to getting the boat.

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Buying a Language

Buying a Language

I want to learn a language, say Spanish, but I can’t be bothered to do it the old-fashioned way, so I decide to buy it (expensive but labor-saving). I go to the language store (Lang-Mart, right next to the Chinese supermarket). I am told that I can buy either a grammar chip or a dictionary chip or both. I figure I will buy the grammar chip and use an English-Spanish dictionary for the word meanings—cheaper that way. I go home and insert the new chip into my brain: by pressing a button a whole lot of Spanish words crowd my consciousness; lo and behold, strings of them form in response to the environment and the utterances of Spanish speakers. I proceed to look up these words in my dictionary. But this is slow work and it quickly becomes apparent that it is impracticable; as expected, I don’t know the meanings of Spanish words. This is no use, I think, and return to the store. I swap the grammar chip for a dictionary chip that will install knowledge of what Spanish words mean in my memory, hoping that I can figure out the grammar myself. I go home and install the new chip: miraculously it gives me complete lexical knowledge of the Spanish language. But the grammar defeats me; I don’t know how to combine the words into grammatical strings (I have never been good with grammar). I trudge back to the store and reluctantly buy the grammar chip as well (pricey!). Now I am in business: I can now form grammatical strings that I understand. A language consists of a grammar and a lexicon, so both things have to be known in order to speak the language like a native: atomic knowledge of word meaning and combinatory knowledge of grammar working together.

If a machine (call it a computer) can only do the combinatory part, it won’t know the language properly, just a component of it. If another machine (call it a mental dictionary) can only do the atomic part, it also won’t know the language properly. Thus, the existence of either type of machine will not show that a machine could speak in the normal way: symbol manipulation is not enough, and lexical information (knowledge of word meaning) is not enough. Language mastery needs both. Accordingly, there can be a Chinese room argument against computers as competent speakers, but there can also be a “Spanish room” argument against machines that have lexical data banks (word meaning memories) but no grammatical competence. We would need a machine that combines both to have a genuine speaker-hearer. We actually have machines that do the latter (albeit without real grammatical knowledge), but we don’t (yet) have machines that contain the latter (knowledge of word meaning). In order to know what “red” means, say, a machine would have to be consciously acquainted with redness: but no machine yet built is (as far as anyone knows).[1]

Would a machine that has both types of knowedge know a language like a normal human? I’m afraid not, because in addition to syntactic and semantic knowledge a competent speaker needs pragmatic knowledge. Suppose I want to learn to speak Japanese like a native: I go the language store to pick up the necessary chips only to be told that I will need a pragmatics chip as well as the other two. Unfortunately, this one a really quite expensive—$2,000 a pop! But if I don’t have it, I won’t be able to use the language in ordinary conversation, because I won’t know the rules of appropriateness and politeness that govern social language use. I could get arrested if I say the wrong thing! I fork over the dough. Thus, there could be a “Japanese room” argument to the effect that a machine could never acquire pragmatic knowledge of a human language, even it could have syntactic and semantic knowledge. You might be fed syntactic and semantic information and be fully competent in those aspects of language, but this information omits the pragmatic aspects of speech, which require knowledge of culture, human psychology, etiquette, historical context. None of this is entailed by syntactic and semantic knowledge, which is machine-like in comparison to pragmatic competence. Pragmatics can’t be reduced to syntax and semantics, as semantics can’t be reduced to syntax; so, a machine that can do only syntax and semantics will not be a fully competent speaker. A machine that can only do phonetics will likewise not add up to a speaking machine, since syntax goes beyond phonetics; just because a machine can make the sounds of English it doesn’t follow that it can speak according to English syntax. The so-called Chinese room argument is one in a series of parallel arguments directed against claims that specifiable types of machine really have language mastery in the normal sense. It says, essentially, that there is more to semantics than syntax (grammar)[2]; but we could also argue that there is more to syntax than phonetics and more to pragmatics than semantics (and more to poetics than pragmatics). All true, but one wonders why any elaborate argument was needed in the first place. Speaking a language is a complex skill consisting of several components that can be independently possessed.

[1] It is clearly not enough to have a machine containing a dictionary, since it would need to know what the defining words mean. At a minimum this requires knowing what those words refer to. Translation knowledge is not the same as semantic knowledge.

[2] The only way to resist the argument is by claiming that computers do more than manipulate symbols; they also refer to things with those symbols. They do so by being embedded in the world in such a way that reference naturally follows, as the causal theory of refence maintains. Then the question will be whether this theory is true. I myself think that computers are nowhere near mastering a language as humans do, but there is no reason of principle why a machine can’t speak like a human (just build one that exactly resembles a human down to the last detail and then rely on supervenience).

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Drummers

Drummers

In a typical four-piece band you have two guitarists, a bassist, and a drummer; the lead vocalist usually has one or two back-up singers. It isn’t easy to manage with one guitarist; you need a dedicated rhythm guitarist. There are never two bassists and very rarely two drummers. There is certainly no need for two bassists, but a case can be made for two drummers. Why? For the same reason you need two guitarists: one to provide a steady full rhythm sound (chords, continuous strumming) and one to provide a melody line on single strings for solos. Lead and rhythm guitar complement each other (rather like lead and backing vocals). So, why not have one drummer handling the steady rhythm part and another playing the fancy fills and accents? This would really fill out the percussion section, giving it greater prominence. The fact is that the solitary drummer has a lot to deal with and is being asked to perform two jobs at once: you physically can’t play a roll while also keeping up the beat on the snare; you can’t do anything imaginative while being fully occupied with the backbeat. It’s bad enough that you have to play with all four limbs in complicated percussive movements! Things would be a lot easier, and musically richer, if you could break the percussion section into two parts. I would also like to see and hear drum solo duets and complex two-person rhythms (especially on the bass drum). The solitary drummer has too much on his plate to engage in genuine artistry. Imagine a band with Ringo Starr on rhythm drums and Keith Moon on lead drums. This could transform popular music.

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Chinese Rooms and Linguistic Knowledge

Chinese Rooms and Linguistic Knowledge

John Searle’s Chinese room argument shows that it’s possible to be able to form meaningful sentences in a foreign language without knowing that language. That is, you can know the grammatical rules of a language without knowing the lexicon—what the individual words mean and refer to. Suppose you wanted to learn Chinese and you go to an instructor offering to teach you that language, but all he does is tell you how to put words together into meaningful strings, omitting to tell you what the individual words mean; you would not learn the language—at best you would learn its grammar. Your teacher might assign each word to a grammatical category, so that you would know which are the nouns and which the verbs, etc.; still, you would not know what the words mean. Surely, this is trivially true: knowledge of grammatical category and rules of combination do not suffice for full knowledge of the language. Nor will having consciousness help, or even conscious thought; you still don’t know what those alien sounds and shapes individually mean. If you did, you would know the language—understand it—but you don’t. Knowledge of language consists of two parts—knowledge of grammar (syntax) and knowledge of word meaning (lexicon)—and the former does not entail the latter.

Does this show that a computer doesn’t or can’t understand a language? That depends on what is true of the computer. It doesn’t if it has no knowledge of what the words it manipulates mean; but if it contains that knowledge, it does know the language. It’s the same for a conscious human being: if he lacks lexical knowledge, he lacks knowledge of the language, no matter what else is true of him. The question then becomes, “What does it take to know the meaning of words?” This is where the problems begin: for what does it take for me to know what words mean? What does it take for anyone to know anything? If we knew that, we could decide whether a computer (what kind of computer?) can know and understand a language. There are many theories of linguistic knowledge: imagistic theories, use theories, intention-based theories, causal theories, neural network theories, description theories, indeterminacy theories, community practice theories, etc. None of these commands universal assent. It’s a philosophical problem (also scientific). In order to get a machine to understand a language, you would need to install whatever conditions your favorite theory prescribes; and that will be a substantive question. Can a machine be programmed to have mental images or intentions or agency or “forms of life”? The Chinese room argument doesn’t say; all it says is that grammar is not enough. And it may be that a computer can’t know or understand grammar either—it merely simulates such knowledge. Adding consciousness will make no difference, since many animals are conscious without being able to understand a human language. The Chinese room argument is silent on such questions, and irrelevant to them. What it tells us is true enough, but it doesn’t settle the question of machine understanding. I would say that we don’t know what gives us lexical knowledge, as we don’t know what gives us consciousness (and other mental capacities), so we don’t know whether a machine (whatever that is) could have knowledge of language. It may or may not be the same as what makes a biological organism linguistically competent—we just don’t know. To put it more polemically, the Chinese room argument is toothless; it simply shows that grammatical rules don’t entail lexical information—which is trivially true. I suppose we could say that it shows that our current computers don’t understand language because all they can do is manipulate symbols whose meaning they don’t know. This might well be said of some conscious and intelligent biological organism that happens to be good at grammar but bad at words; all it can do is string words together grammatically without having any knowledge of what those words mean (some sort of idiot savant might be like that). I don’t think any computing machine we have invented so far really knows a language as humans do, but that doesn’t rule out future machines that do better. At a minimum they would need conscious perception so as to ground object-directed thought, but we know so little about perception and cognition that we can’t say whether we will ever build such machines. All Searle’s argument shows is that (mechanical) syntactic engines fall short of semantic understanding, but that was surely obvious all along and doesn’t require the creation of an elaborate thought experiment. The argument might be re-labeled the Syntactic Impotence argument. This says that you can arrange words into patterns (like jigsaws) without knowing what they mean. Yep, so what?[1]

[1] It might be said of computational enthusiasts that they can’t see this point, obvious as it is, so it’s worth arguing with them. Maybe, but the argument is very limited on the substantive question at issue, viz. whether a machine could think and understand language. My own view is that we are machines, so the answer is yes. As to knowledge of word meaning, I am a mysterian (like Chomsky).

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A List

A List

I will make a list so that you can see that I’m not exaggerating.

Intellectual. Philosophy: all areas, technical and popular. Science: psychology, biology, economics, physics. Literature: Shakespeare, Jane Austen, Nabokov, etc. Writing: novels, short stories, poetry, songs (rock, ballads, blues, pop).

Sports. Tennis, table tennis, squash, badminton, gymnastics, pole vault, discus, basketball, football, cricket, archery, knife throwing, swimming, kayaking, surfing, windsurfing, kiteboarding, skim boarding, paddleboarding, skiing, ice skating, bowling, darts, skateboarding, mountain biking, motorcycling, trampoline, body building.

Music. Drums (rock, jazz, djembe), guitar, harmonica, voice (rock, ballads, blues, pop).

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By a Long Chalk

By a Long Chalk

The phrase originates in keeping scores by making chalk marks. I remember Professor John Cohen, head of the psychology department at Manchester University when I was a student there (1968-72), writing to me and saying that my M.A. thesis on innate ideas was “the best M.A. thesis I have ever read by far and by a long chalk”. He wasn’t content with “the best” or even “the best by far”; no, it had to be “the best by far and by a long chalk”. A bit of a redundancy you might say, but one sees his intention—as we might paraphrase him, “far and away the best”. This made me reflect on my own self-description, and I fear I may have to revise it yet again as new facts come to light: not just the best philosopher by far, but the best philosopher by far and by a long chalk. It is my melancholy duty to put it on record that I merit even the chalky superlative. But it gets worse: I have been forced to accept that it doesn’t stop there. For who else can claim the same range as me across the board? The intellectual, the athletic, the musical—it’s a highly unusual package. I have never heard of anyone who can do as many sports as me, and my musical range is unusually broad. It’s hard to believe. I seem to be unique in my range of abilities. If anyone else is in the same case, I would like to hear about them. Someone should really make a documentary on me before it is too late—I am a remarkable specimen. I find it hard to credit it myself. Psychologists should investigate and probe me; I might contain some useful lessons. I am a kind of freak of nature, a weirdo, a strange mutation. They should take a look at my DNA. How did it happen? After all, I don’t look like much. I’m a bit of mystery.

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